Compliance Officer
3 weeks ago
Compliance Analyst - Onboarding
Must be able to speak either Spanish, French, Italian or German
Reporting to the Onboarding Manager, as a compliance analyst in the 1st line in the compliance team. The team's primary function is to protect the company from exposure to money laundering, specifically in regards to onboarding clients by providing AML guidance, assessment and advice.
Key Responsibilities:
- Completing KYC/CDD/EDD on prospective and existing clients
- Completing KYC refresh on clients of different risk profiles and sector backgrounds
- Conduct risk event driven /trigger event reviews of clients and their holistic activity
- Identifying suspicious activity and following process to report these where required
- Assist with ongoing screening/monitoring of client base of potential PEP/ adverse media/Sanction matches
- Stay updated by participating in educational opportunities, reading professional publications
- Support the delivery of compliance training to new members of the department
- Work closely with the Onboarding Manager and MLRO to identify any major issues in relation to compliance
- Suggesting and identifying improvements in the operating procedures where necessary
- Master various compliance platforms – BvD Catalyst, Salesforce, Creditsafe, Orbis, Ecore
Skills
- Able to absorb regulatory material and apply to the firm's activities.
- Able to communicate effectively with front office and back-office staff in all areas of the business.
- Will have good knowledge of regulatory environment for UK financial services firms.
- Attention to detail and strong organizational skills.
- A self-starting attitude, able to work independently.
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