Compliance Officer

4 weeks ago

Greater London, United Kingdom Arthur Recruitment Full time

My client is a leading M&A insurance broker who are looking to bring in a Compliance Officer.



Key responsibilities:


Regularly review developments in regulatory requirements applicable to the firm and maintain an understanding of potential future legislative changes.

Review compliance systems, policies and procedures and identify areas that require follow-up or investigation.


Your main focus will be to liaise with local and overseas entities to ensure they are compliant with the firms Compliance framework, with opportunities to travel both nationwide and overseas, whilst also working closely with the Senior Compliance Manager in supporting the regional structure for risk and compliance and support the Group Risk Function in embedding governance and control structures in newly acquired businesses.


Review existing and arrange new terms of business agreements with insurers and introducers.

Ensure that the partners are kept informed of the money laundering risks posed by the business and its activities, and how these are managed and mitigated.

Review and monitor risk and operational risk management strategies and policies.

Development and operation of appropriate governance arrangements.



Experience / key skills required:


• Good knowledge of FCA regulation is essential with knowledge of other regulatory jurisdictions being desirable.

• The ideal individual would have strong M&A experience within the London Insurance Market, preferably at an Insurance Broker. Those with experience working for a consultancy will also be considered.

Being fluent in another language due to the overseas nature of the role is highly desirable.

• London market insurance experience is essential. Broker / M&A insurance exposure is advantageous but not required (knowledge can be developed in role).

• Degree educated and/or other relevant professional qualifications.

• Strong communicator

• Able to build excellent working relationships within the organisation

• Ability to work independently and in teams



Please apply for further information on business strategy, team structure, group remit and progression opportunity.


Please note, salary and package is dependent on candidate experience and is negotiable.


Thanks

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