Pre Approvals Officer

3 weeks ago


Leeds, Leeds, United Kingdom The Openwork Partnership Full time

The opportunity

As a Business Assurance / Compliance Officer, you will be instrumental in maintaining our high standards of service. This key role requires a dedicated and knowledgeable professional with Diploma status (working towards) in financial services. You'll be responsible for quality assurance and pre-approvals of high-risk business across a wide range of wealth management products, ensuring adherence to regulatory and business standards. Key Responsibilities: Identify and research trends leading to training needs or product amendments.
Provide feedback and technical support to management teams.
File checking, risk assessment, and ensuring compliance in all cases

What will you need to succeed?

Ideal Candidate:
Proven experience in financial services, with a focus on Compliance or Business Assurance.
Diploma in financial planning or related field.
Strong analytical, communication, and problem-solving skills

Why us?

Launched in July 2007 we have continuously built on our strengths to become one of the leading wealth management firms in the UK. Our head office administration, technology and regulatory teams provide exceptional support to all our financial advisers around the country, enabling them to deliver the best possible service to clients. The client experience is paramount and all our advisers pride themselves on providing up-to-date advice and building long lasting, professional client relationships. We want all our clients to view 2plan wealth management as their trusted go-to adviser for their financial matters.

We're also very proud of our culture, as one of the Best 100 Large Companies to work for in 2022. The Openwork Partnership values, and respects individuality and we are committed to building an inclusive culture and environment which truly recognises and celebrates our colleague's individual differences and identities – just like our financial advice, for us, it's personal. We believe everyone can make a difference and your race, religion, disability, and gender will never be a barrier. At Openwork, we have a strong ethic of care for each other where you can balance a successful career with your commitments and interests outside of work. We believe that you will bring your best self to work if you are trusted to choose when, where and how you do it.

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