Compliance Manager
3 weeks ago
Our client, a well-respected national law firm, is looking for a Compliance Manager to join their team in Buckinghamshire. The ideal candidate must have strong knowledge of relevant regulations and legislation including, Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018, Proceeds of Crime Act 2002 and the Lexcel Standard.
The responsibilities of this role will include:
- Handle client complaints and liaise with the Legal Ombudsman or SRA where necessary
- Achieve and maintain the Lexcel Standard
- Support the MLRO and COFA
- Risk management policies, procedures and internal audits
- Deal with conflicts
- Support the firm’s HR function
- Deliver firm wide training
- Professional Indemnity Insurance
- Oversee the CDD process
- Renew practicing certificates and other accreditations
The ideal candidate is an effective communicator who can support the needs of colleagues, with exceptional organisational skills who can work under pressure and manage changing priorities. Strong drafting skills, attention to detail and IT skills are essential for this role.
If interested, please submit your CV for consideration. Thank you.
Ref: 957
-
Compliance Manager
2 weeks ago
Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeCompliance ManagerAJ FOX COMPLIANCE is seeking a highly skilled Compliance Manager to join their team in Buckinghamshire. The ideal candidate will have strong knowledge of relevant regulations and legislation, including the Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018,...
-
Compliance Manager
2 weeks ago
Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeCompliance ManagerAJ FOX COMPLIANCE is seeking a highly skilled Compliance Manager to join their team in Buckinghamshire. The ideal candidate will have strong knowledge of relevant regulations and legislation, including the Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018,...
-
Compliance Manager
1 week ago
Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeJob DescriptionOur client, a well-respected national law firm, is looking for a Compliance Manager to join their team in Buckinghamshire. The ideal candidate must have strong knowledge of relevant regulations and legislation including, Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection...
-
Compliance Manager
2 weeks ago
Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeOur client, a well-respected national law firm, is looking for a Compliance Manager to join their team in Buckinghamshire. The ideal candidate must have strong knowledge of relevant regulations and legislation including, Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018,...
-
Compliance Manager
1 week ago
Buckinghamshire, United Kingdom AJ FOX COMPLIANCE Full timeOur client, a well-respected national law firm, is looking for a Compliance Manager to join their team in Buckinghamshire. The ideal candidate must have strong knowledge of relevant regulations and legislation including, Money Laundering Regulations 2017, SRA Standards and Regulations, Legal Ombudsman Scheme Rules, legal aid, Data Protection Act 2018,...
-
Compliance Manager
2 weeks ago
Buckinghamshire, United Kingdom Ascendant Recruitment Full timeCompliance and Regulatory ManagerPermanent role in Milton Keynes office based Salary - negiotableA newly created role in the Technical Team , the Regulatory & Compliance Manager will play a pivotal role in ensuring the companys commitment to excellence. This role sits within the R&D function of the technical team with a specific focus on ...
-
Compliance Manager
2 weeks ago
Buckinghamshire, United Kingdom Ascendant Recruitment Full timeCompliance and Regulatory ManagerPermanent role in Milton Keynes office based Salary - negiotableA newly created role in the Technical Team , the Regulatory & Compliance Manager will play a pivotal role in ensuring the companys commitment to excellence. This role sits within the R&D function of the technical team with a specific focus on ...
-
Legal Compliance Manager
2 months ago
Buckinghamshire, United Kingdom Reed Full timeLegal Compliance Manager Location: Buckinghamshire (Hybrid option available)Salary: £35k - £45k per annum An esteemed high street law practice with a national reputation for excellence is seeking a Legal Compliance Manager. This role is pivotal in maintaining the firm’s adherence to professional standards and regulations. The ideal candidate will be an...
-
Regulatory and Compliance Manager
2 weeks ago
Buckinghamshire, United Kingdom Ascendant Recruitment Full timeRegulatory and Compliance ManagerPermanent role in Milton Keynes Salary circa £40,000 per annumA newly created role in the Technical Team , the Regulatory & Compliance Manager will play a pivotal role in ensuring the companys commitment to excellence. This role sits within the R&D function of the technical team with a specific focus on ...
-
Regulatory and Compliance Manager
2 weeks ago
Buckinghamshire, United Kingdom Ascendant Recruitment Full timeRegulatory and Compliance ManagerPermanent role in Milton Keynes Salary circa £40,000 per annumA newly created role in the Technical Team , the Regulatory & Compliance Manager will play a pivotal role in ensuring the companys commitment to excellence. This role sits within the R&D function of the technical team with a specific focus on ...
-
Head of Compliance
1 month ago
Buckinghamshire, United Kingdom Broadgate Search Ltd Full timeAn exciting Head of Compliance opportunity with a prestigious company! This a this newly created role reporting into the SMF16, If you are an experienced Compliance Leader with operational and strategic experience, commercially minded with a pragmatic approach - this could be for you. You will be responsible for managing the Compliance function and develop...
-
Compliance Manager
1 month ago
Burnham, Buckinghamshire, United Kingdom Connect Recruitment Full timeJob Title: Compliance ManagerThe Regional Compliance Manager will be responsible for conducting thorough compliance audits and providing regulatory support to the intermediary retail network as part of the Intermediary Oversight framework. This role will involve carrying out intermediary visits, producing reports, and providing ongoing feedback to the Nation...
-
Compliance Manager
1 month ago
Burnham, Buckinghamshire, United Kingdom Connect Recruitment Full timeJob Title: Compliance ManagerThe Regional Compliance Manager will be responsible for conducting thorough compliance audits and providing regulatory support to the intermediary retail network as part of the Intermediary Oversight framework. This role will involve carrying out intermediary visits, producing reports, and providing ongoing feedback to the Nation...
-
Compliance Manager
1 month ago
Burnham, Buckinghamshire, United Kingdom Connect Recruitment Full timeJob Title: Compliance ManagerThe Regional Compliance Manager will be responsible for performing compliance audits and other oversight activities within the intermediary retail network as part of the Intermediary Oversight framework, providing regulatory support, carrying out intermediary visits, producing reports, controls, and on-going feedback to the...
-
Compliance Manager
1 month ago
Burnham, Buckinghamshire, United Kingdom Connect Recruitment Full timeJob Title: Compliance ManagerThe Regional Compliance Manager will be responsible for conducting compliance audits and providing regulatory support within the intermediary retail network as part of the Intermediary Oversight framework. This role involves carrying out intermediary visits, producing reports, and providing ongoing feedback to the Nation...
-
Compliance Coordinator
5 months ago
Buckinghamshire, United Kingdom BGIS Full timeJob Description (Based in Milton Keynes) About Us BGIS is an industry-leading facilities management company dedicated to providing exceptional service and compliance assurance to our clients. We are creating the Gateway, our shared service function in Milton Keynes initially to support a new contract win and then to expand across our existing customer...
-
Trade Compliance Officer
2 months ago
Buckinghamshire, United Kingdom Barclay Meade Full timeA global leading defence business are currently recruiting for a Trade / Export Compliance Officer based in Buckinghamshire area on a fulltime permanent (hybrid working).Role - Trade Compliance Officer / Export Compliance Officer Type - PermanentLocation - Buckinghamshire (hybrid working) Salary - up to C.£50,000 (DOE) + benefitsKey responsibilities for...
-
Compliance Manager
1 month ago
Burnham, Buckinghamshire, United Kingdom CV-Library Full timeThe Regional Compliance Manager will be responsible for performing compliance audits and other oversight activities within the intermediary retail network as part of the Intermediary Oversight framework, providing regulatory support, carrying out intermediary visits, producing reports, controls, and on-going feedback to the Nation Oversight Manager. This...
-
Compliance Manager
1 month ago
Burnham, Buckinghamshire, United Kingdom Connect Recruitment Full timeThe Regional Compliance Manager will be responsible for performing compliance audits and other oversight activities within the intermediary retail network as part of the Intermediary Oversight framework, providing regulatory support, carrying out intermediary visits, producing reports, controls, and on-going feedback to the Nation Oversight Manager.This role...
-
IT Compliance Engineer
4 weeks ago
Milton Keynes, Buckinghamshire, United Kingdom Provide Full timeIT Compliance Engineer Location: Milton Keynes: Three times a week in the office £50,000 + 10% bonus + benefits ------------------------------------------------------------------------------------- Are you an IT Compliance Engineer with a passion for best practice and GDPR? We provide innovative products and services to optimise material flow in...