Wholesale Conduct Risk and Capital Markets Manager

4 weeks ago


England, United Kingdom KPMG Full time

Wholesale Conduct Risk and Capital Markets Manager – KPMG – Consulting



By encompassing a wide range of disciplines across a breadth of areas such as Strategy, Forensic, Risk and Regulatory, People and Talent, and Operational and Financial Transformation, we become immersed in our clients' organisations, applying sector knowledge and technology solutions to deliver the best possible outcomes and get it right first time.


Why Join KPMG as a Wholesale Conduct Risk and Capital Markets Manager ?


The KPMG Consulting function is a cornerstone of our business. Operating from London we do work that matters, serving the country with diligence and expertise.

KPMG is one of the world's largest and most respected consultancies. We've supported the UK through times of war and peace, prosperity and recession, political and regulatory upheaval. We've proudly stood beside the institutions and businesses which make the UK what it is.



What will you be doing?


• We require the individual to deliver technical client projects around risk and regulatory issues for our banking clients.

• Support internal product development of material relating to risk and regulatory topics, in particular on wholesale conduct risk and / or Non-Financial Regulatory Reporting (NFRR).

• Advise clients on the benefits and impact of regulations, current industry practices and advancements.

• Keep abreast of all latest trends and any new regulations, leveraging international SME support where applicable.

• The individual will be required to apply their skills to a broad range of regulatory and risk-related issues supporting both regional and national propositions.


What will you need to do it?


• Strong understanding of banks and/or trading businesses, including an understanding of financial services firms' businesses, products, structures, governance frameworks, risk management and process and control arrangements, in the Banking and/or Investment Management sectors

• Strong familiarity with the ‘three lines of defence’ model

• A practical understanding of the role of key bank functions including Front office, Market Risk, Product control, Treasury and Compliance

• Strong stakeholder and relationship management skills and ability to develop and maintain strong internal and external networks

• Excellent oral / written communication, planning, project management, networking and influencing skills.

• Strong project management skills and the ability to manage a team of professional staff, including decision-making, time management, prioritisation, organisation, and evaluation skills

• Experience of regulation impacting banking clients and knowledge of new regulatory developments impacting them

• Flexibility and agility to contribute to a broad range of banking risk engagements

• Flexibility to work across the UK (and internationally) where required

Advantageous

• Experience of Governance, Risk and Compliance (GRC) tools such as MetricStream

• Higher qualification in mathematical subject (Maths, Economics, Physics, Engineering etc) (or other related degree or professional qualifications) or programming skills.

• Data Handling / Python Coding skills


Key Skills;


• Knowledge of regulatory and other developments impacting the wholesale banking sector, for example:

o Risk and Control frameworks

o Non-Financial Regulatory Reporting

o FX Conduct and Fed Order experience

o Benchmarks Regulation & IOSCO Principles for Financial Benchmarks

o Market Abuse

o Front office controls

o Short selling regulations

o ESG Ratings


Our Locations:

We are open to talk to Wholesale Conduct Risk and Capital Markets Manager i n the UK as this is where the team is based.


With 20 sites across the UK, we can potentially facilitate office work, working from home, flexible hours, and part-time options. If you have a need for flexibility, please register and discuss this with our team.


Find out more:


Within Consulting we have a range of divisions and specialisms. Click the links to find out more below:

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• KPMG Workability and Disability confidence:


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