Financial Crime and Risk

Found in: Jooble UK C2 - 2 weeks ago

London, United Kingdom Capitex Full time

Overview: As the Head of Financial Crime, you will be responsible for overseeing and managing all aspects of financial crime prevention within the organization. This role requires a deep understanding of various financial regulations, compliance frameworks, and the ability to develop and implement strategies to mitigate financial crime risks effectively. You will lead a team of professionals dedicated to preventing money laundering, fraud, terrorist financing, and other illicit financial activities.
Key Responsibilities:
# Strategy Development and Implementation:

Develop and implement comprehensive financial crime prevention strategies aligned with regulatory requirements and industry best practices.
Continuously assess and enhance existing strategies to adapt to evolving financial crime threats and regulatory changes.

# Policy and Procedure Development:

Develop and maintain robust policies, procedures, and controls to prevent and detect financial crime activities.
Ensure that policies and procedures are effectively communicated and implemented across the organization.

# Risk Assessment and Management:

Conduct regular risk assessments to identify and evaluate financial crime risks across all business areas.
Develop risk mitigation plans and work closely with relevant stakeholders to address identified risks effectively.

# Compliance Oversight:

Ensure compliance with relevant regulatory requirements, including Anti-Money Laundering (AML) laws, Know Your Customer (KYC) regulations, and sanctions screening.
Monitor regulatory developments and updates to ensure ongoing compliance and adapt processes accordingly.

# Training and Awareness:

Develop and deliver comprehensive training programs to educate employees on financial crime risks, policies, and procedures.
Foster a culture of compliance and ethics through ongoing awareness initiatives and communication campaigns.

# Investigations and Incident Management:

Lead and oversee investigations into suspected financial crime activities, including money laundering, fraud, and corruption.
Implement effective incident management processes to respond promptly to incidents and breaches, collaborating with relevant internal and external stakeholders.

# Technology and Innovation:

Stay abreast of advancements in financial crime detection technologies and tools.
Evaluate and implement innovative solutions to enhance the effectiveness and efficiency of financial crime prevention efforts.

# Regulatory Engagement:

Serve as the primary point of contact for regulatory agencies and external auditors regarding financial crime matters.
Coordinate regulatory examinations and audits, ensuring timely and accurate responses to inquiries and requests.

Qualifications and Skills:
Bachelor's degree in Finance, Accounting, Business Administration, or related field. Advanced degree or professional certification (e.g., CAMS, CFE, CISSP) preferred.
Extensive experience (typically 8+ years) in financial crime prevention, compliance, or related fields within the financial services industry.
Strong knowledge of AML/KYC regulations, sanctions screening requirements, and other relevant financial crime laws and regulations.
Proven leadership experience, with the ability to effectively manage and develop a team of professionals.
Excellent analytical skills with the ability to identify trends, patterns, and anomalies indicative of financial crime activities.
Exceptional communication and interpersonal skills, with the ability to engage and influence stakeholders at all levels of the organization.
Strategic thinker with the ability to develop and execute on initiatives to mitigate financial crime risks effectively.
Sound judgment and decision-making skills, with the ability to navigate complex and sensitive situations with integrity and professionalism.

Additional Information:
This position may require occasional travel.
The successful candidate will undergo background checks and may be subject to regulatory screening processes.

Company Culture: At Capitex, we are committed to fostering a culture of integrity, accountability, and continuous improvement. We value diversity and inclusion and strive to create a workplace where all employees feel valued, respected, and empowered to contribute to our success. As the Head of Financial Crime, you will play a critical role in upholding our commitment to ethical conduct and regulatory compliance, ensuring that we maintain the trust and confidence of our customers, investors, and stakeholders.

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