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Compliance Director

3 months ago

Camden Area, Greater London, United Kingdom Ink Recruitment Full time
Leading Banking Group based in Central London are keen to hire an experienced Compliance professional into their Equities Advisory Compliance Team with expertise in the Large Shareholding, Position Reporting and Equity Aggregation regulations

Duties will include:
Advising around disclosure regulations for all large shareholdings to the Front OfficenStaying up to date with upcoming and horizon regulationsnMaintaining and developing a Rules Library covering all relevant regulationsnAttending relevant workshops, committees and working groupsnWorking with IT, Projects Teams and Operations to deliver a best in class servicenIdentify and advise around potential Compliance RisksnDrafting policies and procedures


We are keen to hear from Compliance professionals from a Banking or Consulting background with a strong understanding of Threshold Reporting Regulations from an Equities perspective.