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Senior compliance manager
2 weeks ago
There is an Excellent opportunity for an experienced senior compliance manager to join their team
The role holder will support the Head of Compliance maintain a sound and robust compliance framework appropriate to the Group.
Key Responsibilities include.
- Provide guidance to the business on compliance matters
- Develop and implement compliance training programs
- Collaborate with internal stake holders
- Assisting in the identification and assessment of emerging risk including those arising from changes to regulatory obligations
- Create and comment on compliance MI
- Assisting in the analysis and production of Compliance Governance reporting
- Management of any Compliance support staff
- Support the ongoing regulatory and change programs by acting as the FCA compliance expert
- Able to read and interpret the FCA handbook.
- Able to draft Compliance Oversight reports and other management reports to support the Compliance Oversight Officer
- Have 5 years’ experience in financial services in a 2nd line back office compliance role
- Great knowledge of Compliance issues and regulatory requirements.
- Relevant business qualification e.g. Certified Regulatory Compliance Manager
- Able to maintain the FCA reg data and FCA Connect requirements for the firms reporting
- Great MS office software skills.
- Very organised and good at prioritising tasks
- Self-motivated
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Bath, Somerset, United Kingdom Deerfoot I.T. Resources Limited Full time €75,000Wealth management client is looking for a Senior Compliance Advisory Manager to be based in Bath 2 days a week. This full-time wealth management role comes with a salary of up to £75k and excellent benefits (bonus, 34 days holiday, 7% pension, life assurance, private medical, encouraged professional development) The Senior Compliance Advisory Manager is...
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Bath, Somerset, United Kingdom Deerfoot I.T. Resources Limited Full time €75,000Wealth management client is looking for a Senior Compliance Advisory Manager to be based in Bath 2 days a week. This full-time wealth management role comes with a salary of up to £75k and excellent benefits (bonus, 34 days holiday, 7% pension, life assurance, private medical, encouraged professional development) The Senior Compliance Advisory Manager is...
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Bath, Somerset, United Kingdom Deerfoot I.T. Resources Limited Full time €75,000Wealth management client is looking for a Senior Compliance Advisory Manager to be based in Bath 2 days a week.Scroll down the page to see all associated job requirements, and any responsibilities successful candidates can expect.This full-time wealth management role comes with a salary of up to £75k and excellent benefits (bonus, 34 days holiday, 7%...
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Bath, Somerset, United Kingdom Deerfoot I.T. Resources Limited Full time €70,000Wealth management client is looking for a Senior Compliance Advisory Manager to be based in Bath 2 days a week. Scroll down the page to see all associated job requirements, and any responsibilities successful candidates can expect. This full-time wealth management role comes with a salary of up to £75k and excellent benefits (bonus, 34 days holiday, 7%...
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Bath, Somerset, United Kingdom Deerfoot I.T. Resources Limited Full time €70,000Wealth management client is looking for a Senior Compliance Advisory Manager to be based in Bath 2 days a week. Scroll down the page to see all associated job requirements, and any responsibilities successful candidates can expect. This full-time wealth management role comes with a salary of up to £75k and excellent benefits (bonus, 34 days holiday, 7%...
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