Risk & Compliance Officer

A dynamic national law firm is hiring a Risk & Compliance Lawyer to support their compliance function. This is an exciting opportunity to have a real impact on the firm and further develop your understanding of the regulatory environment affecting law firms.Key roles and responsibilities will include:Promoting the firm's risk culture and advising partners...

Practice Group / Department:Risk & Compliance - NewcastleJob Description:We're Norton Rose Fulbright - a global law firm with over 50 offices and 7,000 employees worldwide.We provide the world's preeminent corporations and financial institutions with a full business law service.As well as the relevant skills and experience, we're looking for people who are...

As the Head of Risk and Compliance, you will play a pivotal role in enhancing NUSU's risk management, internal control assurance, and compliance with relevant laws and regulations. Your expertise will be crucial in refining our core policies, process documents, and procedures to align with NUSU's risk profileThe following information aims to provide...

Do you have experience in KYC and CDD?Make your application after reading the following skill and qualification requirements for this position.Are you looking for a new law firm compliance opportunity?Do you want to work at a global law firm?Our client is an international law firm seeking a Compliance Analyst to join their growing team in Newcastle. This is...

Do you have experience in KYC and CDD?Are you looking for a new law firm compliance opportunity?Do you want to work at a global law firm?Our client is an international law firm seeking a Compliance Analyst to join their growing team in Newcastle. This is a really exciting opportunity for someone looking for a new compliance opportunity with a global law...

Do you have experience in KYC and CDD?nAre you looking for a new law firm compliance opportunity?nDo you want to work at a global law firm?Our client is an international law firm seeking a Compliance Analyst to join their growing team in Newcastle. This is a really exciting opportunity for someone looking for a new compliance opportunity with a global law...

Up to £60,000 salary:- 25 days holiday + bank holidays:Hybrid workingWe are working with a large, reputable solicitors in Newcastle, to find a Head of Risk and Compliance. This is a fantastic opportunity to join a reputable firm, that prides itself in providing a quality service whilst making a positive contribution to the local community. Reporting...

Monitor and assist the business to manage change:Proactively monitor and review regulatory developments on a weekly basis, making initial assessments and producing summaries. Provide technical advice and guidance on compliance matters. Maintain a detailed regulatory change road map with the business, identifying key workstreams, actions required, solutions...

Compliance Officer/File CheckernPermanentnNewcastlenCompetitive SalaryAs a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers.Responsibilities:Ensure client files are in compliance with regulatory standards and internal policiesnFiles submitted and checked via in house back office...

Job Description Compliance Officer/File Checker Permanent Newcastle Competitive Salary As a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers. Responsibilities: Ensure client files are in compliance with regulatory standards and internal policies Files submitted and checked via in...

Job DescriptionCompliance Officer/File CheckerPermanentNewcastleCompetitive SalaryAs a Compliance Officer, you will be part of a dynamic compliance team reviewing cases submitted by 1,100+ financial advisers.Responsibilities:Ensure client files are in compliance with regulatory standards and internal policiesFiles submitted and checked via in house back...

Compliance OfficerNewcastleSalary £31,000 + BonusOur client is looking for a Compliance Officer to review cases completed by their Financial Advice team.This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.Role...

Compliance OfficernNewcastlenSalary £31,000 + BonusOur client is looking for a Compliance Officer to review cases completed by their Financial Advice team.This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.Role...

Job DescriptionCompliance OfficerNewcastleSalary £31,000 + BonusOur client is looking for a Compliance Officer to review cases completed by their Financial Advice team.This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be...

Duties: Develop and implement compliance policies and procedures Conduct internal audits to assess adherence to regulations Monitor and report on compliance issues Collaborate with departments to ensure alignment with regulations Provide guidance on compliance matters to staff members Keep abreast of regulatory developments and industry best practices...

Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided. Role Responsibilities: Ensure client files are in...

Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team.This role will suit someone who has level 4 qualification or is already a file checker and is passionate about helping individuals achieve their financial goals. Full training will be provided.Role Responsibilities:Ensure client files are in compliance...

They are building a new hub, in the north of England and looking for individuals for their brand new tech team, supporting all areas of the business including front office, quantitative analytics, risk management, economic research, and middle office. Key responsibilities will include:Building re-usable and performant solutions to problems which arise across...

We have been mandated by a large and established Investment Management company, to seek a senior software engineer / developer to join their tech development team. This fund operates a global business, recognised for generating market-leading returns across a multi-strategy platform.They are building a new hub, in the north of England and looking for...

Software Engineer - Hedge Fund - Newcastle We have been mandated by a large and established Investment Management company, to seek a senior software engineer / developer to join their tech development team. This fund operates a global business, recognised for generating market-leading returns across a multi-strategy platform. They are building a new hub,...