Compliance & Risk Manager (Flexible Home Working)

2 weeks ago

Farnborough Hampshire, United Kingdom Herrington Carmichael LLP Full time

Compliance and Risk Manager
Are you looking for your next challenge in your Compliance career? We are seeking a diligent and experienced Compliance and Risk Manager to join our team.
The Compliance and Risk Manager will be responsible for ensuring that our firm adheres to all relevant laws, regulations, and internal policies, minimizing risk and maintaining our reputation for excellence.
They will be responsible for managing and running all ofthe Firm’s operational compliance functions and will play a part in setting the plans and strategy for the Firm’s compliance functions moving forward. This is across the key spaces of SRA, FCA, money laundering, ICO and complaints management.

Herrington Carmichael LLP isn't your average law firm. We're an award-winning, Legal 500 ranked team known for our commitment to growth , fostering strong relationships , and our ambitious approach to providing full-service legal guidance for businesses, families, and individuals. The successful candidate will be responsible for managing and running the operational activities of the firm’s internal compliance function, including:
Setting the plans and objectives for the compliance function.
Playing an active role in the strategy for the compliance function.
Evaluate risk levels, significance, and scope within the firm's compliance procedures, communicating findings to the Compliance Board.
Oversee and manage policies, systems, and controls related to compliance, promptly reporting breaches to regulatory bodies like the SRA and ICO.
Ensuring best in class compliance function.
Reducing or alleviating the compliance burden on to the fee-earning resources within the firm.
Advise the Compliance Board on implementing compliance measures.
Serve as the primary contact for data protection inquiries and Subject Access Requests.
Investigate and recommend actions in response to client complaints
Provide guidance on corrective actions and risk mitigation strategies for policy, system, and personnel issues.
Working alongside the heads of department to identify and reduce risk factors.
Deliver effective risk and compliance training as needed.
Stay updated on relevant regulations and internal policies, including money laundering laws, GDPR, SRA Handbook, client service standards, anti-bribery measures, conflicts of interest, and client due diligence.
Conduct audits to ensure the firm remains compliant with statutory and regulatory requirements.
Collaborate with the Compliance Board and the firm’s insurers to address claims against the firm.
Manage and development the compliance team.

A minimum of 5 years previous compliance experience within a law firm.
Strong communication and leadership skills, capable of influencing and building relationships across all levels.
Commitment to maintaining the highest professional standards to minimize risk.
Skill in balancing commercial interests with compliance requirements.
Competitive salary based on experience.
Generous bonus.
Free car parking for your convenience.
Comprehensive benefits package including a pension, enhanced maternity and paternity pay, 25 days holiday plus an additional day for Christmas closure and Perkbox benefits.
Hybrid working with defined core hours, offering flexibility to adjust start and end times as needed.
The opportunity to learn and grow within a supportive and dynamic team.

Herrington Carmichael is dedicated to fostering a workplace that celebrates diversity and promotes equal opportunities for all, regardless of race, ethnicity, gender, age, sexual orientation, disability, religion, or any other characteristic protected by law. Reasonable adjustments for applicants with disabilities are available upon request.

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