Risk Compliance Manager

A legal business head-quartered in London is seeking an experienced Risk & Compliance Manager to join their team. Whilst this role is based in London, it offers a lot of flexibility with regard to WFH. This is a really exciting opportunity for someone tojoin a business with genuine growth plans.This role is ideal for someone who feels stuck in a narrow AML...

THE COMPANY: We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. THE RESPONSIBILITIES: Report any deficiencies in the Bank's policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. Analyse and keep up to...

Job Description We have a great, new opportunity for a lawyer interested in a role with flexibility, minimal pressure and many opportunities to learn. Our client is a leading national law firm looking for a qualified lawyer with prior experience in risk & compliance or within a private practice to join their lovely and supportive team. This role would be...

THE COMPANY: We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. THE RESPONSIBILITIES: Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence...

Our client is a multinational banking organisation.Good and practical understanding of JMLSG Good experience of tracking and operationally implementing AML regulationsGood and practical understanding of financial crime matters Good and practical understanding of CDD/KYC customer on boarding Good and practical understanding of FCA PEP guidelines.Good...

Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required 70K - £80K + Good Benefits Hybrid (West End) Our client, a boutique wealth manager and part of a larger global banking Group, is looking to recruit a Compliance Monitoring Manager. You will be responsible for the delivery of the annual compliance monitoring...

A well-established, full-service, international law firm are looking for a manager to join their Compliance Team.This role will be working closely with the Director of Compliance to ensure the firm remains compliant with AML and SRA regulations.You will be managing a small team in London and liaising with managers across the other international offices.To be...

Job Title: Compliance Monitoring Manager – Asset/Wealth Management Company: Boutique wealth manager and part of a larger global banking Group Responsible for delivering the annual compliance monitoring programme by planning and leading monitoring activities Input into the annual Compliance Risk Assessment Process and Monitoring Programme Identifying...

Compliance Monitoring ManagerAsset/Wealth Management Experience RequiredOur client, a boutique wealth manager and part of a larger global banking Group, is seeking a Compliance Monitoring Manager. This role involves planning and leading monitoring activities as part of the compliance monitoring programme. Reporting to the Senior Compliance Assurance Manager,...

THE COMPANY:Our client is a global banking group offering commercial and retail banking, investment banking, and asset and wealth managements services.THE RESPONSIBILITIES: Producing draft of policy documentation. Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. Managing and keeping updated, the departments key databases,...

The Client: Our client is a well established European bank with a presence in London. Specialising in corporate/wholesale banking they have built a strong client base. Ensure compliance policies and procedures are applied at all levels of the organisation within the regulatory framework. Oversee and maintain Compliance Plan that will effectively monitor the...

Chief Risk Officer -PRA Risk exp from Commercial /Corporate Banking Experience Required Chief Risk Officer -PRA Risk exp from Commercial /Corporate Banking Experience Required £280K plus excellent LTIP, bonus & benefits Hybrid (City of London)We are recruiting for our client, a UK Commercial Bank, looking to appoint a new CRO. As Board member and part of...

Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the business...

Job DescriptionTHE COMPANY:We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.THE RESPONSIBILITIES:Lead the Compliance Department with responsibility for the overarching compliance framework,...

THE COMPANY:We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.THE RESPONSIBILITIES:Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and...

Chief Risk Officer -PRA Risk exp from Commercial /Corporate Banking Experience Required Chief Risk Officer -PRA Risk exp from Commercial /Corporate Banking Experience Required £280K plus excellent LTIP, bonus & benefits Hybrid (City of London) We are recruiting for our client, a UK Commercial Bank, looking to appoint a new CRO. As Board member and part of...

THE COMPANY:Our client is a global investment management business based in London (currently working on a hybrid basis of 3 days in the office per week). They are looking for a Compliance Officer with a Financial Crime focus to join the thriving team.THE RESPONSIBILITIES: Review complex documentation and AML/KYC information for new clients at onboarding...

Compliance Officer (6 month FTC Our client is an international bank based in the City. They are looking to hire a Compliance Officer on an initial 6-month FTC basis. Performing Compliance Risk Assessments Second line oversight of the Bank's compliance with the applicable law, regulations and internal policies Developing and implementing a Compliance...

We are working with a fantastic, fast-growing independent UK law firm to hire a Head of Risk & Compliance to join their team in London. This position will be responsible for the firm's compliance and risk management frameworks. There will also be the opportunityto take on the titles of COLP, COFA, and MLRO.Key roles and responsibilities will include:Leading...

We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and strategy.Promote a strong compliance...