UK Legal Entity Compliance Specialist

Role: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary : Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team...

Role: UK Legal Entity Compliance Specialist Location: LondonDuration: 12 MonthsHybrid 3 days in the officeSummary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties:as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across all...

Role: UK Legal Entity Compliance Specialist Location: LondonDuration: 12 MonthsHybrid 3 days in the officeSummary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties:as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across all...

Role: UK Legal Entity Compliance Specialist Location: LondonDuration: 12 MonthsHybrid 3 days in the officeSummary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties:as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across all...

Role: UK Legal Entity Compliance Specialist Location: London Duration: 12 Months Hybrid 3 days in the office Summary : Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties: as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team...

Role: UK Legal Entity Compliance Specialist Location: LondonDuration: 12 MonthsHybrid 3 days in the officeSummary: Responsible for acting as a general Compliance Specialist in the UK to the in-scope Asset Servicing entities. Major Duties:as the senior Compliance Specialist subject matter within the Asset Servicing UK Legal Entity Compliance team across all...

Are you a qualified legal professional with extensive experience in UK regulatory matters? Do you possess a strong understanding of relevant regulations such as ICOBS and IDD, including knowledge of regulatory bodies like the Financial Conduct Authority and Prudential Regulatory Authority? If so, please read on!Our Client’s Legal Team is seeking a Senior...

Are you a qualified legal professional with extensive experience in UK regulatory matters? Do you possess a strong understanding of relevant regulations such as ICOBS and IDD, including knowledge of regulatory bodies like the Financial Conduct Authority and Prudential Regulatory Authority? If so, please read on!Our Client’s Legal Team is seeking a Senior...

Are you a qualified legal professional with extensive experience in UK regulatory matters? Do you possess a strong understanding of relevant regulations such as ICOBS and IDD, including knowledge of regulatory bodies like the Financial Conduct Authority and Prudential Regulatory Authority? If so, please read onOur Client's Legal Team is seeking a Senior...

THE COMPANY:Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice.THE RESPONSIBILITIES:Managing and reporting on regulatory projects, including advising on and supporting the...

Job Title: Statutory Tax SpecialistCompany: PE GlobalManage audit reporting processes and support compliance for Corporation tax related reports, provide necessary data to internal and external authorities.Manage activities in the area of Statutory, Tax and Treasury related topics for multiple legal entities.Collaborates effectively with FRA Operations in...

THE COMPANY:nOur client is a multinational banking organisation.THE RESPONSIBILITIES:Good and practical understanding of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (UK ML Regs).nGood and practical understanding of JMLSG –nGood experience of tracking and operationally implementing AML...

THE COMPANY:nOur client is a multinational banking organisation.THE RESPONSIBILITIES:Good and practical understanding of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (UK ML Regs).nGood and practical understanding of JMLSG –nGood experience of tracking and operationally implementing AML...

Are you a qualified lawyer with a passion for compliance?nDo you have experience gained at an international law firm?We have a fantastic opportunity with a leading international US law firm who are looking for an experienced Compliance Lawyer to join their London office. In this role, you will report to the Senior Compliance Council and advise on a broad...

Are you a qualified lawyer with a passion for compliance?nDo you have experience gained at an international law firm?We have a fantastic opportunity with a leading international US law firm who are looking for an experienced Compliance Lawyer to join their London office. In this role, you will report to the Senior Compliance Council and advise on a broad...

Coopman Search and Selection are delighted to partner exclusively with a global private markets firm with circa $60 billion AUM who are looking to hire Legal Counsel. The role will report in directly into the GC who is based over in the US and you will form part of a wider global legal & compliance team.In this role you will be responsible for the firms...

Coopman Search and Selection are delighted to partner exclusively with a global private markets firm with circa $60 billion AUM who are looking to hire Legal Counsel. The role will report in directly into the GC who is based over in the US and you will form part of a wider global legal & compliance team.In this role you will be responsible for the firms...

The rolenThe candidate will support the Head of Compliance, and the compliance team to enhance, maintain and deliver the Davies Insurance Services regulatory compliance framework. This will involve oversight of the Intermediary Services’ network of Appointed Representatives. The role will also cover the oversight of the global Insurance Services entities...

The rolenThe candidate will support the Head of Compliance, and the compliance team to enhance, maintain and deliver the Davies Insurance Services regulatory compliance framework. This will involve oversight of the Intermediary Services’ network of Appointed Representatives. The role will also cover the oversight of the global Insurance Services entities...

THE COMPANY:We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.THE RESPONSIBILITIES:Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and...