Compliance Officer

3 weeks ago

london city of london, United Kingdom Edenbrook Full time

Compliance Officer opportunity working with a top performing specialty insurer operating within the Lloyd’s Market. You’ll play a key role in ensuring all regulatory requirements through monitoring, reporting, and supporting key compliance initiatives are met. Key Responsibilities: Support the Compliance Team in managing compliance matters and developing the function. Track progress against the annual Compliance Plan and report on key actions. Conduct compliance monitoring, including field reviews in key risk areas (e.g. contract certainty, slip reviews). Assist in preparing Committee and Board reports, including Conduct Risk and Complaints MI. Maintain compliance pages on the intranet and manage regulatory reporting requirements. Support horizon scanning, policy updates, and process improvements to meet regulatory standards. Promote a strong compliance culture and provide clear guidance to business teams. Maintain accurate reporting to Lloyd’s and the FCA. Monitor completion of compliance training and assist with course development. Stay informed on regulatory changes and best practices, communicating key updates as needed. Skills, Knowledge & Expertise: Experience in a compliance role within a Managing Agency or Broker. Strong knowledge of FCA and Lloyd’s regulations, including DISP and complaints handling.

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