Director, Regulatory

6 days ago


Preston Lancashire, United Kingdom Checked Recruitment Full time €50,000

Job Title: Compliance Manager Location: Preston (hybrid)
Salary: Up to £50,000 per annum + bonus & benefits

About Our Client: We are a leading insurance brokerage specialising in providing tailored private medical insurance solutions to individuals and businesses. With a focus on exceptional service and compliance, we ensure that our clients receive the best advice and coverage to meet their healthcare needs. As we continue to grow, we are seeking a dedicated and experienced Compliance Manager to join our team and help us maintain the highest standards of regulatory compliance.

Role Overview: As a Compliance Manager, you will be responsible for ensuring that the brokerage adheres to all relevant regulatory requirements and internal policies. You will play a key role in supporting the business in managing risk, maintaining compliance with FCA and other regulatory bodies, and ensuring that all operations are conducted in accordance with industry best practices.

Develop, implement, and maintain a robust compliance framework tailored to private medical insurance.
Monitor regulatory changes and ensure the business remains compliant with FCA regulations, Data Protection Act, and other applicable laws.
Conduct regular compliance audits, risk assessments, and internal reviews to identify areas for improvement.
Provide expert advice on compliance matters to senior management and departments across the organisation.
Oversee the training and development of staff on regulatory and compliance matters, including data protection and conduct risk.
Investigate and resolve any compliance-related issues or breaches, ensuring corrective actions are taken promptly.
Maintain up-to-date knowledge of industry trends, regulatory changes, and best practices.

Proven experience as a Compliance Manager or similar role within the insurance or financial services industry (preferably in private medical insurance).
In-depth knowledge of FCA regulations, GDPR, and other relevant compliance requirements within the insurance sector.
Strong understanding of private medical insurance products and the regulatory environment around them.
Strong attention to detail and analytical skills, with the ability to identify risks and propose effective solutions.
A competitive salary and benefits package.
Opportunities for professional development and career growth.
If you are an experienced Compliance Manager with a passion for ensuring regulatory excellence and a background in private medical insurance, we would love to hear from you. Apply today to join our team and help us continue delivering exceptional service to our clients.



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