Head of Compliance

1 week ago


Nottingham, Nottingham, United Kingdom Shift F5 Ltd. Full time

The Role

  • Role is to help build a culture of compliance, ensure delivery of our strategic objectives, and provide support and guidance to our Compliance and Audit Manager.
  • Assist the MD & Operations Director in forming key objectives for the Compliance team
  • Overhaul and take complete responsibility for our Compliance Monitoring Plan, for assessing the adequacy and effectiveness of compliance measures & controls.
  • Recognise and assess potential risks to business objectives & where appropriate take action to remove or reduce the impact or probability of the risk occurring & report as appropriate and undertake risk assessments.
  • Leading the effort to continually ensure our policies and procedures are adequate and in line with regulatory guidance, ensuring we have a strong compliance framework.
  • Provide compliance MI with appropriate analytic analysis to evidence the monitoring approach to senior management including the preparation of board reports to ensure management is up to date and are aware of key issues.
  • Reporting regularly on control effectiveness, identified risks, complaint handling, and duty outcomes.
  • Leading the process of detecting risks, identifying compliance failures, and being part of the resolution team
  • Lead and drive employee understanding of regulatory guidelines and how it impacts our business specifically
  • To lead and champion our consumer duty agenda.
  • Lead the Audit and Complaints function which will include reviews to ensure compliance within our controls.
  • Ensure changes to regulation are communicated to all those affected.
  • Lead and manage the relationship with regulators and other relevant bodies.

Skills and Experience

  • 10+ years of experience of financial services (ideally in subprime loan market).
  • Strong understanding of UK financial services regulations specifically high cost
  • Hands on experience of managing a compliance monitoring plan
  • Strong and proven stakeholder management skills, and ability to help build a culture where customer outcomes are the focus
  • Strong communication skills
  • Proven ability to develop professional relationships and to influence colleagues at all levels
  • Strong team management and people development skills, ensuring a culture of leading by doing

Benefits

  • 33 days annual leave (incl. bank holidays) with an additional day per year of service (capped)
  • Quarterly bonus based on personal and company performance
  • Hybrid/Remote working opportunities.
  • Health Insurance
  • Company pension scheme
  • Games and breakout room
  • Modern city centre offices near tram/bus stops
  • Eyecare scheme
  • Casual dress

For more information about Shift F5 and the opportunities we have to offer follow us on Twitter @F5_Jobs

Shift F5 Ltd is acting as an Employment Agency in relation to this vacancy.

#J-18808-Ljbffr
  • Head of Compliance

    1 week ago


    Nottingham, Nottingham, United Kingdom Tate Full time

    Job Title: Head of ComplianceLocation: Nottingham (Hybrid)Salary: 75, ,000 depending on experienceWe are partnering with a leading company based in Nottingham to recruit an experienced and dynamic Head of Compliance. This is a fantastic opportunity for a seasoned compliance professional who comes from a financial services background, to lead and shape the...

  • Head of Compliance

    4 weeks ago


    Nottingham, Nottingham, United Kingdom Tate Full time

    Job Title: Head of ComplianceLocation: Nottingham (Hybrid)Salary: 75, ,000 depending on experienceWe are partnering with a leading company based in Nottingham to recruit an experienced and dynamic Head of Compliance. This is a fantastic opportunity for a seasoned compliance professional who comes from a financial services background, to lead and shape the...

  • Head of Compliance

    1 week ago


    Nottingham, Nottingham, United Kingdom RemoteWorker UK Full time

    The Role:Support Compliance and Audit Manager in building a culture of compliance and achieving strategic objectivesAssist MD & Operations Director in setting key objectives for the Compliance teamOversee and take ownership of Compliance Monitoring Plan to evaluate effectiveness of measures & controlsIdentify and mitigate risks to business objectives, taking...


  • Nottingham, Nottingham, United Kingdom Nottingham High School Full time

    We are looking for a part-time HR & Compliance Advisor to join our Human Resources Team. Completed application forms should be sent electronically to no later than 9am on Wednesday 15th May 2024.As we are committed to securing the right person, early applications may result in the early closing of the vacancy.This is a varied and challenging role, the ideal...


  • Nottingham, Nottingham, United Kingdom Nottingham High School Full time

    We are looking for a part-time HR & Compliance Advisor to join our Human Resources Team. Completed application forms should be sent electronically to no later than 9am on Wednesday 15th May 2024.As we are committed to securing the right person, early applications may result in the early closing of the vacancy.This is a varied and challenging role, the ideal...


  • Nottingham, Nottingham, United Kingdom Nottingham High School Full time

    We are looking for a part-time HR & Compliance Advisor to join our Human Resources Team. Completed application forms should be sent electronically to no later than 9am on Wednesday 15th May 2024.As we are committed to securing the right person, early applications may result in the early closing of the vacancy.This is a varied and challenging role, the ideal...


  • Nottingham, Nottingham, United Kingdom Nottingham High School Full time

    We are looking for a part-time HR & Compliance Advisor to join our Human Resources Team. Completed application forms should be sent electronically to no later than 9am on Wednesday 15th May 2024.As we are committed to securing the right person, early applications may result in the early closing of the vacancy.This is a varied and challenging role, the ideal...


  • Nottingham, Nottingham, United Kingdom Boots Full time

    Contract: PermanentClosing date: Friday 17th MayRecruitment Partner: Lizzy ParfittAbout the roleThe Risk and Compliance Manager will provide critical support to the VP General Counsel, Boots and report to the Head of Compliance & Trading Law within the in-house legal team at Boots. You will drive a robust compliance and ethics program within Bootsand the No7...

  • Head of Governance

    1 week ago


    Nottingham, Nottingham, United Kingdom Paddle UK Full time

    Job Title: Head of Governance at Paddle UKCompany: Paddle UKPaddle UK is the Governing Body for Paddlesports, dedicated to supporting and providing opportunities for paddlers of all ages, backgrounds, and abilities to enjoy and reach their full potential in the sport.Salary: £55,000 to £60,000 per annumWorking Pattern: Full-time, 37 hours per week,...


  • Nottingham, Nottingham, United Kingdom Capital One (Europe) plc Full time

    Nottingham Trent House , United Kingdom, Nottingham, NottinghamshireCompliance Business Partner About this role We're looking for someone to join us as a Compliance Business Partner. You'll be responsible for a diverse range of areas that will support First Line risk owners in understanding compliance risks within their Business Areas and processes, and...


  • Nottingham, Nottingham, United Kingdom Scientific Laboratory Supplies Full time

    We have an exciting opportunity available for a Quality and Compliance Officerto join our team based in Wilford. You will join us on a full time, permanent basis and in return, you will receive a competitive salary.SLS are the UK's largest independent supplier of laboratory equipment, chemicals and consumables. Because of our independence, we have a unique...

  • Head of Maintenance

    1 week ago


    Nottingham, Nottingham, United Kingdom University of Nottingham Full time

    The University of Nottingham is a pioneering institution providing an exceptional research-led education and an outstanding experience for 46,000 students from more than 150 countries. Built on the ethos that education can unlock potential and transform lives, we feature in the top 20 of all three major UK university rankings, and our graduates are among...


  • Nottingham, Nottingham, United Kingdom Capital One (Europe) plc Full time

    Nottingham Trent House , United Kingdom, Nottingham, NottinghamshireCompliance Business Partner About this role We're looking for someone to join us as a Compliance Business Partner. You'll be responsible for a diverse range of areas that will support First Line risk owners in understanding compliance risks within their Business Areas and processes, and...

  • Head of Maintenance

    7 days ago


    Nottingham, Nottingham, United Kingdom University of Nottingham Full time

    The University of Nottingham is a pioneering institution providing an exceptional research-led education and an outstanding experience for 46,000 students from more than 150 countries. Built on the ethos that education can unlock potential and transform lives, we feature in the top 20 of all three major UK university rankings, and our graduates are among the...

  • Head of Finance

    1 week ago


    Nottingham, Nottingham, United Kingdom BTG Recruitment Full time

    As Head of Finance, you will take responsibility for a £30m group and work directly with the CFO and board of directors to drive the company forward.The role of Head of Finance is an all-around role and will see you taking ownership of the day-to-day operations of the finance team whilst working with the CFO in helping achieve its growth strategy in the...

  • Head of Governance

    1 week ago


    Nottingham, Nottingham, United Kingdom UK Sport Full time £55,000 - £60,000

    Paddle UK is the Governing Body for Paddlesports, leading the way in promoting and supporting various interests and passions within the paddling community as a sport and leisure activity.As Head of Governance at Paddle UK, you will play a vital role in shaping the strategic direction of our governance framework, establishing effective structures and...

  • Head of AML

    3 weeks ago


    Nottingham, Nottingham, United Kingdom JR United Kingdom Full time

    Our client - an international law firm - is seeking a Head of AML to join their team in Nottingham. This is an exciting opportunity to work closely with the firm's senior management - and the wider business - acting as the Deputy Money Laundering Reporting Officer, designing new policies and procedures, implementing them across the business, and all in all,...

  • Head of Psychology

    1 week ago


    Nottingham, Nottingham, United Kingdom PP Associates Full time

    Head of Psychology - prison based - Permenent - Nottingham - Salary completely negotiableAs the Head of Psychology, you will lead the Psychology and Interventions team and have ownership of the departments strategy, performance and compliance.As you will be leading a team of Psychologists, ideally you will have management experience and be collaborative with...


  • Nottingham, Nottingham, United Kingdom Austen Lloyd Legal Recruitment Full time £140,000

    ```html Head Of Commercial Property – Solicitor/Senior Associate/Partner Are you an experienced Commercial Property Solicitor with supervisory experience?Overview:We are seeking an experienced Commercial Property Solicitor to lead a dynamic team as the Head of Department. Based in Nottinghamshire, UK, this role offers a competitive salary of up to...


  • Nottingham, Nottingham, United Kingdom Boots Full time

    About the Company:No7 Beauty Company is composed of five well-known brands - No7, Liz Earle, Soap & Glory, Botanics, and Sleek MakeUP. The company is committed to creating top-quality beauty products for all, by constantly innovating and challenging norms with groundbreaking products, proven outcomes, and a positive impact. No7 Beauty Company prides itself...