Senior Compliance Officer
1 month ago
Our Douglas-based Client is a leading specialist provider of corporate and fiduciary services to a range of private and commercial Clients around the world. They now require a Senior Compliance Officer to join the team.
As a Senior Compliance Officer you will develop and lead a regulatory license-focused Compliance Monitoring Program and provide Board management support within their regulated TCSP and funds business. The role is pivotal in ensuring that compliance monitoring meets Isle of Man standards, with a focus on evidencing the key FSA-allocated, Board-delegated functions to the Head of Governance, Risk & Compliance (Group Chief Compliance Officer).
The role will be concentrated across the key areas outlined below:
Compliance Monitoring Program Development and Leadership
* Develop and lead a compliance monitoring program focused on regulatory license activities, ensuring alignment with Isle of Man standards
* Conduct regulatory horizon scanning to proactively identify changes impacting regulatory licenses
Regulatory Register Management
* Manage and maintain key compliance and regulatory registers, including Breaches, Conflicts, Complaints, Errors and incidents, Legal matters, and PEPs
* Ensure all registers meet regulatory requirements and are kept up-to-date, accurate, and accessible for reporting
Special Projects, FSA, and Audit Support
* Assist with special compliance projects and manage FSA and audit-related matters as delegated by the HoC (GCCO)
* Liaise with internal and external audit teams to provide necessary documentation and resolve compliance issues promptly
Governance and Risk Committee Action Support
* Provide governance oversight by monitoring and documenting compliance office controls
* Support the Risk Committee with tracking and reporting action items, ensuring timely follow-up and resolution
Board and Committee Presentation Support
* Assist the HoC (GCCO) with preparing regular Board presentations and provide support for reporting to group committees
* Ensure accuracy and timeliness in all compliance-related materials submitted to the Board and group committees
Compliance Office Control and Oversight
* Oversee daily compliance office functions, ensuring all operations align with regulatory standards and internal policies
* Support the implementation and maintenance of governance frameworks to ensure consistent compliance across the organisation
The ideal candidate for the role of Senior Compliance Officer will:
* Hold a Bachelor's degree in Law, Finance, Business, or a related field (or equivalent experience)
* Hold a professional diploma in compliance or Risk Management (e.g., ICA, ACAMS, CISI) preferred
* Has a minimum of 5 years' experience in a compliance role within a TCSP, funds, or regulated financial services environment, with experience in regulatory governance, compliance monitoring, and Board reporting
* Strong understanding of Isle of Man regulatory environment, FSA requirements, regulatory horizon scanning, and governance best practices
* Proficiency in compliance software and document management
* Strong analytical, organizational, and reporting skills
* Ability to support Board and committee reporting with a proactive, "can-do" approach to responsibilities
-
Senior Compliance Lead Guernsey Office
4 weeks ago
Isle Of Man, United Kingdom QED Legal Full timeAbout the Role: We are seeking an experienced Compliance Officer to join our team in Guernsey. As a Senior Compliance Officer, you will play a crucial role in ensuring that our firm's operations comply with all relevant regulations and laws.Key Responsibilities:Act as the MLCO for the Guernsey office, providing guidance on compliance matters;Draft and...
-
Compliance Officer
2 months ago
Isle of Man, UK, United Kingdom QED Legal Full timeSenior Compliance Officer Guernsey-based This is a brilliant opportunity to join a leading Offshore Law firm with offices across BVI, Cayman, Jersey, Guernsey, Bermuda and more. Known as the Offshore Magic Circle Now with a brilliant opportunity to join them and lead on all elements of compliance across Guernsey, this is a sole role within the compliance...
-
Senior Compliance Officer
7 months ago
Douglas, United Kingdom Isle of Man Government Full time**About the role** The Information Commissioner is the independent authority responsible for upholding the public's information rights, promoting and enforcing compliance with the Island's information rights (Data Protection, Unsolicited Communications, and Freedom of Information) legislation. The Information Commissioner is looking for an experienced and...
-
Senior Tax Compliance Specialist
2 weeks ago
Isle of man, United Kingdom Abacus Trust Group Full timeSenior Tax Compliance Specialist:We are seeking a seasoned tax professional to join our team as a Senior Tax Compliance Specialist. The ideal candidate will have extensive experience in tax compliance, excellent analytical skills, and a proven ability to deliver high-quality results under pressure.
-
Graduate Trainee Compliance Officer
7 months ago
Isle Of Man, United Kingdom IIM Limited Full timeWe are looking for a Graduate Trainee Compliance Officer to join our growing Financial Planning team in Douglas and to provide support to our Compliance Director. Our Financial Planning team offer advice on every aspect of financial planning, including investments, pensions, mortgages and later life finances. This is a highly regulated industry, and...
-
Health & Safety Compliance Officer
6 months ago
Isle Of Man, United Kingdom Isle of Man Government Full time**About the role and our team** We are seeking a forward-thinking and dedicated Health and Safety Compliance Officer to join our hardworking team within the Operations Division at Noble’s Hospital! The Health and Safety Compliance Officer is responsible for ensuring compliance with all relevant health and safety legislation and regulations. In this key...
-
Regulatory Compliance Specialist QED Legal
4 weeks ago
Isle Of Man, United Kingdom QED Legal Full timeJob Summary: QED Legal is seeking a skilled Compliance Officer to join our Guernsey office. As a Senior Compliance Officer, you will be responsible for ensuring that our firm's operations comply with all relevant regulations and laws.Main Responsibilities:Serve as the primary point of contact for compliance-related matters;Develop and implement effective...
-
Compliance Expert for Offshore Law Firm
4 weeks ago
Isle Of Man, United Kingdom QED Legal Full timeCompany Overview: A leading Offshore Law firm with a strong presence in the BVI, Cayman, Jersey, Guernsey, Bermuda, and more is seeking a highly skilled Compliance Officer. This exciting opportunity allows you to lead on all elements of compliance across Guernsey, reporting directly to the Group Director of Compliance based in Cayman.Salary: Up to £75,000...
-
International Compliance Officer
7 months ago
Douglas, United Kingdom Isle of Man Government Full time**About the role** We’re looking for an International Compliance Officer to join our Income Tax Division where you will support the Senior International Compliance Officer during a period of rapid change in International Standards with a particular focus on automatic exchange of information. You will undertake a range of compliance activities to ensure...
-
Senior Compliance Officer
6 months ago
Douglas, United Kingdom Isle of Man Government Full time**About the role** The Information Commissioner is the independent authority responsible for upholding the public's information rights, promoting and enforcing compliance with the Island's information rights (Data Protection, Unsolicited Communications, and Freedom of Information) legislation. The Information Commissioner is looking for an experienced and...
-
Compliance Administrator
8 months ago
Isle Of Man, United Kingdom IQ-EQ Full timeCompany Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: We have an exciting opportunity for a Compliance Administrator to join our busy...
-
Senior Administrator
2 days ago
Douglas, Isle of Man, United Kingdom CV-Library Full timeOur leading Financial Services Sector Client is continuing a high growth trajectory, coupled with an ambitious transformation programme are now seeking a Senior Administrator to join the Asset Reconciliation team on a 12-month fixed term contract. As Senior Administrator you will act as an integral part of the team responsible for accurately reconciling all...
-
Senior Administrator
2 months ago
Douglas, Isle of Man, United Kingdom CV-Library Full timeOur Client is a well established Douglas-based organisation that offers a comprehensive suite of accountancy and wealth management services to enable clients to grow, manage and preserve all facets of their financial affairs through cross-border resources and expertise-led solutions. As they continue a growth phase, they are seeking to hire a Senior...
-
Compliance and Operations Director
1 month ago
Isle of man, United Kingdom InterGame Ltd Full timeLocation: Isle of Man, UKThe successful candidate will lead the compliance department of an established business, based in the beautiful Isle of Man. This office-based position involves managing risk and compliance functions in line with internal policies, external regulations, and best practices.Ideal candidates will have igaming experience and knowledge of...
-
Senior IT Auditor
6 months ago
Isle of Man, United Kingdom Shearwater Recruitment Full time**Description** Our client is seeking an experienced and detail-oriented Senior IT Auditor to join their audit team. As a Senior IT Auditor, you will play a critical role in evaluating and assessing our organization's IT systems, controls, and processes. Your expertise in IT auditing, risk assessment, and compliance will contribute to enhancing our overall...
-
Senior Administrator
8 months ago
Isle Of Man, United Kingdom IQ-EQ Full timeCompany Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: **Responsibilities** - Perform a wide variety of Trust administration tasks accurately...
-
Compliance Officer
1 week ago
Isle of Man, United Kingdom Canada Life Group (UK) Ltd (The) Full timeJob OverviewWe are seeking a highly skilled Risk Professional to join our First Line Risk team, focusing on risk and control activities across various teams, products, legal entities, and locations.The role involves providing oversight, support, and guidance on risk & control, ensuring key risk indicators are well-defined and understood in a timely manner,...
-
Risk & Compliance Expert
1 week ago
Isle of Man, United Kingdom Canada Life Group (UK) Ltd (The) Full timeWe are seeking a highly skilled Risk & Compliance Expert to join our team at Canada Life Group (UK) Ltd (The). This is an exciting opportunity to play a key role in ensuring awareness and reporting of governance-related initiatives, monitoring regulatory or audit deadlines, and partnering with teams to assess new products and processes.The successful...
-
Compliance Project Executive Officer
6 months ago
Isle Of Man, United Kingdom Isle of Man Government Full time**About the role** We are looking for a proactive and enthusiastic individual to join our Care, Quality & Safety Team as a Compliance Project Executive Officer where you will support the team by providing project management expertise to drive the implementation of quality and safety standards throughout Manx Care. You will be part of an energetic,...
-
Senior Administrator
7 months ago
Isle Of Man, United Kingdom Manavia Limited Full timeDue to continued expansion, MANAVIA (formerly MannBenham Fiduciaries) has a new vacancy for a **Senior Administrator - eGaming Operations**. The Senior Administrator - eGaming Operations will be responsible for the management of all administrative, regulatory and compliance requirements on a portfolio of eGaming clients and will include holding and...