Jobs: compliance manager

Job Description We are excited to be working with a well-respected national law firm to recruit a Compliance Manager to manage their team. It’s a fantastic opportunity to take on day-to-day line management of the compliance team and work closely with the Head of Compliance to ensure compliance with necessary regulations and manage risk. To apply for...

Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...

THE COMPANY: Our client is a rapidly growing electronic brokerage firm based in the City. They are looking to hire a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the testing and monitoring programme Identify areas for enhancements of systems and controls operated by the...

Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...

Job Description Our client is a leading national law firm seeking a Compliance Manager to join their team in Edinburgh. This is a new role for the firm, creating a really exciting opportunity to really get stuck in and make a big impact on the firm’s compliance function, driving forward change and development. The role will involve delivering firm-wide...

Job Description We are excited to be working with a top 200 UK law firm to recruit a Compliance Manager to join their team in Essex. This is a really exciting opportunity to join the firm in a new position, created in response to substantial growth, and play a key role in enhancing and supporting the firm’s compliance function. To apply for this role,...

THE COMPANY: We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. THE RESPONSIBILITIES: Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence...

Job Description THE COMPANY: Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation...

We are excited to be working with a well-respected national law firm to recruit a Compliance Manager to manage their team. It’s a fantastic opportunity to take on day-to-day line management of the compliance team and work closely with the Head of Compliance to ensure compliance with necessary regulations and manage risk. To apply for this role, you...

**THE COMPANY**: Our client is an international bank based in the City. The firm offers comprehensive financial solutions, ensuring excellent service, reliable banking, and trusted expertise for customers **THE RESPONSIBILITIES**: - Performing Compliance Risk Assessments - Second line oversight of the Bank’s compliance with the applicable law,...

We are working with a top UK law firm who are looking to recruit a Risk & Compliance Manager to support the General Counsel. They are looking for a dynamic, innovative leader with the technical knowledge required to provide effective solutions for the firm. Some of the responsibilities will include: - First point of contact for compliance queries -...

We are excited to be working with a top 200 UK law firm to recruit a Compliance Manager to join their team in Essex. This is a really exciting opportunity to join the firm in a new position, created in response to substantial growth, and play a key role in enhancing and supporting the firm’s compliance function. To apply for this role, you will need to...

We are working exclusively with an International Wholesale Bank located in the City of London, who are looking for a Compliance Manager to join the team. Report to the Chief Compliance Officer, covering all aspects of compliance, specialising in customer due diligence and anti-money laundering. Review due diligence in respect of customers at take-on,...

A highly rated UK law firm headquartered in London is seeking a Head of Risk and Compliance to support their growing firm. This is a really exciting opportunity to deliver the firm’s compliance strategy, oversee complaints handling and work with regulators. You’ll work closely with senior stakeholders, chair the compliance committee and have autonomy to...

Compliance Advisory Manager – Wealth/Investment Management Compliance Experience Required   Ref: 4012G   £75K - £85K + Good Benefits                                                                Hybrid (West End)   Our client, a boutique wealth manager and part of a larger global banking...

**THE COMPANY**: Our client partners with exceptional managers and hedge funds to create leading funds globally. **THE RESPONSIBILITIES**: The role will cover the compliance for three entities within the group and will consist of the following main responsibilities: - General Compliance Monitoring - Thematic Reviews - Trade Surveillance (using TZ Trade...

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC We are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking...

THE COMPANY: Our client is a large international investment company, with $ trillions in AUM. They are looking to hire a Compliance Distribution Specialist to provide regulatory advice and guidance to the Business. THE RESPONSIBILITIES: Oversee the design, implementation, execution, and maintenance of compliance policies and procedures. Support the...

**THE COMPANY**: Our client is a global investment and wholesale banking group. **THE RESPONSIBILITIES**: - Monitoring and assessing the impact of regulatory developments in relation to AML financial crime and sanction regulation, and engage with the relevant business areas to ensure they are implemented. - Review high risk sanctions alerts referred to...

THE COMPANY: Our client is a market leader the retail brokerage space going through an exciting period of growth. Currently seeking a Chief Compliance Officer to join the Business, THE RESPONSIBILITIES: Act as a member of the Financial Crimes Committee and Risk Management Committee representing Compliance Undertaking a rolling compliance monitoring...