Financial Services Compliance Executive

We seek a Compliance Executive to join the team at a small but successful investment firm. Previous experience in a compliance role, with a strong understanding of FCA and compliance regulations and requirements in the UK. Support ongoing assessment and monitoring of business, operations, and investment risks, and assist in the development of policies and...

Join a successful and award-winning boutique investment firm and make a real difference. We seek a Compliance Executive to join the team at a small but successful investment firm. They have been recognised for their excellence in the industry, winning several awards for their investment strategies. The ideal candidate will have: Previous experience in a...

Join a successful and award-winning boutique investment firm and make a real difference. We seek a Compliance Executive to join the team at a small but successful investment firm. They have been recognised for their excellence in the industry, winning several awards for their investment strategies. The ideal candidate will have: Previous experience in a...

Join a successful and award-winning boutique investment firm and make a real difference. We seek a Compliance Executive to join the team at a small but successful investment firm. They have been recognised for their excellence in the industry, winning several awards for their investment strategies. The ideal candidate will have: Previous experience in a...

Join a successful and award-winning boutique investment firm and make a real difference. We seek a Compliance Executive to join the team at a small but successful investment firm. They have been recognised for their excellence in the industry, winning several awards for their investment strategies. The ideal candidate will have: Previous experience in a...

Join a successful and award-winning boutique investment firm and make a real difference. We seek a Compliance Executive to join the team at a small but successful investment firm. They have been recognised for their excellence in the industry, winning several awards for their investment strategies. The ideal candidate will have: Previous experience in a...

Join a successful and award-winning boutique investment firm and make a real difference. We seek a Compliance Executive to join the team at a small but successful investment firm. They have been recognised for their excellence in the industry, winning several awards for their investment strategies. The ideal candidate will have: Previous experience in a...

Join a successful and award-winning boutique investment firm and make a real difference. We seek a Compliance Executive to join the team at a small but successful investment firm. They have been recognised for their excellence in the industry, winning several awards for their investment strategies. The ideal candidate will have: Previous experience in a...

Join a successful and award-winning boutique investment firm and make a real difference.We seek a Compliance Executive to join the team at a small but successful investment firm. They have been recognised for their excellence in the industry, winning several awards for their investment strategies.The ideal candidate will have: Previous experience in a...

A great opportunity if you are looking to begin your career within Financial Services, or if you’re looking for a change in direction from your current job role. Good administration skills are a prerequisite, and amazing communication skills is a must! Full training will be provided and this is an office-based role Financial Services Administrator -...

Join an innovative, forward-thinking, and highly successful financial planning company at an exciting stage of expansion. Our client is dedicated to providing an exceptional service to their clients, driven by a commitment to excellence and a passion for financial well-being. As our client continues to grow, they are seeking to recruit an experienced Client...

**Main Location: Cambridge House, Henry Street, Bath - (3 days office, 2 days home)** **About us** **We are looking for a number of people to join our Dynamic Team as a Client Services Administrator and be part of our Multi-Award-Winning** **Company!** Are you passionate about delivering operational excellence and believe in putting the customer at the...

Our client is offering an excellent 'entry level’ role for individuals seeking a long term career in wealth management. They are looking for either a recent graduate in finance (or a degree in a finance or economics or similar discipline) seeking a graduateposition or someone with a level of experience of handling financial services administration....

A great opportunity if you are looking to begin your career within Financial Services, or if you’re looking for a change in direction from your current job role. Good administration skills are a prerequisite, and amazing communication skills is a must! Full training will be provided and this is an office-based role Financial Services Administrator -...

Meraki Talent are currently working with a with a well known wealth management company based in the West of England. There is an Excellent opportunity for an experienced senior compliance manager to join their team The role holder will support the Head of Compliance maintain a sound and robust compliance framework appropriate to the Group. Key...

About Us We’re an award-winning financial technology company based in the heart of beautiful Bath. We provide Financial Advisers with the technology, trading capabilities and service to help deliver great customer outcomes to their clients. We’re determined to deliver technology that will keep us at the forefront of Intelligent Wealth Management and...

Marketing Executive Location: Bath (once a month in office) Peaple Talent have partnered with a Financial Services company that prides themselves on their commitment to excellence, innovation, and customer service. Due to ongoing growth, they are looking for a Marketing Executive to join their collaborative team. Working closely with the marketing...

Marketing Executive Location: Bath (once a month in office) Peaple Talent have partnered with a Financial Services company that prides themselves on their commitment to excellence, innovation, and customer service. Due to ongoing growth, they are looking for a Marketing Executive to join their collaborative team. Working closely with the marketing...

Marketing Executive Location: Bath (once a month in office) Peaple Talent have partnered with a Financial Services company that prides themselves on their commitment to excellence, innovation, and customer service. Due to ongoing growth, they are looking for a Marketing Executive to join their collaborative team. Working closely with the marketing team to...

Hybrid Working We are currently supporting an independently owned Wealth Management firm who are on the lookout for an experienced Financial Planning Administrator to join them Overview To provide administration support to the Wealth Client Executive and Financial Planner(s) in the delivery of service to their clients Key Responsibilities ...