Risk & Compliance Assistant

3 weeks ago


Reading, United Kingdom Technology and Risk Recruitment LTD Full time
Our client in the legal sector are growing their Risk & Compliance Function and are looking for multiple Risk & Compliance Assistants. The office is located in Reading and the client offers a hybrid working arrangement.

The Role:

Risk and Compliance Assistant role supporting the firm in ensuring compliance with the firm s AML and risk management procedures.

Day to Day Duties:
  • Develop and maintain an understanding of the firm s AML policies and procedures.
  • Checking and processing Customer Due Diligence (CDD) for new and existing clients.
  • Conduct screening to identify PEPs as well as sanctions concerns.
  • Profiling and organising client KYC.
  • Responding to and resolving AML queries.
  • Assist with running conflict checks.
Key Skills / Experience Required:
  • Good legal knowledge.
  • Good risk & compliance knowledge including AML and other compliance activities which could include LYC, Conflicts, Sanctions, PEP's and CDD.
Should you feel you have the right skills / experience please apply and you will be contacted by James Evans from TRR

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