Current jobs related to Compliance Analyst - London Area - Optima Partners

  • Compliance Analyst

    3 weeks ago

    London Area, United Kingdom AJ FOX COMPLIANCE Full time

    Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and regulatory duties.Key responsibilities include but are not limited to:Conduct CDD for a wide range of clients, including individuals, companies, and trusts;...

  • Compliance Analyst

    1 week ago

    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    A dynamic leading law firm is seeking a Compliance Analyst to join their team in their London office. Within this role, you will assist in internal and external compliance issues, support senior management and assist with various aml projects.The ideal candidate has several years of experience in legal compliance, most desirably gained within the legal...

  • Compliance Analyst

    6 days ago

    London Area, United Kingdom Ryder Reid Legal Full time

    Title: Compliance AnalystLocation: LondonSalary: CompetitiveHybrid: 3 days in office/2 from homeRyder Reid Legal is seeking a Compliance Analyst to join the dynamic Risk & Compliance team of one of our global, law firm clients at their London office. As a Compliance Analyst, you will play a crucial role in ensuring the firm meets its compliance obligations...

  • Compliance Analyst

    4 weeks ago

    London Area, United Kingdom Barclay Simpson Full time

    Compliance Analyst – Financial Services - 4/6 Month Contract Location: London Salary: £40,000 - £60,000 (Or equivalent day rate) Are you looking to grow your career in compliance within a fast-paced financial services environment? An investment platform is seeking a Compliance Analyst on a contract basis to play a key role in ensuring regulatory...

  • Compliance Analyst

    3 weeks ago

    London Area, United Kingdom Brooklands Fund Management Limited Full time

    Company DescriptionBrooklands Fund Management Limited is a boutique financial services company in London, UK. The company empowers portfolio managers to launch independent funds under Brooklands umbrella. It provides regulatory authorisation, compliance support, operational infrastructure, and other supporting services. Brooklands is authorised and regulated...

  • Compliance Analyst

    3 days ago

    London Area, United Kingdom Arthur Recruitment Full time

    Arthur have partnered with a large London Market Insurer who are seeking a Compliance Analyst to join their Compliance function.This reports into the Senior Compliance Manager working within a small team and offers great career progression. This is a full time permanent role based in London on a hybrid basis and would suit someone with x2 years experience...

  • Compliance Analyst

    4 weeks ago

    London Area, United Kingdom Barclay Simpson Full time

    Compliance Analyst – Financial Services - 4/6 Month Contract📍 Location: London💰 Salary: £40,000 - £60,000 (Or equivalent day rate)Are you looking to grow your career in compliance within a fast-paced financial services environment? An investment platform is seeking a Compliance Analyst on a contract basis to play a key role in ensuring regulatory...

  • Compliance Analyst

    4 weeks ago

    London Area, United Kingdom Barclay Simpson Full time

    Compliance Analyst – Financial Services - 4/6 Month Contract📍 Location: London💰 Salary: £40,000 - £60,000 (Or equivalent day rate)Are you looking to grow your career in compliance within a fast-paced financial services environment? An investment platform is seeking a Compliance Analyst on a contract basis to play a key role in ensuring regulatory...

  • Technical Compliance Analyst

    3 weeks ago

    London Area, United Kingdom Vixio Regulatory Intelligence Full time

    Technical Compliance Analyst- (GamblingCompliance)‍‍About Vixio:Vixio is a leading Regulatory Technology (RegTech) platform created to remove the risk of non-compliance in the payments, gambling and financial industries. We deliver comprehensive, time-sensitive, and actionable regulatory intelligence for the payments and gambling sectors across the...

  • Compliance Analyst

    2 weeks ago

    London Area, United Kingdom NextEnergy Group Full time

    THE ROLEWe are seeking a highly motivated Compliance Analyst to join our team and support a strong and ethical compliance framework. This role offers a unique opportunity to work closely with the Compliance team, ensuring adherence to UK FCA regulations and maintaining high governance standards.As a key member of the team, you will be responsible for...

  • Compliance Analyst

    7 days ago

    London, Greater London, United Kingdom Ryder Reid Legal Limited Full time

    Title: Compliance AnalystLocation: LondonSalary: CompetitiveHybrid: 3 days in office/2 from homeRyder Reid Legal is seeking a Compliance Analyst to join the dynamic Risk & Compliance team of one of our global law firm clients at their London office. As a Compliance Analyst, you will play a crucial role in ensuring the firm meets its compliance obligations...

  • Compliance Analyst

    14 hours ago

    London, Greater London, United Kingdom Ntrinsic Consulting Full time

    Direct message the job poster from Ntrinsic ConsultingPrincipal Consultant - 360 Recruiter | Account Management | Executive Search | Business DevelopmentLocation: 100% REMOTEDuration: 2nd April - 31 December 2025Rate: £45-55 per hour + holiday pay (Inside IR35 - you would be payrolled by Ntrinsic, similar to an umbrella agreement)We are looking for an...

  • Compliance Analyst

    2 days ago

    London, Greater London, United Kingdom TN United Kingdom Full time

    Social network you want to login/join with:Compliance Analyst - Central Compliance, LondonClient:InvestecLocation:London, United KingdomJob Category:OtherEU work permit required:YesJob Reference:7392ceb0c20dJob Views:5Posted:30.03.2025Expiry Date:14.05.2025Job Description:Investec is a distinctive Specialist Bank serving clients principally in the UK and...

  • Compliance Analyst

    8 hours ago

    London, Greater London, United Kingdom JR United Kingdom Full time

    Social network you want to login/join with:Compliance Analyst - Digital Assets, LondonClient: [Client Name]Location: London, United KingdomJob Category: OtherEU work permit required: YesJob Views: 1Posted: 30.03.2025Expiry Date: 14.05.2025Job Description:Currently recruiting for a Global Digital Assets firm in London, who are looking to hire a Compliance...

  • Compliance Analyst

    4 weeks ago

    London, United Kingdom Taylor Root Full time

    We have partnered with a top international law firm regarding a compliance analyst hire to support the firms risk management process related to opening new matters in their UK and EU offices, based in London. The Analyst will work closely with the Compliance Manager/Head Of, supporting research, data entry, and projects. They will also collaborate with the...

  • Compliance Analyst

    3 weeks ago

    London, Greater London, United Kingdom Barclay Simpson Full time

    Compliance Analyst – Financial Services - 4/6 Month Contract Location: London Salary: £40,000 - £60,000 (Or equivalent day rate)Are you looking to grow your career in compliance within a fast-paced financial services environment? An investment platform is seeking a Compliance Analyst on a contract basis to play a key role in ensuring regulatory...

  • Compliance Analyst

    2 weeks ago

    London, Greater London, United Kingdom Ntrinsic Consulting Full time

    Location: 100% REMOTEDuration: 2nd April - 31 December 2025Rate: £45-55 per hour + holiday pay (Inside IR35 - you would be payrolled by Ntrinsic, similar to an umbrella agreement)We are looking for an experienced Compliance Analyst for a fully remote contract opportunity with our client in the Financial Services sector.If you are available to start early...

  • Senior Analyst, Compliance

    4 days ago

    London, Greater London, United Kingdom TN United Kingdom Full time

    Social network you want to login/join with:The Senior Analyst, Legal Trading Compliance is charged with ensuring that Cheniere's domestic US and international natural gas and LNG marketing, trading and related transportation activities are conducted in accordance with applicable Anti Bribery and Corruption (ABC) and Economic Sanctions (ES) regulations, such...

  • Compliance Analyst

    4 weeks ago

    London, United Kingdom Barclay Simpson Full time

    Compliance Analyst – Financial Services - 4/6 Month Contract Location: London Salary: £40,000 - £60,000 (Or equivalent day rate) Are you looking to grow your career in compliance within a fast-paced financial services environment? An investment platform is seeking a Compliance Analyst on a contract basis to play a key role in ensuring regulatory...

  • Data Protection Analyst

    4 weeks ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    We have a new opportunity for an experienced Data Protection Analyst to join a Leading UK Accountancy Firm. In this role, you’ll support firm-wide operations to ensure compliance with data protection laws and regulations. This role is a part-time, pro-rated position with a requirement of 1 day a week in the office. We’re looking for someone with a...

Compliance Analyst

1 month ago

London Area, United Kingdom Optima Partners Full time

Why Join Us?

Optima Partners is a unique global firm which understand that its people are its greatest asset. We are therefore 100% committed to attracting and keeping the highest quality people. As a market leading and growing firm with a very flat structure, we offer people the chance to move forward quickly in their career within a meritocratic culture.

The core values that our team share are being proactive, solutions focused, interactive and dynamic in the ever evolving industry that we work in. We seek to encourage new ideas and proactive thinking across all members of the team and constantly invest in new people that share our values.

Optima Partners presents its people with a unique opportunity to work collectively and collaboratively within our global team as well as platform to reap the rewards of strong performance. Optima's experienced global team will accelerate the Analyst's learning and growth by providing frequent training on various topics, shaping the Analyst's learning and growth by providing frequent training on various topics, shaping the Analyst's career path to becoming an expert compliance professional in the financial services industry.

Responsibilities

Compliance Analysts will support Senior Compliance Consultants in developing, implementing and maintaining compliance programs for a variety of regulated investment management firms, including but not limited to:

  • Registering clients as regulated entities with the Financial Conduct Authority ("FCA") in the UK
  • Developing and implementing compliance policies and procedures
  • Preparing and maintaining employee certifications on behalf of clients in accordance with the FCA's Senior Management Certification Regimes ("SMCR")
  • Monitoring employee personal trading activities and electronic communications on behalf of clients
  • Monitoring expert network call on behalf of clients
  • Performing periodic compliance monitoring testing across specific FCA regulatory conduct of business requirements and regulatory themes, such as personal trading, political contributions, gifts and entertainment, outside business interest, and other conflicts of interest, as part of client's compliance monitoring program
  • Assisting in annual compliance reviews and mock regulatory thematic reviews and investigations
  • Assisting in providing regulatory review support

Requirements

  • Recent graduates (2021 and onwards)
  • Excellent written and verbal communication skills
  • Independent, self-starter, as well as collaborative problem solver
  • Strong analytical and research skills
  • Ability to multi-task and prioritise across a range of projects with constantly shifting priorities in a team environment
  • Ability to master new tasks quickly

Benefits

  • CISI Diploma fully funded accept from re-sits
  • Private medical
  • Hybrid work schedule

Start Date ASAP

Optima Partners is committed to providing equal opportunities in employment. We will not discriminate between applications for reason of gender, gender identity, race, religion, colour, nationality, ethnic origin, sexual orientation, marital status, veteran status age or disability.