Internal Audit Manager Prudential Regulation

1 week ago


London, Greater London, United Kingdom Careers In Group Full time

A high profile Banking Group requires an Internal Audit Manager to focus on Prudential Regulation / Risk in a hybrid homeworking / London based role.

The Internal Audit Manager is an important role in an expanding and high performing Group Internal Audit (GIA) team.

Tasked with driving delivery of the audit plan and related activities to prudential risk management, including the ICAAP, ILAAP and Recoveryand Resolution Plan, in a timely manner to best practice standards, producing value-adding and high-quality internal audit services to help the organisation achieve its objectives.

Key Responsibilities

  • Deliver highquality endtoend audit activities within Group Internal Audit (GIA). Manage the delivery of the prudential risk / prudential regulation elements of the audit plan. Understand and have experience of anticipating and responding to the existingand emerging risks and issues within areas of prudential regulatory framework applicable to Banks and FCA IFPRU and other regulated entities, including within the EU under the CRR/CRD IV. Undertake specialist reviews of core regulatory capital/liquidity/leveragecalculations, ICAAP/ILAA documentation and gap analysis of regulatory compliance. Benchmark prudential regulatory frameworks compared with peer/industry practice. Produce highquality analysis and input to the annual risk assessment process and related annualaudit plan. Leading quality riskbased, valueadding audits, including planning, execution, and completion. Develop and maintain strong business relationships with business management. Encourage collaboration and knowledge sharing between GIA, Risk, Compliance,and the business to help embed a robust risk management and control culture across the Group.
Skills & Experience

  • Proven experience of working in internal audit roles, preferably with a reputable banking/financial institution, or toptier assurance experience.
  • Strong knowledge of the banking/financial services industry, including prudential risk and regulation.
  • Good knowledge of prudential and treasury risk and associated regulations. Proven understanding of risk and controls principles.


This is an outstanding opportunity offering fast-track career promotion opportunities and exposure to top level senior management across the banking group.



  • London, Greater London, United Kingdom eFinancialCareers Full time

    I am partnering with one of UK's largest Merchant Banking Group that is looking for Prudential Audit Managerto join the team in LondonYou will receive exposures to C-Level stakeholders and be paid a competitive salary with the entitlement to an exceptional pension scheme and performance related bonuses while receiving other exceptional range of benefits.2...


  • London, Greater London, United Kingdom Oliver James Full time

    Prudential Regulation and Risk SMELondon and wider UKBanking, Wealth and Asset ManagementI am looking for a number of prudential regulatory and risk professionals for a global financial services brand based out of London.Expsoure to any of the following is of interest; IFPR, ICAAP, ILAAP, regualtory reporting, RRP, Pillar I and II, S166, Basel.Prudential...


  • London, Greater London, United Kingdom Prudential Full time

    A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTUREAs the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the lives of millions and solving financial challenges in an ever-changing world.We also believe talent is key to...


  • London, Greater London, United Kingdom Prudential Full time

    A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTUREAs the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the lives of millions and solving financial challenges in an ever-changing world.We also believe talent is key to...


  • London, Greater London, United Kingdom eFinancialCareers Full time

    Join us as a Prudential Regulation Lead You'll own and maintain a clearly defined and effective plan for regulatory engagement in relation to credit risk models You'll be managing a team of specialists, making sure that they are motivated as you build on their capability and productivity This is a chance to take a senior role leading the regulatory...


  • London, Greater London, United Kingdom Barclays Full time

    Role Title:Director - Prudential Regulation Legal CounselLocation:Check all associated application documentation thoroughly before clicking on the apply button at the bottom of this description.London, UK What will you be doing: Legal adviser on UK and EU prudential regulation, particularly regulatory capital, liquidity and related requirements. The role...


  • London, Greater London, United Kingdom Barclays Full time

    Role Title:Director - Prudential Regulation Legal CounselLocation:Check all associated application documentation thoroughly before clicking on the apply button at the bottom of this description.London, UK What will you be doing: Legal adviser on UK and EU prudential regulation, particularly regulatory capital, liquidity and related requirements. The role...


  • London, Greater London, United Kingdom Paritas Recruitment - Audit Full time £95,000

    Internal Audit Manager - Capital Markets Internal Audit Manager - Capital Markets Paritas Recruitment - Audit London, United Kingdom Posted 3 days ago Hybrid Permanent to c.£95k base + bonus / benefits A rapidly growing financial services group are currently seeking an Internal Audit Manager to focus on their Capital Markets business. As part of a global...


  • London, Greater London, United Kingdom Prudential Full time

    PGIM Fixed Income | Administration AssociateBased in London | HybridA GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTUREAs the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the lives of millions and solving financial...


  • London, Greater London, United Kingdom eFinancialCareers Full time

    Skills and attributes for success; Desire to build / develop a career in assisting Banking & Capital Markets clients with controls assessments / improvements, including the provision of either a formal (assurance) or informal (findings & recommendations) opinion. Ability to lead teams and deliver our solutions to meet client needs, preferably demonstrated in...


  • London, Greater London, United Kingdom Skipton Building Society Full time

    Hours:35 hours per week. Monday - Friday. Hybrid working.Closing Date:Tue, 30 Apr 2024We're excited to be expanding our Prudential Risk Oversight Team and we have an opportunity for you to join us as our new Prudential Risk Lead. In this role you'll ensure the Skipton Group remains regulatory compliant in all areas of prudential risk as well as having a...

  • PGIM Fixed Income

    1 week ago


    London, Greater London, United Kingdom Prudential Full time

    PGIM Fixed Income | Bond Operations Settlements, London basedA GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTUREAs the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the lives of millions and solving financial challenges in...


  • London, Greater London, United Kingdom Prudential Annuities Distributors (PAD) Full time

    PGIM European Services Ltd | Senior Audit Manager page is loaded PGIM European Services Ltd | Senior Audit Manager Apply locations London, United Kingdom time type Full time posted on Posted 30+ Days Ago job requisition id R A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always...


  • London, Greater London, United Kingdom Paritas Recruitment - Audit Full time £90,000

    Internal Audit Manager - Data Analytics - Consultancy Internal Audit Manager - Data Analytics - Consultancy - London A major consulting firm are looking to hire 2x Data Analytics Audit Managers within their Internal Audit team in London. Joining a team of 8, the successful incumbent will be working with a variety of tier 1 clients in assisting with their...


  • London, Greater London, United Kingdom Prudential Full time

    As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the lives of millions and solving financial challenges in an ever-changing world.We also believe talent is key to achieving our vision and are intentional about building a culture on...


  • London, Greater London, United Kingdom Prudential Financial, Inc. Full time

    A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the lives of millions and solving financial challenges in an ever-changing world. We also believe talent is key to...

  • PGIM Fixed Income

    1 week ago


    London, Greater London, United Kingdom Prudential Full time

    PGIM Fixed Income | Client ManagementLondonA GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTUREAs the Global Asset Management business of Prudential, we're always looking for ways to improve financial services. We're passionate about making a meaningful impact - touching the lives of millions and solving financial challenges in an ever-changing...


  • London, Greater London, United Kingdom Financial Conduct Authority Full time

    The RoleWe are recruiting for an Associate to join our Prudential Policy team.The FCA's Prudential Policy team develops, implements and maintains the FCA's prudential regimes. This places us at the forefront of developing prudential standards for non-banks and non-insurers. These regimes cover a wide variety of business models, from some of the world's most...


  • London, Greater London, United Kingdom Prudential Annuities Distributors (PAD) Full time

    PGIM European Services Ltd | Senior Audit Manager page is loaded PGIM European Services Ltd | Senior Audit Manager Apply locations London, United Kingdom time type Full time posted on Posted 30+ Days Ago job requisition id R A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business of Prudential, we're...


  • London, Greater London, United Kingdom RBS International Full time

    Join us as a Prudential Regulatory Reporting ManagerThis is a unique opportunity to join an area which has a significant focus across the bankWe'll look to you to deliver controlled and accurate regulatory outcomes while building relationships with and providing great customer support to key stakeholdersThis role will provide you with a platform to keep...