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Compliance Assurance Manager

3 months ago


London, Greater London, United Kingdom eFinancialCareers Full time

As a Barclays Compliance Assurance Conduct Manager this is an exciting opportunity where you will be supporting Compliance in achieving its mission, purpose, and goals by providing an assurance capability to meet the demands of a world class Compliancefunction.

You will be responsible for leading and executing assurance reviews and/or issue validation to assess and report on Conduct and/or Reputational Risk Management, behaviours, and attitudes.

Barclays is one of the world's largest and most respected financial institutions, with 329 years of success, quality, and innovation behind us.

We offer careers that provide endless opportunity - helping millions of individuals and businesses thrive and creatingfinancial and digital solutions that the world now takes for granted.


Working Flexibly

What will you be doing?:

  • Designing and delivering reviews that provide strong insight and value by identifying risks and issues, or examples of good practice
  • Adopting Data Analytics to use sense and analytical skills in reviews while providing assurance and identifying issues
  • Managing reviews to ensure you and your review team adhere to the Compliance Assurance methodology in the execution of reviews (throughout planning, testing, and reporting)
  • Leading and supporting assurance activities that identify risk/control/outcome deficiencies of the upmost relevance, providing valuable insights and informed ideas
  • Providing cultural leadership through recognising and valuing differences, e.g., through collaboration across diverse networks
  • Supporting and understanding staff with effective coaching and identify development area and providing opportunities for staff to improve and showcase their skills
  • Implementing better ways of working to demonstrate increased efficiency and productivity, demonstrating forward planning, and utilising less resource(s)
  • Realising efficiencies within the Standard Review lifecycle that both heightens the overall assurance product effectiveness and allows for compression of the endtoend lifecycle

What we're looking for:

  • Investigative skills with the capability to identify key risks and areas of nonconformance with regulatory and legislative requirements and lack of controls
  • Experience of discussing contentious observations with management and recommending necessary actions
  • Excellent Report Writing skills
  • Analytical skills/mind with ability to deliver high quality work in a timely and structured manner

Skills that will help you in the role:

  • Professional qualification in Compliance or Conduct Assurance / Financial Crime management role
  • Management capability able to manage multiple tasks across a variety of business areas and topics while delivering reviews according to plan in a timely and complete fashion

Where will you be working?

In the heart of Canary Wharf, our headquarters at Churchill Place boasts onsite amenities such as; a gym, staff restaurant and deli bar, and is easily accessible by tube and bus links.

With a population of around 5000 staff the atmosphere is second to nonewith a real buzz being created around the offices within.