EMEA Compliance Officer

Our client is a successful banking firm with a strong global presence, offering a comprehensive range of services across corporate and investment banking activities. Act as a subject matter expert in Regulatory Affairs. Maintain an effective, professional and proactive relationship with UK regulators and assist the Local Compliance Officers in dealing with...

The Role We are seeking to hire an exceptional and experienced individual to join our compliance team in our London office. This role has the opportunity to cover the full breadth of compliance activity and has a strong focus on investment and markets advisory support; trading queries, trade related regulatory reporting, market operations and regulations,...

We are looking for a highly motivated and dedicated individual to maintain a robust compliance framework and lead compliance activities in support of the Swiss Re Corporate Solutions (CorSo) business in EMEA with a specific focus on the United Kingdom, to ensure compliance with the applicable rules and regulations. This role will be the required Financial...

We are looking for a highly motivated and dedicated individual to maintain a robust compliance framework and lead compliance activities in support of the Swiss Re Corporate Solutions (CorSo) business in EMEA with a specific focus on the United Kingdom, to ensure compliance with the applicable rules and regulations. This role will be the required Financial...

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our...

THE COMPANY:Our client is a global investment management business based in London (currently working on a hybrid basis of 3 days in the office per week). They are looking for a Compliance Officer with a Financial Crime focus to join the thriving team.THE RESPONSIBILITIES: Review complex documentation and AML/KYC information for new clients at onboarding...

About this role:EMEA Compliance at Wells Fargo consists of Advisory and Central Compliance Teams which provide Compliance support to Commercial Banking, Corporate & Investment Banking and Enterprise functions in the UK, and across the wider Europe, Middle East and Africa (EMEA)Region. The Central Compliance Team provides shared services (including regulatory...

We're Wirex and we're not like anyone else. Why? Because we always do things our way, before anyone else does them - like creating the first ever debit card that lets you pay with crypto, making it easier for ordinary people to access DeFi-powered savings and setting up the world's first cryptocurrency rewards scheme.Our vision is a world in which everyone...

Compliance Officer (6 month FTC Our client is an international bank based in the City. They are looking to hire a Compliance Officer on an initial 6-month FTC basis. Performing Compliance Risk Assessments Second line oversight of the Bank's compliance with the applicable law, regulations and internal policies Developing and implementing a Compliance...

Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions. We're hiring diverse talent and providing underrepresented groups with equitable opportunities in their careers. Learn more about our DE&I initiatives, employee development programs and view our annual DE&I Report at The Compliance Officer will work...

Our client is an asset and wealth management specialist. They are looking for a Deputy Compliance Officer to join the London-based team. To perform Regulatory horizon scanning and advise the CCO and broader team Manage the compliance calendar including Regulatory returns Main compliance point of contact for Internal systems including "Rules Manager". ...

THE COMPANY: We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. THE RESPONSIBILITIES: Report any deficiencies in the Bank's policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. Analyse and keep up to...

Our client is an asset and wealth management specialist. They are looking for a Deputy Compliance Officer to join the London-based team. The team is growing so this is a superb opportunity to be involved in that growth. THE RESPONSIBILITIES: To perform Regulatory horizon scanning and advise the CCO and broader team Manage the compliance calendar...

Join Neuberger Berman as Chief Compliance Officer - EMEA & LatAmAre you ready to take on a leadership role in compliance? Neuberger Berman is looking for a talented individual to fill the position of Chief Compliance Officer for the EMEA and LatAm regions. As part of this role, you will oversee a team of compliance professionals, ensure regulatory...

Job Purpose: The Regional Engineering Manager will manage local Change Management and Quality Control at the designated client facilities throughout the EMEA Region. They will implement a wide range of standardised CBRE programs for maintenance operations, training and drills, reporting, document management, maintenance processes and procedures, and...

Compliance Officer- Generalist (3 months temp) THE COMPANY: Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. THE RESPONSIBILITIES: Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry...

Experience Level: Experienced Hire Categories: Corporate Services Location(s): One Canada Square, Canary Wharf, London, E14 5FA, GB Moody's is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportunity but don't meet every single requirement, please apply You may be a perfect fit for this...

THE COMPANY: Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. THE RESPONSIBILITIES: Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of...

IT SOX Compliance OfficeWorking within the EMEA IT PMO team, the IT SOX Compliance Office will be responsible for oversight and delivery of all IT risk and audit controls and activities to ensure the EMEA IT systems are assessed and compliance with all SOX and audit requirements in the increasing & changing regulatory environment.Liaising with key...