Financial Advisor

1 week ago


Nottingham, Nottingham, United Kingdom GCB Recruitment Full time

Our client, a well-established Financial Planning firm based in Nottingham, is looking to recruit an experienced Independent Financial Adviser to join their ever-growing team.

The position is available due to the expansion of the business as part of itsongoing success as a firm.

As an Independent Financial Adviser, our client is offering the following:

  • Up to £55,000 basic
  • Bonus scheme for uncapped commission
  • Warm leads provided
  • Office based

Working hours:

  • Monday to Friday
  • 9 am 5 pm

Purpose of the role:

To competently provide financial advice, to clients within FCA rules and the firm's procedures.

To be considered for the Independent Financial Adviser, you must have the following:

  • A relevant approved qualification.
  • Detailed knowledge of FCA and the firm's recordkeeping requirements.

The responsibilities of an Independent Financial Adviser are:

General:

  • Keep uptodate with new products and technical or legislative changes within the marketplace.
  • Comply at all times with the Compliance Training and Competence Procedures of the firm.
  • Comply at all times with the requirements of the Financial Services and Markets Act 2000, and the FCA Principles, The Rules and the Conduct Rules.
  • To maintain a Statement of Professional Standing from an approved Accredited Body at all times.

Specific:

  • Identify and contact potential clients. Gather sufficient client information and identify client needs.
  • Analyse the information gathered and undertake sufficient research to make suitable recommendations.
- accurately complete all supporting documentation.

  • Attain and maintain competent status as defined by FCA and the firm.
  • Maintain performance standards by those outlined in the Key Performance Indicators section of the Training and Competence procedures.
  • Via selfassessment and feedback, identify Continuing Professional Development (CPD) needs to maintain and enhance Competent status and undertake appropriate activity to meet those needs. A minimum of 35 hours per annum of CPD is required, 21 hours of whichmust fall into the definition of Structured CPD.


This job has been posted by GCB Agency Recruitment Ltd which is acting as the Employment Agency in relation to this vacancy, working on behalf of their client who is confidential at this stage.


  • Financial Advisor

    1 week ago


    Nottingham, Nottingham, United Kingdom Express Recruitment Full time

    Express Recruitment are delighted to be supporting our award-winning Wealth Management Firm in their search for an experienced Financial Advisor to join their growing team on a self-employed basis. The business are currently handling c£600 million in assets with the desire grow this to over 9 figures within the future.This is an excellent role for someone...


  • Nottingham, Nottingham, United Kingdom Idex Full time

    IDEX Consulting are working with a National advisory firm who require a desk-based Financial Advisor to join their successful team. The role will predominantly be home based, with ad-hoc visits to the head offices in Nottingham (typically once per month). The role operates within a fast paced environment, and so this will suit an efficient and methodical...


  • Nottingham, Nottingham, United Kingdom Idex Full time

    IDEX Consulting are working with a National advisory firm who require a desk-based Financial Advisor to join their successful team. The role will predominantly be home based, with ad-hoc visits to the head offices in Nottingham (typically once per month). The role operates within a fast paced environment, and so this will suit an efficient and methodical...

  • Financial Planner

    1 month ago


    Nottingham, Nottingham, United Kingdom Heat Recruitment Ltd Full time

    Senior Financial Planner **Location:** Nottingham, UK **Job Conditions:** Full-time, Permanent **Benefits Include:** - Group benefits: pension, death in service, income protection, and private medical insurance. - Discretionary bonus. - City centre location with car parking provision. - Agile and home working policies. - Study leave and exam support. -...

  • Financial Planner

    4 weeks ago


    Nottingham, Nottingham, United Kingdom Heat Recruitment Ltd Full time

    Senior Financial Planner **Location:** Nottingham, UK **Job Conditions:** Full-time, Permanent **Benefits Include:** - Group benefits: pension, death in service, income protection, and private medical insurance. - Discretionary bonus. - City centre location with car parking provision. - Agile and home working policies. - Study leave and exam support. -...

  • Protection Advisor

    1 week ago


    Nottingham, Nottingham, United Kingdom Heat Recruitment Full time

    Our client is a highly successful financial services company, who are looking to grow their expert team of Protection Advisors.This is an Employed role with the chance to work 100% remotely. The Protection Advisors work on an advised basis and you will be establishing customer need and providing expert advice to achieve sales of protection products. This...


  • Nottingham, Nottingham, United Kingdom Harper Recruitment Group Full time

    Job Title: Client Relationship AdvisorLocation: NottinghamSalary: £25,000kHours: Mon-Fri, 9 am - 5:30 pmJoin a progressive Financial Services Group in NottinghamHarper Recruitment Group is partnering with a leading Financial Services company to find an experienced Client Relationship Advisor. Based in the Nottingham office, you'll support a team of...

  • Cost Advisor

    1 week ago


    Nottingham, Nottingham, United Kingdom Grafton Recruitment Full time

    Job Title: Cost AdvisorLocation: Nottingham, NG3Salary: £41,659 per annumHours: Full time, 37.5 Hours per weekLength of the contract: PermanentGrafton Recruitment are now seeking to appoint a Cost Advisor to our Public Sector client based in Nottinghamshire. This is an excellent opportunity to work in a forward-thinking Directorate delivering a role that...

  • Financial Planner

    1 week ago


    Nottingham, Nottingham, United Kingdom mbf Full time

    Financial Planner - Nottingham - HNW clients - holistic financial planning & modellingnSalary negotiable, from £80,000 to £120,000 plus a discretionary bonusMBF are currently working with a boutique, award winning firm of holistic Financial Planners who specialise in building tailored financial solutions for their UHNW client base. They are seeking an...

  • Financial Planner

    1 week ago


    Nottingham, Nottingham, United Kingdom mbf Full time £80,000 - £120,000

    Job Description Financial Planner - Nottingham - HNW clients - holistic financial planning & modelling Salary negotiable, from £80,000 to £120,000 plus a discretionary bonus MBF are currently working with a boutique, award winning firm of holistic Financial Planners who specialise in building tailored financial solutions for their UHNW client base. They...

  • Sales Advisor

    1 week ago


    Nottingham, Nottingham, United Kingdom Pertemps Network Group Full time

    Job Description:Sales Advisor (Nottingham City Centre) required by one of the UK's leading and highly successful retail outlets. The postholder will ensure customers receive a consistently high level of service. In addition to providing day-to-day help to customers, the Sales Advisor will contribute to the overall cleanliness, appearance and effectiveness of...


  • Nottingham, Nottingham, United Kingdom NJR Recruitment Ltd Full time £25,000 - £30,000

    Financial Planning Administrator Full Time (35 hours per week) NJR Recruitment is excited to collaborate with a nationwide, independent financial advisors and fund management group. Our client prides themselves on fostering an inclusive environment for financial advisers and their teams, supported by a robust central infrastructure and significant...


  • Nottingham, Nottingham, United Kingdom Cherry Professional Full time

    Financial Controller - Nottingham NG- Services company- £70-80K - Hybrid working We are working with an expanding services company who are seeking a no.2 to the CFO. If you are a skilled Financial Controller who wants to join a dynamic team in a well-established company, then this role could be what you are looking for. This role is based out of Nottingham...

  • Parts Advisor

    1 week ago


    Nottingham, Nottingham, United Kingdom Inchcape Full time

    Parts Advisor - Toyota Nottingham- (£24,451.88pa + OTE)_As a Parts Advisor at our Toyota Nottingham Retail Centre, not only will you receive an excellent salary package and OTE, but also an industry leading benefits package including:25 days holiday per year plus Bank Holidays:- Family Friendly Policies - industry leading, enhanced maternity, paternity,...

  • Personal Advisor

    1 week ago


    Nottingham, Nottingham, United Kingdom BBS Recruitment Full time

    BBS Recruitment is currently recruiting an experienced Personal Advisor / Social Care Unqualified (Childrens) for a temporary position for our client in Nottingham.Must hold a valid UK Driving Licence and access to the car.To work as a Personal Advisor for young people who are in care and care leavers. To contribute to the assessment process and...


  • Nottingham, Nottingham, United Kingdom Rayner Personnel Full time

    Self-Employed Mortgage & Protection Adviser – NottinghamOTE - £75,000+ Are you a driven and fully qualified Mortgage & Protection Advisor who wants the freedom of self-employment, whilst enjoying the benefits of a qualified lead source from a market leading estate agency and an attractive commission splits? If so this might be the perfect opportunity for...


  • Nottingham, Nottingham, United Kingdom Harper Recruitment Full time

    Client Support Advisor x 3 11.86 per hourNottingham / Hybrid workingMonday - Friday 9am-5pm Start date: ASAP Temporary contract until 28th JuneHarper Recruitment Group are working in partnership with a leading financial services organisation based in Nottingham City Centre. We are looking for 3 Client Support Advisors to build relationships and deliver high...


  • Nottingham, Nottingham, United Kingdom Harper Recruitment Full time

    Client Support Advisor x 3 11.86 per hourNottingham / Hybrid workingMonday - Friday 9am-5pm Start date: ASAP Temporary contract until 28th JuneHarper Recruitment Group are working in partnership with a leading financial services organisation based in Nottingham City Centre. We are looking for 3 Client Support Advisors to build relationships and deliver high...


  • Nottingham, Nottingham, United Kingdom Harper Recruitment Full time

    Client Support Advisor x 3 11.86 per hourNottingham / Hybrid workingMonday - Friday 9am-5pm Start date: ASAP Temporary contract until 28th JuneHarper Recruitment Group are working in partnership with a leading financial services organisation based in Nottingham City Centre. We are looking for 3 Client Support Advisors to build relationships and deliver high...

  • SHE Advisor

    1 week ago


    Nottingham, Nottingham, United Kingdom The Compleat Food Group Full time

    We have a fantastic opportunity for a Safety, Health & Environment Advisor to join our Riverside Bakery Team in Nottingham. At The Compleat Food Group we're on a mission to create tasting food that's better for people and the planet, we call it 'Food to Feel Good'. We pride ourselves on being a business that gives equal emphasis to HOW we operate as well...