Compliance Manager
2 weeks ago
Our client, a well-respected national law firm, is looking for a Compliance Manager to join their team in Buckinghamshire. The ideal candidate must have strong knowledge of relevant regulations and legislation including, Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018, Proceeds of Crime Act 2002 and the Lexcel Standard.
The responsibilities of this role will include:
- Handle client complaints and liaise with the Legal Ombudsman or SRA where necessary
- Achieve and maintain the Lexcel Standard
- Support the MLRO and COFA
- Risk management policies, procedures and internal audits
- Deal with conflicts
- Support the firm’s HR function
- Deliver firm wide training
- Professional Indemnity Insurance
- Oversee the CDD process
- Renew practicing certificates and other accreditations
The ideal candidate is an effective communicator who can support the needs of colleagues, with exceptional organisational skills who can work under pressure and manage changing priorities. Strong drafting skills, attention to detail and IT skills are essential for this role.
If interested, please submit your CV for consideration. Thank you.
Ref: 957
-
Compliance Manager
3 weeks ago
Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionOur client, a well-respected national law firm, is looking for a Compliance Manager to join their team in Buckinghamshire. The ideal candidate must have strong knowledge of relevant regulations and legislation including, Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection...
-
Compliance Manager
2 weeks ago
Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeOur client, a well-respected national law firm, is looking for a Compliance Manager to join their team in Buckinghamshire. The ideal candidate must have strong knowledge of relevant regulations and legislation including, Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018,...
-
Compliance Manager
1 month ago
Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeOur client, a well-respected national law firm, is looking for a Compliance Manager to join their team in Buckinghamshire. The ideal candidate must have strong knowledge of relevant regulations and legislation including, Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018,...
-
Compliance Manager
4 weeks ago
Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeOur client, a well-respected national law firm, is looking for a Compliance Manager to join their team in Buckinghamshire. The ideal candidate must have strong knowledge of relevant regulations and legislation including, Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018,...
-
Compliance Manager
2 days ago
Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeJob Description Our client, a well-respected national law firm, is looking for a Compliance Manager to join their team in Buckinghamshire. The ideal candidate must have strong knowledge of relevant regulations and legislation including, Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection...
-
Compliance Manager
4 weeks ago
Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeOur client, a well-respected national law firm, is looking for a Compliance Manager to join their team in Buckinghamshire. The ideal candidate must have strong knowledge of relevant regulations and legislation including, Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018,...
-
Compliance Manager/Senior Manager
2 weeks ago
Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeOur client, a well-respected national law firm, is looking for a Compliance Manager to join their team in Buckinghamshire. The ideal candidate must have strong knowledge of relevant regulations and legislation including, Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018,...
-
Compliance Manager
4 weeks ago
Buckinghamshire, United Kingdom Ascendant Recruitment Full timeCompliance and Regulatory ManagerPermanent role in Milton Keynes office based Salary - negiotableA newly created role in the Technical Team , the Regulatory & Compliance Manager will play a pivotal role in ensuring the companys commitment to excellence. This role sits within the R&D function of the technical team with a specific focus on ...
-
Compliance Manager
4 weeks ago
Buckinghamshire, United Kingdom Ascendant Recruitment Full timeCompliance and Regulatory ManagerPermanent role in Milton Keynes office based Salary - negiotableA newly created role in the Technical Team , the Regulatory & Compliance Manager will play a pivotal role in ensuring the companys commitment to excellence. This role sits within the R&D function of the technical team with a specific focus on ...
-
Legal Compliance Manager
2 months ago
Buckinghamshire, United Kingdom Reed Full timeLegal Compliance Manager Location: Buckinghamshire (Hybrid option available)Salary: £35k - £45k per annum An esteemed high street law practice with a national reputation for excellence is seeking a Legal Compliance Manager. This role is pivotal in maintaining the firm’s adherence to professional standards and regulations. The ideal candidate will be an...
-
Regulatory and Compliance Manager
4 weeks ago
Buckinghamshire, United Kingdom Ascendant Recruitment Full timeRegulatory and Compliance ManagerPermanent role in Milton Keynes Salary circa £40,000 per annumA newly created role in the Technical Team , the Regulatory & Compliance Manager will play a pivotal role in ensuring the companys commitment to excellence. This role sits within the R&D function of the technical team with a specific focus on ...
-
Regulatory and Compliance Manager
4 weeks ago
Buckinghamshire, United Kingdom Ascendant Recruitment Full timeRegulatory and Compliance ManagerPermanent role in Milton Keynes Salary circa £40,000 per annumA newly created role in the Technical Team , the Regulatory & Compliance Manager will play a pivotal role in ensuring the companys commitment to excellence. This role sits within the R&D function of the technical team with a specific focus on ...
-
Regulatory and Compliance Manager
2 weeks ago
Buckinghamshire, United Kingdom Ascendant Recruitment Full timeRegulatory and Compliance ManagerPermanent role in Milton Keynes Office based role. Hours - 9-5.30pm Salary -NegotiableOur established client are an innovative manufacturer of quality products are looking for a a Regulatory & Compliance Manager to join the R&D function of the technical team You will have specific focus...
-
Regulatory and Compliance Manager
2 weeks ago
Buckinghamshire, United Kingdom Ascendant Recruitment Full timeRegulatory and Compliance ManagerPermanent role in Milton Keynes Office based role. Hours - 9-5.30pm Salary -NegotiableOur established client are an innovative manufacturer of quality products are looking for a a Regulatory & Compliance Manager to join the R&D function of the technical team You will have specific focus...
-
Compliance Coordinator
5 months ago
Buckinghamshire, United Kingdom BGIS Full timeJob Description (Based in Milton Keynes) About Us BGIS is an industry-leading facilities management company dedicated to providing exceptional service and compliance assurance to our clients. We are creating the Gateway, our shared service function in Milton Keynes initially to support a new contract win and then to expand across our existing customer...
-
Compliance Manager
2 months ago
Burnham, Buckinghamshire, United Kingdom CV-Library Full timeThe Regional Compliance Manager will be responsible for performing compliance audits and other oversight activities within the intermediary retail network as part of the Intermediary Oversight framework, providing regulatory support, carrying out intermediary visits, producing reports, controls, and on-going feedback to the Nation Oversight Manager. This...
-
Compliance Manager
2 months ago
Burnham, Buckinghamshire, United Kingdom Connect Recruitment Full timeThe Regional Compliance Manager will be responsible for performing compliance audits and other oversight activities within the intermediary retail network as part of the Intermediary Oversight framework, providing regulatory support, carrying out intermediary visits, producing reports, controls, and on-going feedback to the Nation Oversight Manager.This role...
-
Regulatory Compliance Manager
2 weeks ago
Milton Keynes, Buckinghamshire, United Kingdom Quality Personnel Services Ltd Full timeWe are recruiting for a Regulatory & Compliance Manager to join one of our clients in Milton Keynes Hours of work: 9am-5.30pm (Monday to Friday) The role will involve: Focussing on accreditations/certifications Internal and external audits as well as supplier audits Ensuring compliance and legality of company products Keeping and organising all records...
-
IT Compliance Engineer
1 week ago
Milton Keynes, Buckinghamshire, United Kingdom Provide Full time €50,000IT Compliance Engineer Location: Milton Keynes: Three times a week in the office £Are you an IT Compliance Engineer with a passion for best practice and GDPR? We provide innovative products and services to optimise material flow in warehouses and production facilities. Our portfolio includes state-of-the-art forklifts, automated guided vehicles (AGVs),...
-
IT Compliance Engineer
1 week ago
Milton Keynes, Buckinghamshire, United Kingdom Provide Full time €50,000IT Compliance Engineer Location: Milton Keynes: Three times a week in the office £Are you an IT Compliance Engineer with a passion for best practice and GDPR? We provide innovative products and services to optimise material flow in warehouses and production facilities. Our portfolio includes state-of-the-art forklifts, automated guided vehicles (AGVs),...