Regulatory Change Capital Markets

4 weeks ago


United Kingdom MW Recruitment Limited Full time

An International banking institution wish to recruit within regulatory transformation for capital markets business growth, the successful candidate will be responsible for identifying, assessing and driving regulatory changes

Overview

  • Contribute to identifying in-scope emerging regulatory changes applicable to capital markets.
  • Streamline management reporting to provide a comprehensive summary of RT’s Europe region change portfolio
  • Lead business impact and gap analysis between current operating models and new regulatory requirements
  • Identifies and facilitates detailed client and Front Office processes’ impacts: client flows and outreach requirements, communications, product, trade surveillance and business conduct
  • Collaborate with various stakeholders to drive regulatory advocacy and thought leadership efforts locally and on a cross-jurisdictional basis
  • Provide regulatory change subject matter expertise on business change initiatives and remediation where required
  • Drive the creation of Capital Markets Regulatory Target Operating Model including core business and technology capabilities, roles and responsibilities
  • Drive digital and data regulatory solutions and interpretation with a focus on automated controls, data quality and eliminating manual and inconsistent processes around regulatory workflows, and internal business processes
  • Provides leadership, training, coaching, and guidance to team members and impacted stakeholders

Experience Required

Degree education

5 years’ demonstrated work experience within business change solutions and/or regulatory change initiatives within a Legal, Compliance, Banking, Asset Management or Fintech environment

A strong knowledge of Capital Markets financial instruments, including, but not limited to derivative products to cash products

Understanding of the financial product lifecycle: origination, primary market, secondary market and the associated business activities such as settlement, risk management, operations & accounting

Strong understanding of UK and EU securities and derivatives regulatory frameworks including, for example, EMIR, MiFID, SFTR and other EU legislation

Understanding of market, credit, and operational risk frameworks

Strong understanding of electronic trading platforms and ecosystem: algorithmic trading, market making, high-frequency trading.



  • United Kingdom The JM Longbridge Group Full time

    Capital Markets Legal Counsel / Securities Legal counsel Our client is a rapidly growing telecommunications infrastructure provider that operates in multiple countries, with a focus on expanding in emerging markets. They are seeking a Senior Legal Counsel with US securities and regulatory experience to join the Group Legal team in London. This role will...


  • United Kingdom The JM Longbridge Group Full time

    Capital Markets Legal Counsel / Securities Legal counsel Our client is a rapidly growing telecommunications infrastructure provider that operates in multiple countries, with a focus on expanding in emerging markets. They are seeking a Senior Legal Counsel with US securities and regulatory experience to join the Group Legal team in London. This role will...


  • United Kingdom JSS Search Full time

    JSS Financial Services are pleased to be partnering with a top financial markets and commodities focussed bank who are looking to make a key hire within their regulatory policy team. This is a high exposure, strategic position within the business. This team is renowned for top quality learning and development with fantastic progression opportunities. The...


  • United Kingdom Empirical Search Limited Full time

    Unique opportunity to join a leading financial institution in the north of England and functionally own the Capital Management process. Role Description Functional ownership of the capital management processes, including internal and regulatory reporting, analysis, controls, and the production of plans/forecasts and the Society’s ICAAP. Ensuring that...


  • United Kingdom JSS Search Full time

    JSS Financial Services are pleased to be partnering with a top financial markets and commodities focussed bank who are looking to make a key hire within their regulatory policy team. This is a high exposure, strategic position within the business. This team is renowned for top quality learning and development with fantastic progression opportunities. The...


  • United Kingdom Leverage Shares PLC. Full time

    Find out the details of the job position we are offering. Leverage Shares is a fast-growing Exchange Traded Products (ETP) provider, focused on delivering innovative financial products. Our first range of single stock ETPs was listed on London Stock Exchange in December 2017. We have since expanded our footprint, listing new products across multiple...


  • United Kingdom Gresham Hunt Full time

    Position: Regulatory Reporting Analyst Reporting to: Head of Regulatory Reporting Department: Finance & Treasury Location: London/Hybrid Overview: Our client, a SME Bank based in London, is currently seeking a Regulatory Reporting Analyst to join their dynamic team. The successful candidate will play a pivotal role in ensuring accurate and timely...


  • United Kingdom Gresham Hunt Full time

    Position: Regulatory Reporting Analyst Reporting to: Head of Regulatory Reporting Department: Finance & Treasury Location: London/Hybrid Overview: Our client, a SME Bank based in London, is currently seeking a Regulatory Reporting Analyst to join their dynamic team. The successful candidate will play a pivotal role in ensuring accurate and timely...


  • United Kingdom JPMorgan Chase & Co. Full time

    Looking for Associate to work with Financial Resource Management team and desk heads to optimize their financial resource footprint. This is an unique opportunity to interface with all major players in Trading, Financing and Client Service organizations across Equities and Prime Financial Services.  As an Associate within Markets Financial Resource...


  • United Kingdom JSS Search Full time

    A London-based FinTech are looking for a Capital Markets Manager to join on a permanent basis. This is a unique opportunity to join a highly profitable business and ideal for someone with experience in the lending space. Responsibilities: Originate and execute new transactions (direct lending, asset-backed financing, new fund launches) Manage investor...


  • United Kingdom JPMorgan Chase & Co. Full time

    Looking for Associate to work with Financial Resource Management team and desk heads to optimize their financial resource footprint. This is an unique opportunity to interface with all major players in Trading, Financing and Client Service organizations across Equities and Prime Financial Services.  Job summary As an Associate within Markets Financial...


  • United Kingdom Empirical Search Limited Full time

    A new entrant bank who is a genuine ‘fintech’ and disrupting the banking market due to its innovative products and digital platforms, is looking to hire into their Treasury team for a regulatory reporting specialist. The business is based in the north east near Manchester and offers attractive hybrid working. Role Description You will lead the...


  • United Kingdom F&L Search Full time

    About the Company: Our client is a fast-growing research and data firm, strongly backed and poised for significant expansion. They are dedicated to delivering in-depth insights and unique data products to the financial sector, focusing on the buy side and capital markets.Job Overview: We are seeking a dynamic and experienced Head of Sales to lead our global...


  • United Kingdom F&L Search Full time

    About the Company : Our client is a fast-growing research and data firm, strongly backed and poised for significant expansion. They are dedicated to delivering in-depth insights and unique data products to the financial sector, focusing on the buy side and capital markets. Job Overview : We are seeking a dynamic and experienced Head of Sales to lead our...


  • United Kingdom InterQuest Group Full time

    InterQuest are currently supporting a leading specialist consultancy in finding a talented compliance consultant to support the growth of their Investments division. As a regulatory expert in the space, this would be a great opportunity for leverage your consultancy expertise and take the next step in your career in what is a culture-orientated business...


  • United Kingdom Smart DCC Full time

    Head of Regulatory Support Location - London – Manchester – Nottingham - Hybrid working model. Competitive Salary plus benefits DCC is seeking an experienced and knowledgeable professional to join our team as the Head of Regulatory Support. The team operates a business partnering approach – proactively working with DCC functions and programmes...

  • Regulatory Manager

    7 hours ago


    United Kingdom Pfizer Full time

    This is an individual contributor / career development role, with room to grow into managing direct reports. The role entails strategy, working on own initiative and taking on projects, as detailed below. There will be opportunities to lead, motivate, inspire and develop direct reports; management of projects and strategy at a departmental level;...


  • United Kingdom Proclinical Staffing Full time

    UK CW Regulatory Affairs Manager (Inside IR35) This role will support one or more products from a regional regulatory perspective. * Responsible for the generation of country specific regulatory strategies and providing feedback to internal teams regarding submission plans and execution of the strategy for one or more products. * Ensuring CMC regional...


  • United Kingdom MERJE Full time

    Senior Market Risk Manager: An exciting opportunity has arisen for an experienced Market & Treasury Risk manager to join a well established bank. The Senior Risk Manager will be joining the second line of defence team to support the Head of Financial Risk Management and perform second line oversight on Market Risk and Interest Rate in the Banking Book...


  • United Kingdom Howellmarine Full time

    Are you passionate about shaping the future of Blue Economy policy, science, and management on both national and global scales? Join us in crafting cutting-edge solutions to the critical policy and management challenges that impact our oceans. With a proven track record of impactful work on the national and international stages, we simplify the complexity...