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Head of Compliance

2 months ago

North East England, United Kingdom Willow Resourcing Full time

Are you ready to take on the role of Head of Compliance?

Alternatively, are you seeking to join a company with ambitious growth plans?

Welcome to a network of Mortgage and Financial Advisers supporting a community of Appointed Representatives while maintaining a small business vibe.

This group includes various regulated and unregulated entities, offering you a diverse work environment.

  • Develop, enhance, and embed the Compliance framework
  • Promote a strong compliance culture
  • Manage the T&C scheme and adviser certifications
  • Act as the Consumer Duty champion and FCA contact point
  • Provide Compliance advice and oversee Adviser onboarding

We are looking for a senior Compliance specialist with expertise in wealth management and mortgages, CII Level 4 qualified, and holding the CeMAP qualification.

Prior SMF16 experience is beneficial but not mandatory.

Based in Gateshead, you'll commute to the office a couple of days weekly.

If this resonates with you, are you ready to face the challenge?

Feel prepared? Submit your CV now.

No updated CV? No problem. Contact Mark for a confidential discussion or express your interest via email.

Company: Growing Wealth, Mortgage, and Protection Network

Location: North East, Tyne & Wear

Work Setup: Hybrid Working

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