Compliance Monitoring Manager

The Client: Our client is a well established European bank with a presence in London. Specialising in corporate/wholesale banking they have built a strong client base. Ensure compliance policies and procedures are applied at all levels of the organisation within the regulatory framework. Oversee and maintain Compliance Plan that will effectively monitor the...

THE COMPANY:Our client is a UK-leading investment firm, specialising in private client services.THE RESPONSIBILITIES: Assist with the ongoing update to Compliance policies and procedures. Maintenance of the Compliance monitoring action log. Contribute to the development of the annual compliance monitoring plan. Undertake compliance monitoring tasks, ensuring...

THE COMPANY: We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. THE RESPONSIBILITIES: Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence...

Ebury is growing fast in the FinTech world, recognized as one of the top companies to work for in the industry. Offering various financial products like FX risk management, trade finance, currency accounts, international payments, and API integration.Compliance Monitoring ManagerLondon - 4 days in the officeThe Compliance Monitoring manager reports to the...

Compliance Monitoring Manager is required by our client in City of London within Financial Services to take ownership of multiple aspects of internal, market conduct, and consumer protection compliance; including any associated second-line controls, and manages advisory and regulatory change projects. As Compliance Monitoring Manager, your primary focus will...

Job DescriptionTHE COMPANYBritannia Global Markets is a dynamic, fast-growing organisation that operates a full-service execution and clearing brokerage business covering Exchange Traded Derivatives, Cash Equities and Fixed Income, CFD's, Foreign Exchange, Repos and Structured Finance. Britannia Global Markets is part of the Britannia Financial Group and a...

About usAvencia Consulting are working with a leading Specialty Insurer based in the City, who have a newly created position for a Compliance Monitoring Manager to join.The Company currently writes lines of business including; specialty insurance: aviation & aerospace, energy, marine, property, terror & political violence, contingency and other specialty...

Compliance Monitoring Manager – Asset/Wealth Management (or ACD) Monitoring Experience Required 70K - £80K + Good Benefits Hybrid (West End) Our client, a boutique wealth manager and part of a larger global banking Group, is looking to recruit a Compliance Monitoring Manager. You will be responsible for the delivery of the annual compliance monitoring...

Job Title: Compliance Monitoring Manager – Asset/Wealth Management Company: Boutique wealth manager and part of a larger global banking Group Responsible for delivering the annual compliance monitoring programme by planning and leading monitoring activities Input into the annual Compliance Risk Assessment Process and Monitoring Programme Identifying...

Compliance Monitoring Manager London Wealth and Asset ManagementStrong experience within FCA regulation and compliance with specific focus on the Wealth and Asset Management sector. Exposure to compliance risk management frameworks, thematic reviews and the FCA handbook are essential. Hybrid working as standard. A small but growing team. Compliance...

**Compliance Monitoring£ bonus + benefitsCentral London****THE COMPANY**The role sits within the London branch of the corporate banking arm of a global bank, who have a primary focus on lending, trade financing and treasury activities. They have a new senior level compliance monitoring role within their independent Compliancefunction which also dual hats...

Job Description Handelsbanken Wealth & Asset Management is a wholly-owned subsidiary of the Handelsbanken Group and is responsible for all wealth and investment management activities of the Group in the UK. Founded in Sweden, Handelsbanken is one of the world's strongest banks and offers local relationship banking, advice and investment management to...

Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the business...

CONTRACT TYPE: Permanent LOCATION: City of London INDUSTRY:Compliance & LegalFinancial ServicesSALARY: Up to £90000 per annum + Bonus + Benefits START DATE:ASAPREF: BN373185_ JOB PUBLISHED:about 5 hours agoCompliance Monitoring£ bonus + benefitsCentral LondonTHE COMPANYThe role sits within the London branch of the corporate banking arm of a global bank,...

Job Title: Compliance Monitoring ManagerWe are looking for a Compliance Monitoring Manager for a role in Wealth and Asset Management based in London with a hybrid work model. The salary ranges from £75,000 to £85,000 per year. The ideal candidate should have strong experience in FCA regulation and compliance, particularly focusing on the Wealth and Asset...

Join a Leading Private Bank as a Compliance Monitoring Officer Ready to apply Before you do, make sure to read all the details pertaining to this job in the description below.FRENCH OR GERMAN LANGUAGE SKILLS REQUIREDAbout the Firm: Join a leading private bank in the wealth management sector committed to serving clients and their families with personalized...

NEW ROLE - Compliance Monitoring ManagerInside IR35ASAP StartExperience: Experienced in compliance, risk or audit roles in a UK Asset, Platform &/or Wealth Management market Experience of compliance oversight/assurance activity, risk assurance or internal audit Relevant governance, risk management and control expertise Relevant knowledge of the regulatory...

Our client, a privately owned fast-growing fintech company providing Platform, MPS and financial planning solutions firm is looking to recruit an experienced compliance professional, ideally with a minimum of 4 years relevant experience and a background within financial advisor/ planning and platform operations.Reporting to and working alongside the Head of...

Compliance Monitoring: London- £75,000 Sector: Banking Job reference: NE40798My client is a medium sized investment bank in central London. They have an exciting opportunity for a compliance monitoring officer to join an established team. This is an avp level role.This is truly a great place to work having placed a few other people in the compliance team,...

Reports To: Operations Manager HMC/Local Area Group (LAG) Job Role: To ensure HMC certified outlets/organisations are complying with standards in relation to the provision of Halal foods. In addition the successful candidate will also assist to raise awareness of the HMC certification to potential food businesses. Salary & Hours The salary will be...