Senior Regulatory Reporting Controller

1 week ago

London, Greater London, United Kingdom Bank of America Full time

Job Title:
Senior Regulatory Reporting Controller

LOB:
CFO Group

Corporate Title:
Vice President

Location:
London


The European Regulatory Reporting team are currently going through an exciting period of expansion and a number of fantastic opportunities have become available in the London office, including the opportunity for a Vice President to join this growing department.


Responsibilities:

  • Daily capital calculations/analysis
  • Review daily market risk regulatory calculations to be incorporated in the daily capital adequacy status sent out to senior managers
  • External Regulatory Reporting and Disclosures
  • Produce the quarterly returns including manual adjustments, reconciliations, period on period variance analysis for UK and French broker dealer entities, as well as maintaining procedures. Present these results to management


 Rules changes
  • Involved in implementation of rule changes/updates for capital requirements and external reporting e.g. FRTB, IMM and SACCR


 Business Partnering
  • Conduct research on regulatory requirements, assist in the preparation of capital impact analysis


 Stakeholder interaction
  • Deal with adhoc requests with External (PRA and ACPR) and Internal (Risk; Internal Audit; Global Financial Control, Compliance) stakeholders


 Process improvement
  • Participate, as required, in assignments to identify and implement improvements to the process and control framework within which the group operates


 System development (BAU)
  • Review of BRDs, identify issues/deficiencies for change request for reg/upstream systems for rule change and for upstream data/process deficiencies. Carry out UAT and post deployment testing


 System development (Strategic)
  • User/SME role to define data/ calculation/reporting requirements for inflight infrastructure project

The Team:


The Regulatory Reporting team are the principal point of contact for the UK and French regulators for all requests with regard to local regulatory requirements and UK and France regulated entities.

We are involved in various activities such as providing capital adequacy impact analysis to various FLUs on new products/transactions, client migrations and other strategic projects as well as having input into the Capital Planning activities (through the Internal Capital Adequacy Assessment Process or ICAAP and Recovery and Resolution Planning) giving the team exposure to other teams such as Risk, Compliance, ECM, Finance and FLUs.

The team is made up of members in the London office and in India.

We are committed to the development of our people through:

  • Internal targeted training as well as assisted study for professional qualifications
  • Work life balance
  • Special interests such as volunteering and the environmental working group
With your ambition, we will constantly develop your skills to enable you to reach your full potential

Core Skills:

  • Qualified Accountant (ACA, ACCA, CIMA or equivalent) with good working knowledge of accounting concepts or a relevant degree
  • Proactive, enthusiastic individual with excellent interpersonal skills as well as excellent communication skills both written and verbal
  • High level of ownership, confident analytical skills and attention to detail
  • Demonstrate ability to work independently and with a team to support delivery of the team responsibilities as a whole
  • Demonstrate ability to work in a team, while contributing individually and across other teams
  • Display a willingness to learn through research, enquiry, and escalation
  • Control focused mentality
  • Excel proficiency and knowledge of how reporting systems operate
  • Keen interest in and aptitude for developing an understanding of the regulatory framework and rules
  • Existing knowledge and/or experience in regulatory reporting risk management and/or financial products
Bank of America


Every day, across the globe, our employees bring a commitment to our purpose and to driving responsible growth by living our values: deliver together, act responsibly, realize the power of our people and trust the team.

A key aspect of driving responsible growth is doing so in a sustainable manner, a critical pillar of which is being a great place to work for our teammates.


In line with these values, in EMEA we have 9 Employee Networks, a wide range of Sports & Social clubs, and other development and networking opportunities so that you can enjoy a range of experiences and connect with colleagues across the bank.

We also offer exclusive discounts to some of the most iconic cultural experiences for you to enjoy in your spare time outside of work.

Learn more about our benefits here.

  • Good conduct and sound judgment is crucial to our long term success. It's important that all employees in the organisation understand the expected standards of conduct and how we manage conduct risk. Individual accountability and an ownership mindset are the cornerstones of our Code of Conduct and are at the heart of managing risk

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