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Regulatory Compliance Specialist

3 months ago

Leeds, Leeds, United Kingdom Clarity Recruiting Full time
Job Description

Regulatory Compliance Specialist - up to £65,000 – Hybrid West Yorkshire

Overview:

We are partnered with a forward thinking, market leading consultancy in the pension space. Our client are seeking a detail oriented regulatory compliance specialist to join they team on a hybrid basis in West Yorkshire. If you are seeking a role with a company you can grow and progress whilst gaining a flexibility in your work/life split, this could be the role for you.

Key responsibilities:

  • with the Head of Compliance to ensure that the firm meets its regulatory obligations as set out in the DPB handbook
  • amendments to legislation and regulations (DPB and FCA) that may impact the firm, work with stakeholders to agree actions and coordinate updates to the firm's compliance manual as required.
  • the firm's application for FCA authorisation
  • the process for approving new authorised advisors and reviewing existing authorised advisors, under the DPB regime
  • completion of the firm's annual DPB return and gather feedback before submitting to the DPB Board at the IFoA

About you:

  • in regulatory compliance (pension or IFA experience preferred)
  • individual who can demonstrate strong organisational skills
  • to maintain clear communications