Trade Surveillance Analyst
1 day ago
Trade Surveillance Analyst
An exciting opportunity has come up to join the trade surveillance team at a prestigious energy trading firm, where you will get excellent exposure EMEA and Asia commodities markets. As a Trade surveillance Analyst within this team you will get excellent exposure to the business and senior management within the compliance function as they operate in a flat structure. The team as a whole is extremely collegiate.
The role
Is based in London, the position will be part of the trading advisory function and work closely with the wider Compliance and Technology teams. Within this role the responsibilities will include overseeing compliance with internal group policies and procedures and external regulations. This role will report into the compliance officer responsible for oversight of the EMEA and Asia Trade Surveillance programme.
Responsibilities
- Perform day to day monitoring of financial and physical trading activity across different regions and products to identify potential market abuse
- Be responsible for communication monitoring, following up with the business where necessary
- Conduct further review and investigations on alerts and maintain accurate records on findings and recommendations as required
- Carry out thorough analysis of large datasets to identify trends, patterns, and anomalies and apply analytical tools and techniques to support the decision-making processes
- Assist in the development of the firms market surveillance program, ensuring improvements are implemented effectively
- Review and update policies and procedures
- Coordinate responses to external inquiries regarding trading activities
- Assist in delivering compliance training and promoting a culture of compliance
- Undertaking additional activities as directed by Compliance Management
Experience and skills
- Strong academics
- 2+ years of experience working as a Compliance professional in a similar or related role
- Strong analytical skills with attention to details and prior experience with large data sets, database querying (SQL, Python etc.) and exploratory analytics
- Experience with trade surveillance tools and techniques would be beneficial
- Understanding of financial and physical commodity markets, trading process, instruments/products and regulations (e.g. MAR, REMIT, MiFID II, Exchange Rules, etc.) preferred
- Strong investigatory skills and ability to navigate complex and ambiguous situations
- Ability to work effectively across organisational and cultural boundaries, building strong relationships
- Strong problem-solving skills and ability to work independently as well as in a team
- Team player with an open, non-political approach and high level of personal integrity
- Knowledge and understanding of third party or in-house trade surveillance software is advantageous
- Willing to travel internationally up to 15% of the time
-
Trade Surveillance Analyst – London
2 weeks ago
London Area, United Kingdom Atrium UK Full timeTrade Surveillance Analyst – London Gibbs Hybrid are looking for an accomplished Trade Surveillance Analyst to act as first reviewer of exceptions arising from the trade surveillance tools from a market abuse and anti-competition perspective. You will analyse and review all exceptions through to full resolution, identifying areas requiring further...
-
Trade Surveillance Analyst – London
2 weeks ago
London Area, United Kingdom Atrium UK Full timeTrade Surveillance Analyst – London Gibbs Hybrid are looking for an accomplished Trade Surveillance Analyst to act as first reviewer of exceptions arising from the trade surveillance tools from a market abuse and anti-competition perspective. You will analyse and review all exceptions through to full resolution, identifying areas requiring further...
-
Trade Surveillance Analyst – London
1 month ago
London Area, United Kingdom Atrium UK Full timeTrade Surveillance Analyst – London Gibbs Hybrid are looking for an accomplished Trade Surveillance Analyst to act as first reviewer of exceptions arising from the trade surveillance tools from a market abuse and anti-competition perspective. You will analyse and review all exceptions through to full resolution, identifying areas requiring further...
-
Business Analyst
1 day ago
London Area, United Kingdom The JM Longbridge Group Full timeGlobal Financial Markets firm is hiring for a Business Analyst within Trade Surveillance. This is a permanent role and the salary ranges between £75K - £90K, depending on experience. This role is based in London and has a hybrid working pattern.Responsibilities include:Analysis of business requirements, identifying solutions and implementing trade...
-
Business Analyst
13 hours ago
London Area, United Kingdom The JM Longbridge Group Full timeGlobal Financial Markets firm is hiring for a Business Analyst within Trade Surveillance. This is a permanent role and the salary ranges between £75K - £90K, depending on experience. This role is based in London and has a hybrid working pattern. Responsibilities include: Analysis of business requirements, identifying solutions and implementing trade...
-
Business Analyst
2 days ago
London Area, United Kingdom The JM Longbridge Group Full timeGlobal Financial Markets firm is hiring for a Business Analyst within Trade Surveillance. This is a permanent role and the salary ranges between £75K - £90K, depending on experience. This role is based in London and has a hybrid working pattern.Responsibilities include:Analysis of business requirements, identifying solutions and implementing trade...
-
Trade Surveillance Analyst
2 days ago
London, United Kingdom Jameson Legal Full timeTrade Surveillance AnalystAn exciting opportunity has come up to join the trade surveillance team at a prestigious energy trading firm, where you will get excellent exposure EMEA and Asia commodities markets. As a Trade surveillance Analyst within this team you will get excellent exposure to the business and senior management within the compliance function...
-
Trade Surveillance Analyst
2 days ago
London, United Kingdom Jameson Legal Full timeTrade Surveillance AnalystAn exciting opportunity has come up to join the trade surveillance team at a prestigious energy trading firm, where you will get excellent exposure EMEA and Asia commodities markets. As a Trade surveillance Analyst within this team you will get excellent exposure to the business and senior management within the compliance function...
-
Trade Surveillance Analyst
2 days ago
London,, UK, United Kingdom Jameson Legal Full timeTrade Surveillance AnalystAn exciting opportunity has come up to join the trade surveillance team at a prestigious energy trading firm, where you will get excellent exposure EMEA and Asia commodities markets. As a Trade surveillance Analyst within this team you will get excellent exposure to the business and senior management within the compliance function...
-
Trade Surveillance Analyst – London
1 month ago
London,, UK, United Kingdom Atrium UK Full timeTrade Surveillance Analyst – London Gibbs Hybrid are looking for an accomplished Trade Surveillance Analyst to act as first reviewer of exceptions arising from the trade surveillance tools from a market abuse and anti-competition perspective. You will analyse and review all exceptions through to full resolution, identifying areas requiring further...
-
Trade Surveillance Analyst – London
1 month ago
London, United Kingdom Atrium UK Full timeTrade Surveillance Analyst – London Gibbs Hybrid are looking for an accomplished Trade Surveillance Analyst to act as first reviewer of exceptions arising from the trade surveillance tools from a market abuse and anti-competition perspective. You will analyse and review all exceptions through to full resolution, identifying areas requiring further...
-
Trade Surveillance Analyst
2 weeks ago
London, United Kingdom Atrium UK Full timeTrade Surveillance Analyst – London Gibbs Hybrid are looking for an accomplished Trade Surveillance Analyst to act as first reviewer of exceptions arising from the trade surveillance tools from a market abuse and anti-competition perspective. You will analyse and review all exceptions through to full resolution, identifying areas requiring further...
-
Trade Surveillance Analyst – London
1 month ago
London, United Kingdom Atrium UK Full timeTrade Surveillance Analyst – London Gibbs Hybrid are looking for an accomplished Trade Surveillance Analyst to act as first reviewer of exceptions arising from the trade surveillance tools from a market abuse and anti-competition perspective. You will analyse and review all exceptions through to full resolution, identifying areas requiring further...
-
Trade Surveillance Analyst
2 weeks ago
London, United Kingdom Atrium UK Full timeTrade Surveillance Analyst – London Gibbs Hybrid are looking for an accomplished Trade Surveillance Analyst to act as first reviewer of exceptions arising from the trade surveillance tools from a market abuse and anti-competition perspective. You will analyse and review all exceptions through to full resolution, identifying areas requiring further...
-
Trade Surveillance Analyst
1 month ago
London, United Kingdom Atrium UK Full timeJob Description Trade Surveillance Analyst – London Gibbs Hybrid are looking for an accomplished Trade Surveillance Analyst to act as first reviewer of exceptions arising from the trade surveillance tools from a market abuse and anti-competition perspective. You will analyse and review all exceptions through to full resolution, identifying areas...
-
Trade Surveillance Business Analyst
4 weeks ago
London, Greater London, United Kingdom McGregor Boyall Full timeJob Description:We are seeking a highly skilled Trade Surveillance Business Analyst to drive global trade surveillance strategy and execution within the IT function. This role will involve working closely with Compliance, Technology, and business stakeholders to develop product roadmaps.
-
Trade Surveillance Analyst
7 days ago
London, Greater London, United Kingdom Taylor James Resourcing Full timeJob Description: As a Compliance Graduate Analyst, you will play a critical role in our Trading Surveillance team. Your primary responsibility will be to identify and escalate potential Regulatory and Exchange breaches. You will also be responsible for detecting and investigating potential breaches, analyzing data, and communicating your findings at weekly...
-
Business Analyst
2 days ago
London, United Kingdom The JM Longbridge Group Full timeGlobal Financial Markets firm is hiring for a Business Analyst within Trade Surveillance. This is a permanent role and the salary ranges between £75K - £90K, depending on experience. This role is based in London and has a hybrid working pattern.Responsibilities include:Analysis of business requirements, identifying solutions and implementing trade...
-
Business Analyst
2 days ago
London, United Kingdom The JM Longbridge Group Full timeGlobal Financial Markets firm is hiring for a Business Analyst within Trade Surveillance. This is a permanent role and the salary ranges between £75K - £90K, depending on experience. This role is based in London and has a hybrid working pattern. Responsibilities include: Analysis of business requirements, identifying solutions and implementing trade...
-
Business Analyst
2 days ago
London, United Kingdom The JM Longbridge Group Full time €75,000 - €90,000Global Financial Markets firm is hiring for a Business Analyst within Trade Surveillance. This is a permanent role and the salary ranges between £75K - £90K, depending on experience. This role is based in London and has a hybrid working pattern. Responsibilities include: Analysis of business requirements, identifying solutions and implementing trade...
