Compliance Officer

Job DescriptionCompliance Officer/File CheckerPermanentNewcastleCompetitive SalaryAs a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers.Responsibilities:Ensure client files are in compliance with regulatory standards and internal policiesFiles submitted and checked via in house back...

Job Description Compliance Officer/File Checker Permanent Newcastle Competitive Salary As a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers. Responsibilities: Ensure client files are in compliance with regulatory standards and internal policies Files submitted and checked via in...

Compliance OfficerNewcastleSalary £31,000 + BonusOur client is looking for a Compliance Officer to review cases completed by their Financial Advice team.This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.Role...

Compliance OfficernNewcastlenSalary £31,000 + BonusOur client is looking for a Compliance Officer to review cases completed by their Financial Advice team.This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.Role...

Job DescriptionCompliance OfficerNewcastleSalary £31,000 + BonusOur client is looking for a Compliance Officer to review cases completed by their Financial Advice team.This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be...

Duties: Develop and implement compliance policies and procedures Conduct internal audits to assess adherence to regulations Monitor and report on compliance issues Collaborate with departments to ensure alignment with regulations Provide guidance on compliance matters to staff members Keep abreast of regulatory developments and industry best practices...

We are a world class research-intensive university. We deliver teaching and learning of the highest quality. We play a leading role in economic, social and cultural development of the North East of England. Attracting and retaining high-calibre people is fundamental to our continued success.The RoleNewcastle University is seeking a highly motivated Student...

Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided. Role Responsibilities: Ensure client files are in...

Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team.This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.Role Responsibilities:Ensure client files are in compliance...

Practice Group / Department:Risk & Compliance - NewcastleJob Description:We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide.We provide the world's preeminent corporations and financial institutions with a full business law service.As well as the relevant skills and experience, we're looking for people who are...

We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide.Our Newcastle office is currently recruiting for a Risk and Compliance Officer. As well as the relevant skills and experience, we're looking for people who are innovative, commercial and value the work that they do. We celebratemultiple approaches and points of...

Monitor and assist the business to manage change:Proactively monitor and review regulatory developments on a weekly basis, making initial assessments and producing summaries. Provide technical advice and guidance on compliance matters. Maintain a detailed regulatory change road map with the business, identifying key workstreams, actions required, solutions...

Overview:Contract type:Fixed-term contract -12 monthsLocation:Quorum Business Park, Newcastle upon Tyne / HybridHours per week:37Salary:Up to £28,000 per annum, depending on experienceShape real change with an NCFE careerImagine a career where your contributions affect not only what people learn, but the way that learning is developed and delivered. NCFE is...

As the Head of Risk and Compliance, you will play a pivotal role in enhancing NUSU's risk management, internal control assurance, and compliance with relevant laws and regulations. Your expertise will be crucial in refining our core policies, process documents, and procedures to align with NUSU's risk profileThe following information aims to provide...

Company DescriptionIQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.Job Description:Office: London or NewcastleDepartment: Compliance Consulting - operational due diligence...

Role Purpose: This role is responsible for the organization of the Compliance administration and filing and also for completing Compliance checks around the Manchester RegionKey Interfaces: Internal & External Customers / EmployeesCompliance - Administration duties Logging and checking of all internal HACCP and food safety documentation against company...

What the Hiring Manager Says"The Financial Promotion team perform vital functions for the network and your role would be essential in preventing consumers from being misinformed and protecting QFP from regulatory issues and reputational risk.I am looking for a driven, team-oriented individual to join the Financial Promotions team. Commitment to ensuring the...

Due to continued growth, we are currently recruiting for a Compliance Assistant to join our office team.As a Compliance Assistant, you role will involve working with relevant managers to ensure compliance across our company fleet and workforce.Duties to include: Compliance for the entire fleet and all drivers Monitoring vehicles to ensure that all checks are...

Our client is a rapidly growing financial advisory firm based in the UK. They utilize cutting-edge technology and systems to help their Wealth Management Partners boost productivity, lower costs, and enhance their overall value.This is no ordinary opportunity, folks! We are on the lookout for a Compliance File Checker to join this innovative company on a...

I am currently recruiting for a Compliance Business Partner for one of my very large clients.Locations: London, Worcester, Newcastle, Glasgow. You can work from any of these locations - 3 days a week in the office / 2 days at home.Experience Required: Compliance Advisory experience CII or ACII or other insurance industry qualification Insurance or Broking...