Compliance Officer
1 week ago
Compliance Officer Permanent Location: Enfield Salary: Dependant on Experience About the Role We are seeking an experienced Compliance Officer to support the senior legal function in ensuring organisational adherence to legal and regulatory frameworks, with a particular emphasis on Data Protection and Anti Bribery obligations. This role interacts across all parts of the business, providing guidance on regulatory, contractual and legal matters connected to operational activity. You will oversee the maintenance and assessment of internal compliance controls and ensure documentation that evidences compliance remains accurate and up to date. The role includes identifying and evaluating risks across regulatory, legal, commercial, financial and reputational areas and assessing third party engagements in support of strategic objectives and ethical standards. Working closely with a central compliance structure, you will help embed a robust compliance management system and provide informed support to key business areas including sales, programmes, support services and procurement. Commitment to continuous professional learning is expected. Key Responsibilities Ensuring compliance with legal and regulatory requirements including Data Protection and Anti Bribery laws Supporting adherence to internal ethics and compliance policies Advising employees on compliance matters Acting as the subject matter expert on compliance policies and procedures Monitoring and communicating legal and regulatory changes that affect compliance Reviewing compliance relevant contractual matters in the UK and internationally Contributing to or leading updates to compliance policies and preventative controls Conducting due diligence checks on relevant third parties and engaging with stakeholders to collect information Carrying out risk assessments on proposed transactions and preparing material for senior approval Completing Data Protection Impact Assessments and maintaining required records Reviewing privacy notices and responding to data protection queries Responding to subject access requests and enquiries on personal data use Supporting the delivery of compliance training across the organisation Assisting with customer compliance questionnaires Preparing compliance reports as required Supporting investigations into potential non compliance or data breaches Assisting with internal and external audits Candidate Requirements Attributes Experience across compliance disciplines, ideally within a complex international or regulated technical sector Strong analytical and investigative approach Clear written and verbal communication suitable for varied audiences including senior leadership Independent mindset combined with structure, adaptability and willingness to flag residual risks Commercial awareness with the ability to assess risks and mitigation options Detail oriented with practical problem solving ability Ability to balance multiple stakeholder priorities Experience Knowledge of the UK Bribery Act 2010 including supporting internal training Demonstrable understanding of GDPR and the Data Protection Act 2018, including recognising sensitive data and evidencing compliance Understanding of corruption risk, money laundering and terrorism financing Some familiarity with UK and EU sanctions compliance is beneficial Qualifications Degree level or equivalent Legal or compliance related qualifications are advantageous, including GDPR practitioner level learning #J-18808-Ljbffr
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Compliance Officer
2 weeks ago
City Of London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is global banking group with offices based in the West End. They offer Corporate banking and Asset management services in the UK market. THE RESPONSIBILITIES: Compliance advisory: assisting with advice on regulatory issues, maintaining compliance framework, training the business in key compliance issues, promoting and measuring high...
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Compliance Officer
2 weeks ago
London Area, United Kingdom Compliance Professionals Full time £40,000 - £80,000 per yearTHE COMPANY:Our client is global banking group with offices based in the West End. They offer Corporate banking and Asset management services in the UK market.THE RESPONSIBILITIES:This role will support the Head of Compliance & MLRO with the following:Compliance advisory: assisting with advice on regulatory issues, maintaining compliance framework, training...
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Compliance Officer
3 weeks ago
london, United Kingdom AJ FOX COMPLIANCE Full timeWe are working with an independent law firm to recruit a Compliance Officer to join their collaborative and highly regarded London team. In this role, you’ll work closely with the Head of Risk and Compliance, supporting a range of firmwide compliance functions and contributing to the delivery of robust risk management across the business. You’ll assist...
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Compliance Officer
3 weeks ago
london, United Kingdom AJ FOX COMPLIANCE Full timeWe are working with a specialist legal consultancy to recruit several Compliance Officers to join their growing internal team. In this role you'll support a wide range of law firm clients on compliance, risk management, and regulatory best practice. You’ll play a key part in helping firms maintain quality assurance standards, prepare for audits, and meet...
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Manager, Compliance Risk and Assurance
2 weeks ago
City Of London, United Kingdom Compliance Professionals Full timeTHE COMPANYOur client is multinational Corporate banking company, with branches worldwide.THE RESPONSIBILITIESDirect contribution to completion of the annual Financial Crime Business-wide Risk Assessment (BWRA) and Compliance and Conduct Risk Assessment (CCRA) process, and identify and implement appropriate controls to detect, prevent and mitigate risks...
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Compliance Officer
2 days ago
City Of London, United Kingdom Coolabah Capital Investments Full timeAbout Coolabah Capital Investments (CCI) Coolabah Capital Investments (CCI) is a leading global fixed‑income investment manager overseeing more than US$11 billion in assets. We specialise in generating alpha through security‑specific investments, leveraging quantitative proprietary modelling and fundamental credit research. Our team of over 55...
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Compliance Officer
1 week ago
City Of London, United Kingdom LanguageLine Solutions UK Full timeJob Details Position: Compliance Officer Department: Finance Reports to: Head of Compliance Location: Head Office, 5th Floor, Queen Elizabeth House, 4 St Dunstan's Hill, London, EC3R 8AD Main Job Purpose To assist with the management of the Compliance function at LLS UK in order to ensure that the business retains all existing compliance certifications,...
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Compliance Officer
6 days ago
City of London, United Kingdom XEINADIN GROUP LIMITED Full time**Compliance Officer - Xeinadin Group - Top 20 Accountancy Firm** **Remote working** **Exciting, green field project, working for an ambitious growing organisation** Xeinadin Group is one of the leading professional services groups in the UK and Ireland. We are a group of over 100 accountancy firms and through innovative thinking by leading professionals,...
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Compliance Officer
2 weeks ago
City Of London, United Kingdom Metropolitan Gaming Full timeWho We Are Metropolitan Gaming Group is the multi-channel gaming and leisure brand for people who live city life to the full. The home of Metropolitan Gaming Online and Metropolitan Casinos, we're dedicated to providing exceptional experience and service for our guest's whichever platform or venue they visit. Our tendestinations across the UK and Egypt...
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Compliance Officer
6 days ago
City of London, United Kingdom Robertson Sumner Ltd Full timeAre you an ambitious Compliance Officer looking for a full-time role in a fast growing technology company? Do you have a good knowledge of technology and security standards and how they can be applied effectively within a company? Can you engage the businessto ensure buy-in with our compliance standards? Reporting to the Commercial Director, this role will...
