Current jobs related to Compliance and Risk Manager - Farnborough, Hampshire - Herrington Carmichael LLP

  • Risk and Compliance Manager

    4 weeks ago

    Farnborough, Hampshire, United Kingdom Hays Specialist Recruitment Limited Full time

    Risk and Compliance ManagerHays Specialist Recruitment Limited is seeking a highly skilled and experienced Risk and Compliance Manager to join a prestigious law firm based in Hampshire. This is a unique opportunity for a dedicated professional to play a pivotal role in ensuring the firm's compliance with regulatory requirements and managing risk across all...

  • Risk and Compliance Manager

    4 weeks ago

    Farnborough, Hampshire, United Kingdom Hays Specialist Recruitment Limited Full time

    Risk and Compliance ManagerHays Specialist Recruitment Limited is seeking a highly skilled and experienced Risk and Compliance Manager to join a prestigious law firm based in Hampshire. This is a unique opportunity for a dedicated professional to play a pivotal role in ensuring the firm's compliance with regulatory requirements and managing risk across all...

  • Risk and Compliance Manager

    1 week ago

    Farnborough, Hampshire, United Kingdom Hays Careers Full time

    Your new company I am seeking a highly skilled and experienced Compliance and Risk Management Specialist to join a prestigious law firm based in Hampshire. This is a unique opportunity for a dedicated professional to play a pivotal role in ensuring the firm's compliance with regulatory requirements and managing risk across all operations. Your new role...

  • Risk and Compliance Manager

    3 weeks ago

    Farnborough, Hampshire, United Kingdom Hays Specialist Recruitment Limited Full time

    Risk and Compliance ManagerHays Specialist Recruitment Limited is seeking a highly skilled and experienced Risk and Compliance Manager to join a prestigious law firm based in Hampshire. This is a unique opportunity for a dedicated professional to play a pivotal role in ensuring the firm's compliance with regulatory requirements and managing risk across all...

  • Risk and Compliance Manager

    3 weeks ago

    Farnborough, Hampshire, United Kingdom Hays Specialist Recruitment Limited Full time

    Risk and Compliance ManagerHays Specialist Recruitment Limited is seeking a highly skilled and experienced Risk and Compliance Manager to join a prestigious law firm based in Hampshire. This is a unique opportunity for a dedicated professional to play a pivotal role in ensuring the firm's compliance with regulatory requirements and managing risk across all...

  • Compliance Risk Manager

    2 weeks ago

    Farnborough, Hampshire, United Kingdom Reed Full time

    Compliance & Risk ManagerWe are seeking a seasoned Compliance & Risk Manager to oversee our firm's operational compliance functions and contribute to the strategy and plans for compliance.Key Responsibilities:Develop and implement compliance plans and objectives.Evaluate risk levels and communicate findings to the Compliance Board.Oversee policies, systems,...

  • Compliance and Risk Manager

    3 weeks ago

    Farnborough, Hampshire, United Kingdom Herrington Carmichael LLP Full time

    Compliance and Risk Manager Job DescriptionAbout the Role:Herrington Carmichael LLP is seeking a highly skilled Compliance and Risk Manager to join our team. As a key member of our compliance function, you will play a critical role in ensuring the firm's adherence to relevant laws, regulations, and internal policies.Key Responsibilities:Develop and implement...

  • Compliance and Risk Manager

    4 weeks ago

    Farnborough, Hampshire, United Kingdom Herrington Carmichael LLP Full time

    Compliance and Risk Manager Job DescriptionAbout the Role:Herrington Carmichael LLP is seeking a highly skilled Compliance and Risk Manager to join our team. As a key member of our compliance function, you will play a critical role in ensuring the firm's adherence to relevant laws, regulations, and internal policies.Key Responsibilities:Develop and implement...

  • Risk and Compliance Manager

    2 weeks ago

    Farnborough, Hampshire, United Kingdom https:jobs-redefined.cositemap Full time

    Job Title: Risk and Compliance ManagerCBRE Data Centre Solutions (DCS) delivers fully integrated real estate, facilities and technology solutions for data centre owners, occupiers, and investors across the globe. As a dedicated business line within CBRE, DCS is dedicated to solving complex challenges within every stage of the data centre lifecycle.We are an...

  • Compliance and Risk Management Specialist

    2 weeks ago

    Farnborough, Hampshire, United Kingdom Reed Full time

    Compliance & Risk ManagerWe are seeking a highly skilled Compliance & Risk Manager to join our team at Reed. The successful candidate will be responsible for ensuring our firm adheres to all relevant laws, regulations, and internal policies, minimizing risk and maintaining our reputation for excellence.Key Responsibilities:Develop and implement compliance...

  • Compliance and Risk Management Specialist

    3 weeks ago

    Farnborough, Hampshire, United Kingdom Reed Full time

    Compliance & Risk ManagerWe are seeking a highly skilled Compliance & Risk Manager to join our team at Reed. The successful candidate will be responsible for ensuring our firm adheres to all relevant laws, regulations, and internal policies, minimizing risk and maintaining our reputation for excellence.Key Responsibilities:Develop and implement compliance...

  • Compliance Services Representative

    1 month ago

    Farnborough, Hampshire, United Kingdom Sovos Compliance Full time

    About the RoleWe are seeking a highly organized and detail-oriented Compliance Services Representative to join our team at Sovos Compliance. As a key member of our Registrations Team, you will play a critical role in ensuring our clients are successfully onboarded into our Compliance Teams and registrations are obtained with the relevant authorities...

  • Compliance Services Representative

    1 month ago

    Farnborough, Hampshire, United Kingdom Sovos Compliance Full time

    About the RoleWe are seeking a highly organized and detail-oriented Compliance Services Representative to join our team at Sovos Compliance. As a key member of our Registrations Team, you will play a critical role in ensuring our clients are successfully onboarded into our Compliance Teams and registrations are obtained with the relevant authorities...

  • Compliance and Risk Management Professional

    1 month ago

    Farnborough, Hampshire, United Kingdom Reed Full time

    Compliance & Risk ManagerWe are seeking a highly skilled Compliance & Risk Manager to join our team at Reed. As a key member of our organization, you will play a crucial role in ensuring our firm adheres to all relevant laws, regulations, and internal policies, minimizing risk and maintaining our reputation for excellence.Key Responsibilities:Compliance...

  • Compliance and Risk Management Professional

    1 month ago

    Farnborough, Hampshire, United Kingdom Reed Full time

    Compliance & Risk ManagerWe are seeking a highly skilled Compliance & Risk Manager to join our team at Reed. As a key member of our organization, you will play a crucial role in ensuring our firm adheres to all relevant laws, regulations, and internal policies, minimizing risk and maintaining our reputation for excellence.Key Responsibilities:Compliance...

  • Compliance and Risk Management Professional

    4 weeks ago

    Farnborough, Hampshire, United Kingdom Reed Full time

    Compliance & Risk ManagerWe are seeking a highly skilled Compliance & Risk Manager to join our team at Reed. As a key member of our organization, you will play a crucial role in ensuring our firm adheres to all relevant laws, regulations, and internal policies, minimizing risk and maintaining our reputation for excellence.Key Responsibilities:Compliance...

  • Compliance and Risk Management Professional

    4 weeks ago

    Farnborough, Hampshire, United Kingdom Reed Full time

    Compliance & Risk ManagerWe are seeking a highly skilled Compliance & Risk Manager to join our team at Reed. As a key member of our organization, you will play a crucial role in ensuring our firm adheres to all relevant laws, regulations, and internal policies, minimizing risk and maintaining our reputation for excellence.Key Responsibilities:Compliance...

  • Compliance & Risk Management Professional

    2 weeks ago

    Farnborough, Hampshire, United Kingdom Reed Full time

    Compliance & Risk Manager Job DescriptionWe are seeking a highly skilled Compliance & Risk Manager to join our team at Reed. The successful candidate will be responsible for ensuring our firm adheres to all relevant laws, regulations, and internal policies, minimizing risk and maintaining our reputation for excellence.Key Responsibilities:Develop and...

  • Compliance & Risk Management Professional

    2 weeks ago

    Farnborough, Hampshire, United Kingdom Reed Full time

    Job Title: Compliance & Risk ManagerJob Summary:We are seeking a highly skilled Compliance & Risk Manager to join our team at Reed. The successful candidate will be responsible for ensuring our firm adheres to all relevant laws, regulations, and internal policies, minimizing risk and maintaining our reputation for excellence.Key Responsibilities:Manage the...

  • Risk and Compliance Manager

    4 weeks ago

    Farnborough, Hampshire, United Kingdom QED Legal Full time

    Compliance Manager OpportunityWe are seeking a highly skilled Compliance Manager to join our in-house compliance function at a leading Legal 500 firm. As a key member of our team, you will be responsible for driving strategy across the firm in relation to compliance, overseeing and managing policies and procedures, and advising the board on implementing...

Compliance and Risk Manager

2 months ago

Farnborough, Hampshire, United Kingdom Herrington Carmichael LLP Full time
Job Description

Compliance and Risk Manager

We are seeking a highly skilled and experienced Compliance and Risk Manager to join our team at Herrington Carmichael LLP. As a key member of our organization, you will play a vital role in ensuring that our firm adheres to all relevant laws, regulations, and internal policies, minimizing risk and maintaining our reputation for excellence.

Key Responsibilities:

  • Manage and run all operational compliance functions, ensuring that our firm remains compliant with statutory and regulatory requirements.
  • Set plans and objectives for the compliance function, and play an active role in the strategy for the compliance function.
  • Evaluate risk levels, significance, and scope within the firm's compliance procedures, communicating findings to the Compliance Board.
  • Oversee and manage policies, systems, and controls related to compliance, promptly reporting breaches to regulatory bodies.
  • Ensure best-in-class compliance function, reducing or alleviating the compliance burden on fee-earning resources within the firm.
  • Advise the Compliance Board on implementing compliance measures, and serve as the primary contact for data protection inquiries and Subject Access Requests.
  • Investigate and recommend actions in response to client complaints, and provide guidance on corrective actions and risk mitigation strategies for policy, system, and personnel issues.
  • Work alongside heads of department to identify and reduce risk factors, and deliver effective risk and compliance training as needed.
  • Stay updated on relevant regulations and internal policies, including money laundering laws, GDPR, SRA Handbook, client service standards, anti-bribery measures, conflicts of interest, and client due diligence.
  • Conduct audits to ensure the firm remains compliant with statutory and regulatory requirements, and collaborate with the Compliance Board and the firm's insurers to address claims against the firm.
  • Manage and develop the compliance team.

Requirements:

  • A minimum of 5 years previous compliance experience within a law firm.
  • Strong communication and leadership skills, capable of influencing and building relationships across all levels.
  • Commitment to maintaining the highest professional standards to minimize risk.
  • Skill in balancing commercial interests with compliance requirements.

What We Offer:

  • Competitive salary based on experience.
  • Generous bonus.
  • Free car parking for your convenience.
  • Comprehensive benefits package including a pension, enhanced maternity and paternity pay, 25 days holiday plus an additional day for Christmas closure and Perkbox benefits.
  • Hybrid working with defined core hours, offering flexibility to adjust start and end times as needed.
  • The opportunity to learn and grow within a supportive and dynamic team.

Our Commitment:

Herrington Carmichael LLP is dedicated to fostering a workplace that celebrates diversity and promotes equal opportunities for all, regardless of race, ethnicity, gender, age, sexual orientation, disability, religion, or any other characteristic protected by law. Reasonable adjustments for applicants with disabilities are available upon request.