Head of Regulatory Reporting

6 days ago

London, Greater London, United Kingdom Threadneedle group Full time

In this role you will be responsible for managing a team of 4 regulatory reporting managers across CTI globally each of which has regulatory specialists/analysts reporting to them (oversee a department of 19 in total).
You will deliver on the transaction, client and product regulations for the company, provide strategy, leadership, manage the teams and deliverables.

How you'll spend your time..

  • Design and implement global regulatory reporting strategy and goals
  • Provide updates, feedback and reporting to executive committees
  • Ensure the team deliver a high quality well controlled regulatory reporting service evidenced by green dashboard measures, management of costs against budget, low error rate, low staff turnover and good client feedback
  • Mange vendors (inc. costs, SLA's, KPI's and contracts) by implementing a vendor oversight model
  • Manage and oversee all regulatory reporting risks in accordance with company risk and control policies
  • Oversee regulatory reporting projects, oversee project deliveries to implement required technology, process, governance and controls
  • Assist specialists, legal and compliance in interpreting more complex regulatory items and forecast how they will affect the business as a whole
  • 41 Regulations covered globally including all threshold regulations, European trade and transaction related regulations, Fund Regulations and Client driven regulatory requirements

To be successful in this role you will have..

  • Strong experience of at least 2 key regulations (of which 1 must be EMIR)
  • Strong, demonstrated thought leadership with the ability to execute on deliverables
  • Strong analytical and critical thinking skills with the ability to interpret data, reach conclusions, and take action
  • In-depth knowledge of business operations and ability to conduct process improvement efforts
  • Strong relationship building skills; highly effective communication skills that include ability to gain acceptance of others to a point of view.
  • Prior management and leadership skills

About Columbia Threadneedle Investments

Working at Columbia Threadneedle Investments you'll find the promise we make to our clients is the same one we make to our employees: Your success is our priority.

Here, you'll find growth and career opportunities across all of our businesses. We're intentionally built to help you succeed. Our reach is expansive with a global team of 2,500 people working together. Our expertise is diverse with more than 650 investment professionals sharing global perspectives across all major asset classes and markets. Our clients have access to a broad array of investment strategies, and we have the capability to create bespoke solutions matched to clients' specific requirements.

Columbia Threadneedle is a people business and we recognise that our success is due to our talented people, who bring diversity of thought, complementary skills and capabilities. We are committed to providing an inclusive workplace that supports the diversity of our employees and reflects our broader communities and client-base.

We appreciate that work-life balance is an important factor for many when considering their next move so please discuss any flexible working requirements directly with your recruiter.

Full-Time/Part-Time

Full time

Worker Sub Type

Permanent

Job Family Group

Mutual Fund Operations
#J-18808-Ljbffr

  • Head of Regulatory Reporting

    7 days ago

    London, Greater London, United Kingdom Brewer Morris Full time

    Job DescriptionI am working with the UK subsidiary of a well established international Private Bank. They are currently going through a period of growth and as a result are looking to hire a Head of Regulatory Reporting which will report to the Head of Finance. Due to the firm being a Small/Medium sized business, the role will have varied...

  • Head of Regulatory Reporting

    6 days ago

    London, Greater London, United Kingdom Tandem Bank Full time

    Job Title:Head of Regulatory ReportingSalary: Dependent on Experience + up to 30% yearly bonus + benefitsShift Pattern: Monday to Friday Location: Flexible, we could support fully remote or hybrid working from any of our UK offices in London, Cardiff, Durham, Manchester, or BlackpoolWe're building an amazing team in and we're looking for an ambitious and...

  • Head of Regulatory Reporting

    6 days ago

    London, Greater London, United Kingdom Investigo Full time

    Act as a Regulatory Reporting Expert: Proactively review and implement relevant reporting rules to ensure compliance. Lead the regulatory reporting roadmap and drive necessary changes as the business expands and regulations evolve. Represent the Regulatory Reporting function in projects.Leadership and Team Development: Provide guidance and mentorship to the...

  • Global Head of Derivative and Regulatory Reporting

    6 days ago

    London, Greater London, United Kingdom Convera Holdings, LLC. Full time

    Global Head of Derivative and Regulatory Reporting – London (hybrid) As the Global Head of Derivative and Regulatory Reporting with Convera, based in our London office (hybrid home / office), you will be leading the teams responsible for reporting Payments and OTC Derivative data to global regulatory bodies and internal stakeholders. This is a hybrid...

  • Regulatory Reporting Officer

    6 days ago

    London, Greater London, United Kingdom Apollo Solutions Full time

    A Global bank is recruiting for a Regulatory Reporting Specialist for their London office. In this role, you will report to the Head of Reporting and collaborate with wider teams, offering you a high degree of autonomy and exposure.Your responsibilities in this role will include:Providing compliance and regulatory advice to the first line of defense.Offering...

  • Regulatory Reporting

    6 days ago

    London, Greater London, United Kingdom BRUIN Financial Full time

    Temporary London,Ref: 33831A leading Investment Bank is looking for an experienced Regulatory Reporting professional to join their Regulatory Reporting team in London for a 12-month contract.Responsibilities: Producing prudential regulatory reports in an effective and timely manner for EMEA Capital Markets entities Accurately producing key daily, weekly and...

  • Regulatory Reporting

    6 days ago

    London, Greater London, United Kingdom Wells Fargo Full time

    About this role:We are currently seeking a highly skilled Senior Accountant to join our team, specializing in technical review within EMEA Regulatory Reporting. Your key responsibilities will include conducting meticulous technical reviews of external reporting, actively participating in governance forums such as the Regulatory Interpretation Forum, and...

  • Senior Regulatory Reporting Controller

    6 days ago

    London, Greater London, United Kingdom Bank of America Full time

    Job Title:Senior Regulatory Reporting ControllerLOB:CFO GroupCorporate Title:Vice PresidentLocation:LondonThe European Regulatory Reporting team are currently going through an exciting period of expansion and a number of fantastic opportunities have become available in the London office, including the opportunity for a Vice President to join this growing...

  • Associate Director, Regulatory Reporting

    6 days ago

    London, Greater London, United Kingdom Royal Bank of Canada Full time

    Come Work with UsAt RBC, our culture is deeply supportive and rich in opportunity and reward. You will help our clients thrive and our communities prosper, empowered by a spirit of shared purpose.Whether you're helping clients find new opportunities, developing new technology, or providing expert advice to internal partners, you will be doing work that...

  • Regulatory Reporting Analyst

    7 days ago

    London, Greater London, United Kingdom Starling Bank Full time

    Hello, we're Starling. We built a new kind of bank because we knew technology had the power to help people save, spend and manage their money in a new and transformative way. We're a fully licensed UK bank with the culture and spirit of a fast-moving, disruptive tech company. We're a bank, but better: fairer, easier to use and designed to demystify money for...

  • Regulatory Reporting

    6 days ago

    London, Greater London, United Kingdom eFinancialCareers Full time

    MiFID II Regulatory ReportingHays are exclusively hiring for a Transaction Reporting Specialist to join a Bank in the London for a 9 month period.This is a role focussed on MiFID II regulation and you will be responsible for helping resolve a backlog of rejections in the BAU environment. Other duties will include; Provide key support to existing regulatory...

  • Regulatory Reporting Analyst

    6 days ago

    London, Greater London, United Kingdom Starling Bank Full time

    Hello, we're Starling. We built a new kind of bank because we knew technology had the power to help people save, spend and manage their money in a new and transformative way. We're a fully licensed UK bank with the culture and spirit of a fast-moving, disruptive tech company. We're a bank, but better: fairer, easier to use and designed to demystify money for...

  • Head of Sustainability Reporting

    3 weeks ago

    London, Greater London, United Kingdom Impax Asset Management Group Full time

    The Head of Sustainability Reporting role is a dedicated role responsible for the delivery and development of Impax's sustainability reporting and effectively communicating Impax's leading approach in the transition to a more sustainable economy. The role requires deep understanding of sustainability and reporting experience, including strong knowledge of...

  • Head of Sustainability Reporting

    4 weeks ago

    London, Greater London, United Kingdom Impax Asset Management Group Full time

    The Head of Sustainability Reporting role is a dedicated role responsible for the delivery and development of Impax's sustainability reporting and effectively communicating Impax's leading approach in the transition to a more sustainable economy. The role requires deep understanding of sustainability and reporting experience, including strong knowledge of...

  • Head of Regulatory

    7 days ago

    London, Greater London, United Kingdom Luton Bennett Full time

    Head of Regulatory (Food) Full Time (37.5 Hours) Up to £80,000 DOE + 25 Days Holiday + Enhanced Company Pension + Employee Assistant Programme Remote Working (With Requirements to Attend Industry Events, Client Meetings and Visit London Office When Required) Head of Regulatory required for a Global Regulatory Compliance Consultancy business covering over...

  • Regulatory Reporting Analyst

    6 hours ago

    London, Greater London, United Kingdom Marex Full time

    About MarexMarex is a diversified global financial services platform, providing essential liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets.The Group provides comprehensive breadth and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and...

  • Head of Sustainability Reporting

    6 days ago

    London, Greater London, United Kingdom Impax Asset Management Full time

    ROLE PURPOSE The Head of Sustainability Reporting role is a dedicated role responsible for the delivery and development of Impax's sustainability reporting and effectively communicating Impax's leading approach in the transition to a more sustainable economy. The role requires deep understanding of sustainability and reporting experience, including strong...

  • Head of Regulatory

    6 days ago

    London, Greater London, United Kingdom Luton Bennett Full time

    Head of Regulatory (Food) Full Time (37.5 Hours) Up to £80,000 DOE + 25 Days Holiday + Enhanced Company Pension + Employee Assistant Programme Remote Working (With Requirements to Attend Industry Events, Client Meetings and Visit London Office When Required) Head of Regulatory required for a Global Regulatory Compliance Consultancy business covering over...

  • Regulatory Reporting Officer

    6 days ago

    London, Greater London, United Kingdom flatexDEGIRO AG Full time

    Who we areflatexDEGIRO is the leading and fastest growing online broker in Europe, based in Germany, Austria, the Netherlands, Bulgaria & UK. Over 2 million customers put their trust in us every day. We offer a wide range of independent products for the lowest fees, based on modern, in-house state-of-the-art technology.When flatex merged with DEGIRO in July...

  • Regulatory Reporting

    6 days ago

    London, Greater London, United Kingdom Kite Human Capital Full time

    Regulatory Reporting Manager – ICARA - Liquidity Risk - Financial Services Regulatory Reporting Manager is required to join our Financial Services client on an 18 month FTC . The role would be responsible for reviewing and developing the Liquidity Risk Framework, in line with the current regulatory requirements in order to reduce operational risks and...