Compliance Manager

6 days ago


Bath Somerset, United Kingdom Meraki Talent Full time

Meraki Talent are currently working with a with a well known wealth management company based in the West of England.


There is an Excellent opportunity for an experienced senior compliance manager to join their team


The role holder will support the Head of Compliance maintain a sound and robust compliance framework appropriate to the Group.


Provide guidance to the business on compliance matters
Develop and implement compliance training programs
Assisting in the identification and assessment of emerging risk including those arising from changes to regulatory obligations
Create and comment on compliance MI
Assisting in the analysis and production of Compliance Governance reporting
Management of any Compliance support staff
Support the ongoing regulatory and change programs by acting as the FCA compliance expert
Able to draft Compliance Oversight reports and other management reports to support the Compliance Oversight Officer
Have 5 years’ experience in financial services in a 2nd line back office compliance role
Great knowledge of Compliance issues and regulatory requirements.
Relevant business qualification e.g. Certified Regulatory Compliance Manager
Able to maintain the FCA reg data and FCA Connect requirements for the firms reporting
Great MS office software skills.



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