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Compliance Officer

2 months ago

Glasgow, United Kingdom InterQuest Group Full time

Compliance Officer - Financial Services

£40,000 + Bonus + Company Car


Glasgow Based: Hybrid working model with 3-4 days in the office and 1-2 days working from home.

Are you a seasoned compliance professional with a knack for navigating complex regulations and a passion for driving compliance within a dynamic financial services environment? I’m looking for a Compliance Officer to play a key role in shaping the compliance landscape across a broad remit.


About the Role:

As a Compliance Officer, you will be a vital part of a small but dedicated compliance team, directly contributing to ensuring our business adheres to all relevant regulations. You’ll have the opportunity to lead compliance initiatives, provide guidance across various departments, and mentor junior members of the team. This is a hands-on role that will require you to roll up your sleeves and get involved in everything from reviewing financial promotions to overseeing AML and KYC processes.


Key Responsibilities:

  • Conduct compliance reviews and assess the impact of regulatory changes across the Group.
  • Monitor the regulatory environment and help shape the compliance strategy.
  • Provide training to various departments to ensure understanding and adherence to compliance requirements.
  • Provide mentorship to the team, offering guidance and support


What We’re Looking For:

  • Experience: A solid background in compliance within the Financial Services sector. Experience across the full spectrum of compliance, from FinProms to AML, is essential.
  • Leadership: Proven ability to lead and mentor within a compliance function.
  • Communication: Exceptional communication and influencing skills, with an ability to articulate complex regulations clearly and concisely.
  • Flexibility: The ability to adapt and thrive in a dynamic, fast-paced environment.
  • Qualifications: Relevant compliance qualifications are desirable, but not essential.


If you’re looking for a role where you can make a real impact and grow within a supportive and evolving team, I’d love to hear from you. Email your CV directly to jim.chappell@interquestgroup.com