Compliance Officer
3 weeks ago
We have an exciting opportunity to join an international law firm as a Compliance Officer. This role will be offered on a hybrid working basis in London.
This role will involve supporting the team with business acceptance tasks, including conflicts searches and matter opening.
You will need to be able to demonstrate knowledge of AML legislation and conflicts rules in all jurisdictions in which the firm operates and compliance experience gained at a law firm or other regulated industry. Ideally, you will have strong research skillsand be a confident communicator who can prioritise your workload efficiently. It would also be beneficial to have experience using Intapp Open
The responsibilities of this role will include:
- Analysing conflicts search results to identify and resolve conflicts using Intapp Open
- Managing incoming requests for new client and matter openings
- Carrying out CDD research for new clients
- Maintaining information barriers
- Conducting sanctions screening
- Testing software upgrades, such as Intapp Open
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Compliance Officer
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Compliance Officer
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Assistant Compliance Officer
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3 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. THE RESPONSIBILITIES: Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. Analyse and keep...
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6 days ago
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Deputy Compliance Officer
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Deputy Compliance Officer
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Compliance Officer
4 weeks ago
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4 days ago
London, United Kingdom Compliance Professionals Full timeWe are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. Analyse and keep up to date with regulatory changes and...
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Legal Risk and Compliance Officer
3 days ago
London, United Kingdom Compliance Professionals Full timeOur client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Implement and carry out the Compliance Monitoring programme, including checks...
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Junior Compliance Officer
1 month ago
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