Junior Compliance Officer

2 weeks ago

London, Greater London, United Kingdom Ephelia Group Full time

The RolenAre you a Compliance Officer looking for your next challenge in the Fintech and Payment industry? Are you detail-oriented and ready to be a part of a team dedicated to safeguarding financial integrity? If so, we have an exciting opportunity for you.nAs a Compliance Officer, you will find yourself at the forefront of our efforts to maintain the highest standards of integrity and financial security with ongoing professional development opportunities.

This position involves conducting due diligence, monitoring transactions, and ensuring compliance with relevant AML regulations. you will also assist with queries relating to GDPR, deal with licensing and regulatory issues,

What You'll Do?nWorking closely with the Group Head of Compliance, you will help Ephelia build a best-in-class compliance program.

You will be responsible for, but not limited to, these duties:

nResponsible for carrying out all aspects of the day-to-day KYC/AML risk management duties including but not limited to CDD/EDD for trigger events, periodic reviews.nAssisting the MLRO in developing internal AML knowledge and best practicesnAssisting in the implementation of compliance risk mitigation tools, policies and proceduresnEnsuring CDD is carried out on all clients, focusing on ongoing monitoring.nReviewing new and existing client and matter files to ensure all CDD procedures have been followed.nConducting screening checks using third party tools to identify Sanctions, PEPs, and Adverse Media in relation to the entities and related parties subject to screening policies and procedure.nAnswering AML queries from fee earners and other staff, escalating as necessary.nProvide support to/ respond to escalations from the MLRO.nProvide compliance oversight of product development and the advice process through monitoring and periodic reviews.nPromote awareness and provide training when necessary on regulatory requirements and expectations.

nResearching and advising on complex AML queriesnSupporting AML projects


Experience and SkillsnGood knowledge of UK, EU and other anti-money laundering regulationsnExtensive experience in AML/KYC due diligence roles and other compliance functions (ideally a minimum of 1 – 2 years)nKnowledge of AML Typologies /Red FlagsnProven experience of PEPs, Sanctions and Negative Media screeningnExperience conducting Enhanced Due Diligence (EDD) reviews on high-risk entity typesnCertifications that reflect your specialisation in compliance, such as ICA, CAMS.nPrevious experience in a regulated payments businessnStrong "regulatory backbone" – able to influence compliance related decisions across the business.nExcellent written and spoken English and strong report writing skills including the ability to apply independent thought and analysis.nStrong team player, also able to work independently and take ownership of issues.

nStrong MS Office excel skillsnGreat communication skillsnComfortable working on own initiative

salaryn£32,000/yr - £36,000/yr

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