Trade Surveillance

Trade Surveillance Officer City of London / Hybrid Permanent Up to £70,000 cer Financial are working alongside a financial advisor who are based in the City of London. They are seeking a Trade Surveillance Officer to work with them on a permanent basis. The Responsibilities of a Trade Surveillance Officer Will Include:Continuous monitoring of market...

Trade Surveillance Officer City of London / Hybrid Permanent Up to £70,000 cer Financial are working alongside a financial advisor who are based in the City of London. They are seeking a Trade Surveillance Officer to work with them on a permanent basis. The Responsibilities of a Trade Surveillance Officer Will Include:Continuous monitoring of market...

Trade Surveillance OfficerCity of London / HybridPermanentUp to £70,000cer Financial are working alongside a financial advisor who are based in the City of London. They are seeking a Trade Surveillance Officer to work with them on a permanent basis.The Responsibilities of a Trade Surveillance Officer Will Include:· Continuous monitoring of market activity...

Trade Surveillance OfficerCity of London / HybridPermanentUp to £70,000cer Financial are working alongside a financial advisor who are based in the City of London. They are seeking a Trade Surveillance Officer to work with them on a permanent basis.The Responsibilities of a Trade Surveillance Officer Will Include:· Continuous monitoring of market activity...

Job DescriptionA leading global financial services firm renowned for our unwavering commitment to innovation, integrity, and excellence. An extensive portfolio of services encompasses a broad range of financial products and solutions, catering to an international clientele. As part of their ongoing expansion, they are seeking a highly skilled and experienced...

A leading global financial services firm renowned for our unwavering commitment to innovation, integrity, and excellence. An extensive portfolio of services encompasses a broad range of financial products and solutions, catering to an international clientele. As part of their ongoing expansion, they are seeking a highly skilled and experienced VP Trade...

Join us as a Trade Surveillance OfficerWe'll look to you to be responsible for the monitoring of and handling escalations arising from trade surveillance activities for our Natwest Holdings businesses through alert reviews to ensure compliance with market abuse and relevant market conduct policiesYou'll be seen as a surveillance subject matter expert, as you...

Summary/Job Purpose The Trade Surveillance Analyst will play a crucial role in monitoring trading activities to ensure compliance with regulatory requirements and internal policies. The ideal candidate will possess a strong understanding of financial markets, regulations, and trading practices. Role Responsibilities Continuously monitor real-time and...

An exciting opportunity has arisen with an international (multi product) Broker/Trading business, who are looking for someone to join their Compliance team, in a broad and generalist compliance role based in London.We are looking for someone with trade surveillance experience, that is keen to continue developing their compliance career. The firm requires an...

Our client, a major UK retail bank, provides every day banking services to over 17 million retail customers. The banks expertise and services span across Business Services, Corporate banking, Wealth Management, Group Functions, Retail and Investment Banking. On behalf of this organisation, AMS are looking for a Trade Surveillance Officer for a 6 Month ...

We are AMS, a global total workforce solutions firm enabling organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces. Our Contingent Workforce Solutions (CWS) service acts as an extension of our clients' recruitmentteam and provides professional interim solutions and temporary resources.Our client, Deutsche...

Key responsibilities for this role include:Conducting surveillance activities to identify potential issues related to trading activities, such as market manipulation or insider trading Analyzing trading data to identify patterns and trends that may require further investigation Liaising with internal stakeholders, including traders, compliance teams, and IT...

Corporate - Compliance, Conduct & Operational Risk - Trade Surveillance - Senior AssociateLondon, England, UKAs part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve...

Risk Oversight & Challenge, Control, Oversight & AssuranceTrade Surveillance Officer- London, United Kingdom- Permanent- Full Time#R

TEKsystems is currently engaged with a Tier 1 Investment Bank for a Trade Surveillance Analyst.The ideal Trade Surveillance Consultant will have experience in:Actimize or SMARTSMarket Abuse RegulationsMiddle Office OperationsAny asset class experience would be advantageousHybrid - 2/3 days per week in the London officeInside (Umbrella) daily rate Job Title:...

Responsibilities: Monitoring trading activity, using industry recognised solutions Escalating any suspicious activity findings to management and reporting to regulators Participating in thematic reviews Assisting in the enhancement of the surveillance controls and documenting accordingly Participating in exchange / regulatory enquires from a surveillance...

Company DescriptionMarketAxess is on a journey to digitally transform one of the world's largest financial markets, enabling the shift from analog, phone-based trading to a fully electronic marketplace. Why does this matter? Because our platform makes trading fixed-income more accessible, ultimately improving transparency, efficiency, and competition in the...

About this role:The EMEA Compliance Surveillance team monitors and analyses the sales, trading and banking activities conducted by Wells Fargo's Corporate & Investment Bank "CIB" and Commercial Banking business groups in EMEA as well as undertaking the surveillance of electronic communications and voice communications across both business lines and...

Job Description: Job Title: GCOR Trade Surveillance – Strategy Corporate Title: Vice President Location: London or Paris Company Overview: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients,...

A highly regarded international bank.DescriptionSome of the key responsibilities include:Undertake daily post trade surveillance monitoring on a timely basis to identify activity which may indicate possible market abuse or market integrity issues, ensuring that all analysis is completed to the highest standard and is appropriately documented. Review, close...