Compliance Graduate

3 weeks ago

London Area, United Kingdom JCW Full time

Job Title: Junior Compliance Analyst (Graduate)

Location: London, United Kingdom

Company Overview: Join our dynamic commodities firm located in the heart of London's financial district. We specialize in trading various commodities on global markets and are committed to maintaining the highest standards of regulatory compliance. As part of our expansion, we are seeking a Junior Compliance Analyst to join our team.

Role Overview: As a Junior Compliance Analyst, you will play a crucial role in ensuring that our operations adhere to regulatory requirements and industry best practices. This role offers an exciting opportunity for someone eager to learn and develop skills in compliance, Know Your Customer (KYC) procedures, and transaction monitoring. You will work closely with senior members of the compliance team, gaining valuable experience and training to progress in your career.

Key Responsibilities:

  1. KYC Compliance: Assist in conducting due diligence checks on new and existing clients to ensure compliance with regulatory standards. This includes gathering and verifying documentation, performing risk assessments, and maintaining accurate records.
  2. Transaction Monitoring: Support the monitoring of trading activities to detect and investigate any suspicious or unusual transactions. Learn to use compliance software and tools effectively to identify potential risks and escalate issues as necessary.
  3. Regulatory Compliance: Stay updated on relevant laws, regulations, and industry guidelines pertaining to commodities trading. Assist in reviewing policies and procedures to ensure they align with regulatory requirements and implementing necessary changes.
  4. Reporting and Documentation: Assist in preparing regulatory reports and documentation as required by regulatory authorities. Maintain organized records of compliance activities and findings for audit purposes.
  5. Training and Development: Take advantage of training opportunities provided to enhance knowledge and skills in compliance practices, regulatory requirements, and industry trends.

Qualifications and Skills:

  • Bachelor's degree in finance, business, law, or a related field.
  • Experience working in a commodities brokerage
  • Eagerness to learn and develop skills in compliance and regulatory matters.
  • Prior experience or knowledge of compliance, KYC, or transaction monitoring is a plus but not required.

We will not be accepting applications for this role via telephone. Please email your CV to

  • Graduate Investment Banker

    4 weeks ago

    London Area, United Kingdom Graduate Financial Recruitment Full time

    Are you ready to embark on an exhilarating adventure that will shape your finance career?Prepare to soar to new heights as you join our prestigious investment banking firm as a Graduate Investment Banking Analyst. With an adrenaline-fueled environment and unmatched opportunities for growth, this is your ticket to professional success!About Us:We are the...

  • Graduate Investment Banker

    4 weeks ago

    London Area, United Kingdom Graduate Financial Recruitment Full time

    Are you ready to embark on an exhilarating adventure that will shape your finance career?Prepare to soar to new heights as you join our prestigious investment banking firm as a Graduate Investment Banking Analyst. With an adrenaline-fueled environment and unmatched opportunities for growth, this is your ticket to professional success!About Us:We are the...

  • Graduate Investment Banker

    4 weeks ago

    London Area, United Kingdom Graduate Financial Recruitment Full time

    Are you ready to embark on an exhilarating adventure that will shape your finance career?Prepare to soar to new heights as you join our prestigious investment banking firm as a Graduate Investment Banking Analyst. With an adrenaline-fueled environment and unmatched opportunities for growth, this is your ticket to professional success!About Us:We are the...

  • Graduate Investment Banker

    3 weeks ago

    London Area, United Kingdom Graduate Financial Recruitment Full time

    Are you ready to embark on an exhilarating adventure that will shape your finance career? Prepare to soar to new heights as you join our prestigious investment banking firm as a Graduate Investment Banking Analyst. With an adrenaline-fueled environment and unmatched opportunities for growth, this is your ticket to professional success! About Us: We are the...

  • Legal Compliance Analyst

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks and determine...

  • Graduate Compliance Analyst

    7 days ago

    London, United Kingdom Citygrad Full time

    One of the UK's fastest-growing and most exciting financial service companies are looking for bright and motivated graduates to join their Compliance team. Based in arguably the coolest office in London, This company care passionately about two things -fantastic employee satisfaction and providing a service that our clients place real value on. Working as...

  • Senior Compliance Analyst

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. THE RESPONSIBILITIES: Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks...

  • Junior Compliance Officer

    5 days ago

    London, United Kingdom AJ Fox Compliance Full time

    A leading global law firm is currently seeking a dedicated and proactive Junior Compliance Officer to join their dynamic and growing team. This role offers an exciting opportunity to work on various compliance tasks, improve existing systems, and collaborate effectively with individuals at all levels within the organization. Key responsibilities will...

  • Graduate Investment Banker

    3 weeks ago

    Manchester Area, United Kingdom Graduate Financial Recruitment Full time

    Are you ready to embark on an exhilarating adventure that will shape your finance career?Prepare to soar to new heights as you join our prestigious investment banking firm as a Graduate Investment Banking Analyst. With an adrenaline-fuelled environment and unmatched opportunities for growth, this is your ticket to professional success!About Us:We are the...

  • Graduate Investment Banker

    3 weeks ago

    Manchester Area, United Kingdom Graduate Financial Recruitment Full time

    Are you ready to embark on an exhilarating adventure that will shape your finance career?Prepare to soar to new heights as you join our prestigious investment banking firm as a Graduate Investment Banking Analyst. With an adrenaline-fuelled environment and unmatched opportunities for growth, this is your ticket to professional success!About Us:We are the...

  • Graduate Investment Banker

    3 weeks ago

    Manchester Area, United Kingdom Graduate Financial Recruitment Full time

    Are you ready to embark on an exhilarating adventure that will shape your finance career? Prepare to soar to new heights as you join our prestigious investment banking firm as a Graduate Investment Banking Analyst. With an adrenaline-fuelled environment and unmatched opportunities for growth, this is your ticket to professional success! About Us: We are the...

  • Graduate Investment Banker

    3 weeks ago

    Manchester Area, United Kingdom Graduate Financial Recruitment Full time

    Are you ready to embark on an exhilarating adventure that will shape your finance career?Prepare to soar to new heights as you join our prestigious investment banking firm as a Graduate Investment Banking Analyst. With an adrenaline-fuelled environment and unmatched opportunities for growth, this is your ticket to professional success!About Us:We are the...

  • Senior Compliance Officer

    5 days ago

    London, United Kingdom AJ Fox Compliance Full time

    A leading global law firm is currently seeking a dedicated and proactive Junior Compliance Officer to join their dynamic and growing team. This role offers an exciting opportunity to work on various compliance tasks, improve existing systems, and collaborate effectively with individuals at all levels within the organization. Managing the new client and...

  • Graduate Investment Banker

    1 week ago

    London, United Kingdom Graduate Financial Recruitment Full time

    Are you ready to embark on an exhilarating adventure that will shape your finance career? Prepare to soar to new heights as you join our prestigious investment banking firm as a Graduate Investment Banking Analyst. With an adrenaline-fueled environment and unmatched opportunities for growth, this is your ticket to professional success! About Us: We are the...

  • Graduate Investment Banker

    4 weeks ago

    London, United Kingdom Graduate Financial Recruitment Full time

    Are you ready to embark on an exhilarating adventure that will shape your finance career?Prepare to soar to new heights as you join our prestigious investment banking firm as a Graduate Investment Banking Analyst. With an adrenaline-fueled environment and unmatched opportunities for growth, this is your ticket to professional success!About Us:We are the...

  • Graduate Investment Banker

    3 weeks ago

    London, United Kingdom Graduate Financial Recruitment Full time

    Are you ready to embark on an exhilarating adventure that will shape your finance career? Prepare to soar to new heights as you join our prestigious investment banking firm as a Graduate Investment Banking Analyst. With an adrenaline-fueled environment and unmatched opportunities for growth, this is your ticket to professional success! About Us: We are the...

  • Graduate Investment Banker

    1 week ago

    London, United Kingdom Graduate Financial Recruitment Full time

    Job DescriptionAre you ready to embark on an exhilarating adventure that will shape your finance career?Prepare to soar to new heights as you join our prestigious investment banking firm as a Graduate Investment Banking Analyst. With an adrenaline-fueled environment and unmatched opportunities for growth, this is your ticket to professional success!About...

  • Graduate Compliance Associate

    4 weeks ago

    London, United Kingdom Avomind Full time

    **About this role** Our client is composed of ambitious professionals committed to accelerating progress for their clients and helping them make more informed decisions. As a Graduate Compliance Associate, you will be joining a high-performing global team that works closely with their core service delivery teams to ensure their clients are always served to...

  • Compliance Analyst

    3 weeks ago

    London Area, United Kingdom Lunaria Partners Full time

    Compliance AnalystConflicts and AMLTop Tier City Law Firm£30-37kA top tier city law firm is seeking a law graduate with a real interest in a long term career in compliance to join their risk and compliance team.The FirmThe law firm is leading in IP, technology, media, entertainment and sport and has teams that do corporate, litigation, employment and...

  • Compliance Analyst

    3 weeks ago

    London Area, United Kingdom Lunaria Partners Full time

    Compliance AnalystConflicts and AMLTop Tier City Law Firm£30-37kA top tier city law firm is seeking a law graduate with a real interest in a long term career in compliance to join their risk and compliance team.The FirmThe law firm is leading in IP, technology, media, entertainment and sport and has teams that do corporate, litigation, employment and...