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Compliance Manager Monitoring

3 months ago


London Area, United Kingdom Eames Consulting Full time

Eames is currently working with a global insurance carrier on the appointment of a Compliance Manager to join their international team in London. As a Compliance Manager, you will provide monitoring services the firm’s governing bodies and a range of business stakeholders.


Key Responsibilities:

· Draft and implement the annual Compliance Monitoring Plan.

· Support stakeholders in designing controls to address identified weaknesses.

· Compile Compliance Monitoring reports for Board and Committee meetings, highlighting compliance levels and control effectiveness.

· Monitor and report on progress regarding remedial actions from compliance findings.

· Collaborate with Assurance functions for unified oversight and reporting.

· Contribute to the development of the annual Compliance Plan and departmental procedures.

· Support the Head of Compliance in implementing the Plan and managing the Compliance function.


Requirements:

· Extensive knowledge of relevant regulatory requirements (e.g. FCS, PRA, CBI and BMA.

· Proven experience in a managing agent or general insurance environment.

· Comprehensive understanding of the Compliance Monitoring role.

  • · Experience managing a small team.