Compliance Senior Manager

10 hours ago

Douglas Isle of Man, United Kingdom Orchard Recruitment Ltd Full time
Our leading Douglas-based CSP & Investment Management firm area are looking for a motivated Compliance Senior Manager / Head of Compliance to join the team.
As Compliance Senior Manager / Head of Compliance you will be responsible for:
* Compliance Officer and MLRO/DMLRO
* Primary point of contact with the Isle of Man Financial Services Authority
* Review, advise on and implement applicable legislation and regulations
* Manage the compliance monitoring programme to assess adherence with regulations
* Undertake internal audit reviews to test validity and robustness of internal controls
* Review advertisements and other promotional content
* Review collective investment scheme documentation for adherence to applicable regulations
* Ensure policies and procedures are up-to-date and meet company and regulatory needs
* Oversee risk management for the business
* Advise on the impact of new processes, products and practices upon the risk environment
* Review and manage the company's risk policies and risk register
* Monitor controls in place to manage and mitigate identified risks
* Promote an effective compliance and risk awareness culture
* Develop effective relationships with directors and staff as well as third parties and professional intermediaries as required
* Deliver anti-money laundering training to staff
* Management of a small team, including training and mentoring
The ideal candidate for the role of Compliance Senior Manager / Head of Compliance will have:
* Excellent knowledge of fiduciary and funds service operations
* Extensive compliance, risk and/or audit experience
* Previous experience as an MLRO or Deputy MLRO would be an advantage
* Minimum of five years' experience
* Relevant professional qualification, i.e. ICA
* Have held a similar approved Controlled Function status
* Experience in the management, development and implementation of policies and procedures
* Strong communicator with good interpersonal skills
* Proven management ability
* Ability to work independently and detail oriented
* Proactive approach to planning and organising tasks

  • Compliance Senior Manager

    3 weeks ago

    Douglas, Isle of Man, United Kingdom CV-Library Full time

    Our leading Douglas-based CSP & Investment Management firm area are looking for a motivated Compliance Senior Manager / Head of Compliance to join the team. As Compliance Senior Manager / Head of Compliance you will be responsible for: * Compliance Officer and MLRO/DMLRO * Primary point of contact with the Isle of Man Financial Services Authority *...

  • Senior Tax Manager

    1 month ago

    Douglas, Isle of Man, United Kingdom CV-Library Full time

    Our Douglas-based Client is a leading Trust & Corporate Service Provider. As they continue their organic growth, they are seeking a Senior Tax Manager to join an established team. As Senior Tax Manager you will be dealing with tax compliance including all regulatory reporting and providing guidance relating to UK, IoM, Irish and BVI tax matters. Specific...

  • Compliance and Risk Management Leader

    2 weeks ago

    Isle of man, United Kingdom InterGame Ltd Full time

    Location: Isle of Man, United KingdomSalary: Attractive Salary | Ref: 36640An established business is seeking a senior professional to lead their compliance department.Based on the beautiful Isle of Man, the team of ten people require guidance and support to manage risk and compliance functions in line with internal policies, external regulations, and best...

  • Senior Tax Manager

    1 month ago

    Douglas, Isle of Man, United Kingdom Orchard Recruitment Ltd Full time

    Our Douglas-based Client is a leading Trust & Corporate Service Provider. As they continue their organic growth, they are seeking a Senior Tax Manager to join an established team.As Senior Tax Manager you will be dealing with tax compliance including all regulatory reporting and providing guidance relating to UK, IoM, Irish and BVI tax matters. Specific...

  • Head of Risk Management

    4 months ago

    Isle Of Man, United Kingdom Isle of Man Government Full time

    **About the role and our team** Join our team as the Head of Risk Management & Compliance for Manx Care! As a senior leader within Manx Care’s central Care, Quality & Safety Team (CQST), you will ensure that Manx Care’s risk and compliance frameworks are robust, effective and up to date. You will work collaboratively with the CQST, actively promoting...

  • Compliance and Risk Manager

    2 weeks ago

    Isle of man, United Kingdom Pentasia Full time

    Compliance and Operations ManagerWe are seeking a seasoned Compliance and Operations Manager to join our team at Pentasia. As a key member of our compliance department, you will be responsible for managing the risk and compliance functions in line with internal policies, external regulations, and best practices.About the RoleLead the compliance department...

  • Compliance and Risk Manager

    1 month ago

    Isle of man, United Kingdom Pentasia Full time

    Compliance and Operations ManagerWe are seeking a seasoned professional to lead our compliance department and provide strategic guidance to our team of ten.The ideal candidate will have a strong background in compliance and risk management, with experience in the iGaming industry and knowledge of responsible gambling practices.As a key member of our...

  • Compliance and Risk Manager

    1 month ago

    Isle of man, United Kingdom Pentasia Full time

    Compliance and Operations ManagerWe are seeking a seasoned professional to lead our compliance department and provide strategic guidance to our team of ten.The ideal candidate will have a strong background in compliance and risk management, with experience in the iGaming industry and knowledge of responsible gambling practices.As a key member of our...

  • Compliance and Risk Manager

    1 month ago

    Isle of man, United Kingdom Pentasia Full time

    Compliance and Operations ManagerWe are seeking a seasoned professional to lead our compliance department and provide strategic guidance to our team of ten.The ideal candidate will have a strong background in compliance and risk management, with experience in the iGaming industry and knowledge of responsible gambling practices.As a key member of our team,...

  • Compliance and Risk Manager

    3 weeks ago

    Isle of man, United Kingdom Pentasia Full time

    Compliance and Operations ManagerWe are seeking a seasoned professional to lead our compliance department and provide strategic guidance to our team of ten.The ideal candidate will have a strong background in compliance and risk management, with experience in the iGaming industry and knowledge of responsible gambling practices.As a key member of our team,...

  • Compliance and Risk Manager

    3 weeks ago

    Isle of man, United Kingdom Pentasia Full time

    Compliance and Operations ManagerWe are seeking a seasoned professional to lead our compliance department and provide strategic guidance to our team of ten.The ideal candidate will have a strong background in compliance and risk management, with experience in the iGaming industry and knowledge of responsible gambling practices.As a key member of our team,...

  • Compliance and Risk Manager

    1 month ago

    Isle of man, United Kingdom Pentasia Full time

    Compliance and Operations ManagerWe are seeking a seasoned professional to lead our compliance department and provide strategic guidance to our team of ten.The ideal candidate will have a strong background in compliance and risk management, with experience in the iGaming industry and knowledge of responsible gambling practices.As a key member of our team,...

  • Compliance and Risk Manager

    3 weeks ago

    Isle of man, United Kingdom Pentasia Full time

    Compliance and Operations ManagerWe are seeking a seasoned professional to lead our compliance department and provide strategic guidance to our team of ten.The ideal candidate will have a strong background in compliance and risk management, with experience in the iGaming industry and knowledge of responsible gambling practices.As a key member of our team,...

  • Compliance and Risk Manager

    3 weeks ago

    Isle of man, United Kingdom Pentasia Full time

    Compliance and Operations ManagerWe are seeking a seasoned professional to lead our compliance department and provide strategic guidance to our team of ten.The ideal candidate will have a strong background in compliance and risk management, with experience in the iGaming industry and knowledge of responsible gambling practices.As a key member of our team,...

  • Compliance and Risk Manager

    3 weeks ago

    Isle of man, United Kingdom InterGame Ltd Full time

    Location: Isle of Man, UKWe are seeking a highly skilled Compliance and Operations Manager to join our team at InterGame Ltd.The successful candidate will be responsible for managing the risk and compliance functions in line with internal policies, external regulations, and best practices.Key responsibilities include:Developing and implementing compliance...

  • Compliance and Risk Manager

    3 weeks ago

    Isle of man, United Kingdom InterGame Ltd Full time

    Location: Isle of Man, UKWe are seeking a highly skilled Compliance and Operations Manager to join our team at InterGame Ltd.The successful candidate will be responsible for managing the risk and compliance functions in line with internal policies, external regulations, and best practices.Key responsibilities include:Developing and implementing compliance...

  • Senior Administrator

    7 days ago

    Douglas, Isle of Man, United Kingdom CV-Library Full time

    Our Client is a well established Douglas-based organisation that offers a comprehensive suite of accountancy and wealth management services to enable clients to grow, manage and preserve all facets of their financial affairs through cross-border resources and expertise-led solutions. As they continue a growth phase, they are seeking to hire a Senior...

  • Compliance and Risk Manager

    3 weeks ago

    Isle of man, United Kingdom InterGame Ltd Full time

    Location: Isle of Man, UKWe are seeking a seasoned professional to lead our compliance department and provide guidance to our team of ten.The ideal candidate will have experience in iGaming and knowledge of Responsible Gambling.This is an office-based role, and the successful candidate will be responsible for managing risk and compliance functions in line...

  • Compliance and Risk Manager

    3 weeks ago

    Isle of man, United Kingdom InterGame Ltd Full time

    Job Summary:We are seeking a highly skilled Compliance and Operations Manager to join our team at InterGame Ltd. Based on the beautiful Isle of Man, this role will provide a unique opportunity to work in a dynamic and growing industry.Key Responsibilities:Manage the risk and compliance functions in line with internal policies, external regulations, and best...

  • Compliance and Risk Manager

    3 weeks ago

    Isle of man, United Kingdom InterGame Ltd Full time

    Job Summary:We are seeking a highly skilled Compliance and Operations Manager to join our team at InterGame Ltd. Based on the beautiful Isle of Man, this role will provide a unique opportunity to work in a dynamic and growing industry.Key Responsibilities:Manage the risk and compliance functions in line with internal policies, external regulations, and best...