Risk & Compliance Assistant
3 weeks ago
The Role:
Risk and Compliance Assistant role supporting the firm in ensuring compliance with the firm s AML and risk management procedures.
Day to Day Duties:
- Develop and maintain an understanding of the firm s AML policies and procedures.
- Checking and processing Customer Due Diligence (CDD) for new and existing clients.
- Conduct screening to identify PEPs as well as sanctions concerns.
- Profiling and organising client KYC.
- Responding to and resolving AML queries.
- Assist with running conflict checks.
- Good legal knowledge.
- Good risk & compliance knowledge including AML and other compliance activities which could include LYC, Conflicts, Sanctions, PEP's and CDD.
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Risk & Compliance Assistant
2 weeks ago
Reading, United Kingdom Technology and Risk Recruitment LTD Full timeOur client in the legal sector are growing their Risk & Compliance Function and are looking for multiple Risk & Compliance Assistants. The office is located in Reading and the client offers a hybrid working arrangement. The Role:Risk and Compliance Assistant role supporting the firm in ensuring compliance with the firm’s AML and risk management...
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Risk and Compliance Assistant
5 days ago
Reading, United Kingdom TECHNOLOGY AND RISK RECRUITMENT LTD Full timeOur client, a highly reputable Law Firm based in London are growing their Risk & Compliance team in their Reading Office (hybrid).The Role:Risk and Compliance Assistant role supporting the firm in ensuring compliance with the firms AML and risk management procedures.Day to Day Duties:Develop and maintain an understanding of the firms AML policies and...
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Risk and Compliance Associate
4 days ago
Reading, United Kingdom TECHNOLOGY AND RISK RECRUITMENT LTD Full timeAbout the RoleWe are seeking a highly skilled Risk and Compliance Assistant to join our team at TECHNOLOGY AND RISK RECRUITMENT LTD. As a key member of our Risk & Compliance team, you will play a vital role in ensuring our client's compliance with Anti-Money Laundering (AML) and risk management procedures.Key ResponsibilitiesDevelop and maintain a thorough...
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Risk and Compliance Associate
4 days ago
Reading, United Kingdom TECHNOLOGY AND RISK RECRUITMENT LTD Full timeAbout the RoleWe are seeking a highly skilled Risk and Compliance Assistant to join our team at TECHNOLOGY AND RISK RECRUITMENT LTD. As a key member of our Risk & Compliance team, you will play a vital role in ensuring our client's compliance with Anti-Money Laundering (AML) and risk management procedures.Key ResponsibilitiesDevelop and maintain a thorough...
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Aml Risk and Compliance Specialist
3 days ago
Reading, Reading, United Kingdom TECHNOLOGY AND RISK RECRUITMENT LTD Full timeOur client, a highly reputable Law Firm, is growing its Risk & Compliance team in a hybrid environment. The Role:Risk and Compliance Assistant role supporting the firm in ensuring compliance with the firm's AML and risk management procedures.Key Responsibilities:Develop and maintain an understanding of the firm's AML policies and procedures.Support the...
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Aml Risk and Compliance Specialist
3 days ago
Reading, Reading, United Kingdom TECHNOLOGY AND RISK RECRUITMENT LTD Full timeOur client, a highly reputable Law Firm, is growing its Risk & Compliance team in a hybrid environment. The Role:Risk and Compliance Assistant role supporting the firm in ensuring compliance with the firm's AML and risk management procedures.Key Responsibilities:Develop and maintain an understanding of the firm's AML policies and procedures.Support the...
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Risk and Compliance Officer
3 months ago
Reading, United Kingdom UTP Merchant Services Ltd Full time**Position**:Risk and Compliance Officer **Reporting To**: Head of Risk and Compliance **Status**:Permanent **Salary**:£36,000 (DOE) **Hours**:Full-Time - Office Based (37.5 hours Monday to Friday) **Based**:Reading **The Company**: With a customer base of over 20,000 customers, approximately £3 billion is processed across UTP’s estate of credit...
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Compliance Assistant
3 months ago
Reading, United Kingdom 2i Recruit Full timeLocation: - Reading- Salary: - £28,000 - £35,000- Type: - Permanent- Sector: - Admin & Office SupportOur professional client based in Reading are seeking a **Compliance Assistant** to join their busy and close-knit team. As the company’s **Compliance Assistant**, you will play a pivotal role in supporting their commitment to ethical practices and legal...
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Risk and Compliance Manager
3 weeks ago
Reading, United Kingdom Project People Full timeRisk and Compliance ManagerReading Hybrid working You'll be instrumental in ensuring adherence to competition law and driving compliance initiatives. Reporting to the Governance, Risk, and Compliance Counsel, you'll support special projects within the Shared Rural Network and collaborate closely with shareholder compliance teams to uphold the highest...
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Risk and Compliance Manager
3 weeks ago
Reading, United Kingdom Project People Full timeRisk and Compliance ManagerReading Hybrid working You'll be instrumental in ensuring adherence to competition law and driving compliance initiatives. Reporting to the Governance, Risk, and Compliance Counsel, you'll support special projects within the Shared Rural Network and collaborate closely with shareholder compliance teams to uphold the highest...
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Risk and Compliance Manager
1 month ago
Reading, United Kingdom Project People Full timeRisk and Compliance ManagerReading Hybrid working You'll be instrumental in ensuring adherence to competition law and driving compliance initiatives. Reporting to the Governance, Risk, and Compliance Counsel, you'll support special projects within the Shared Rural Network and collaborate closely with shareholder compliance teams to uphold the highest...
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IT Risk and Compliance Manager
6 hours ago
Reading, Reading, United Kingdom BMI Group Full timeAbout BMI GroupBMI Group is a dynamic and forward-thinking organization that empowers its employees to thrive and grow in a collaborative and innovative environment.Job OverviewWe are seeking a highly skilled and experienced IT Risk and Compliance Manager to join our team. This critical role involves overseeing the IT Risk process, developing IT continuity...
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IT Risk and Compliance Manager
9 hours ago
Reading, Reading, United Kingdom BMI Group Full timeAbout BMI GroupBMI Group is a dynamic and forward-thinking organization that empowers its employees to thrive and grow in a collaborative and innovative environment.Job OverviewWe are seeking a highly skilled and experienced IT Risk and Compliance Manager to join our team. This critical role involves overseeing the IT Risk process, developing IT continuity...
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Compliance Officer
2 days ago
Reading, Reading, United Kingdom Signet Resources Full time**Job Summary**Signet Resources is seeking an experienced Compliance Officer to join our team in Bracknell. As a key member of our Compliance Team, you will play a vital role in ensuring our company's ongoing compliance with regulatory frameworks.**Key Responsibilities:**Support the Compliance Manager in ensuring that our company meets its legal and...
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Compliance Officer
2 days ago
Reading, Reading, United Kingdom Signet Resources Full time**Job Summary**Signet Resources is seeking an experienced Compliance Officer to join our team in Bracknell. As a key member of our Compliance Team, you will play a vital role in ensuring our company's ongoing compliance with regulatory frameworks.**Key Responsibilities:**Support the Compliance Manager in ensuring that our company meets its legal and...
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Senior Risk and Compliance Professional
3 days ago
Reading, Reading, United Kingdom MERJE Full timeJob Description:MERJE is seeking a highly experienced senior Risk & Compliance professional to lead the provision of best-in-class compliance and risk management for a leading financial services regulated organisation.Key Responsibilities:Lead the provision of commercially focused, pragmatic Risk and Compliance advice to the businessDefine and deliver the...
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Senior Risk and Compliance Professional
3 days ago
Reading, Reading, United Kingdom MERJE Full timeJob Description:MERJE is seeking a highly experienced senior Risk & Compliance professional to lead the provision of best-in-class compliance and risk management for a leading financial services regulated organisation.Key Responsibilities:Lead the provision of commercially focused, pragmatic Risk and Compliance advice to the businessDefine and deliver the...
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Senior Risk and Compliance Professional
6 hours ago
Reading, Reading, United Kingdom MERJE Full timeJob Summary:MERJE is seeking a highly experienced senior Risk and Compliance professional to lead the provision of best-in-class compliance and risk management for a leading financial services regulated organisation.About the Role:This senior-level position requires a strategic thinker with extensive knowledge of FCA regulations and a proven track record in...
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Senior Risk and Compliance Professional
4 hours ago
Reading, Reading, United Kingdom MERJE Full timeJob Summary:MERJE is seeking a highly experienced senior Risk and Compliance professional to lead the provision of best-in-class compliance and risk management for a leading financial services regulated organisation.About the Role:This senior-level position requires a strategic thinker with extensive knowledge of FCA regulations and a proven track record in...
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Risk and Compliance Manager
3 weeks ago
Reading, Berkshire, United Kingdom Project People Full timeRisk and Compliance Manager Reading Hybrid working You'll be instrumental in ensuring adherence to competition law and driving compliance initiatives. Reporting to the Governance, Risk, and Compliance Counsel, you'll support special projects within the Shared Rural Network and collaborate closely with shareholder compliance teams to uphold the highest...