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Compliance Officer

4 months ago

London Area, United Kingdom Bruin Full time

Our client, a well-established global investment management firm, are currently going through an exciting period of growth and are looking to add a motivated and driven Compliance Officer to their team.


The Compliance Officer will be supporting the Head of Compliance with the exciting and fast paced workload within the function. This is a fantastic opportunity to operate within a role full of broad responsibilities.


Requirements:


  • 2-5 Years experience working within Compliance with a focus on Monitoring
  • Experienced working within financial services
  • SMCR and Advisory experience
  • Market Abuse Regulation (MAR) understanding
  • Marketing Compliance/Financial Promotions experience
  • Motivated, proactive and willing to role up their sleeves