Research Compliance Associate

2 weeks ago

London, United Kingdom AlphaSights Full time

About the role

The Research Compliance team is a dynamic, external and internal-facing function which enables the expansion of our fastest-growing business segments globally. As the Research Compliance Associate you will report into the Research Compliance Manager based in London and work closely with the Legal, Client Protection and Research teams as well as a number of other stakeholders across the business. Your responsibilities include:

Review expert profiles and project requirements for the delivery of expert knowledge to our clients by the Research teamFormat, proofread, and screen written output (transcripts) specifically to ensure that all information complies with applicable laws and AlphaSights’ legal and compliance policiesWork with internal and external stakeholders to resolve any compliance flags Provide legal and compliance training to the Research team and other stakeholders

We will provide you with autonomy and independence in your day-to-day work and give you the opportunity to be a self-starter. This is an ideal role for someone who’s keen to gain legal and operations experience while having direct access to the commercial and organizational workings of a dynamic, innovative global business. We are looking for a person who wants to join our high-performance team, have real impact and be part of AlphaSights’ growth story. Here are some qualities that many of our successful applicants possess: 

Fantastic proofreading experience and acute attention to detailAbility to effectively prioritize tasks, manage time, remain highly organized and swiftly execute within a fast-paced environmentPersistence, drive and a goal-focused mindset as you own projects from initiation to completion.

Requirements

Bachelor's degree, with strong academic credentials in any field and noteworthy extracurricular leadership0-1 year of work experience as a Compliance Associate, Legal Assistant, Paralegal, or similar roles. Recent graduates with high potential are also welcomedTrack record of strong academic performance (minimum 2:1) Extracurricular achievement throughout school and universityFluency in written and spoken English is essential. Fluency in a relevant foreign language is a plus

Compensation and benefits

4% matched pension contribution on qualified earningsComprehensive private health insurance coverage and dental insurance25 vacation days, 8 bank holidays, and business closure over the Christmas break.In office Monday to Thursday (option to WFH each Friday and four extra days/quarter)State-of-the-art office with amenities in the City of London

  • Research Compliance Associate

    6 hours ago

    London, United Kingdom AlphaSights Full time

    About the role The Research Compliance team is a dynamic, external and internal-facing function which enables the expansion of our fastest-growing business segments globally. As the Research Compliance Associate you will report into the Research Compliance Manager based in London and work closely with the Legal, Client Protection and Research teams as...

  • Research Compliance Associate

    7 hours ago

    London, Greater London, United Kingdom AlphaSights Full time

    About the roleThe Research Compliance team is a dynamic, external and internal-facing function which enables the expansion of our fastest-growing business segments globally. As the Research Compliance Associate you will report into the Research Compliance Manager based in London and work closely with the Legal, Client Protection and Research teams as well as...

  • Research Compliance Associate

    2 weeks ago

    London, United Kingdom Alphasights Full time

    The Research Compliance team is a dynamic, external and internal-facing function which enables the expansion of our fastest-growing business segments globally. As the Research Compliance Associate you will report into the Research Compliance Manager based in London and work closely with the Legal, Client Protection and Research teams as well as a number of...

  • Associate Director

    2 days ago

    London, United Kingdom Research Partnership Full time

    We invite you to come grow with us. Research Partnership (part of Inizio Advisory) is one of the world's largest pharma market research and consulting agencies with over 250 researchers, consultants, project managers and support staff. Our teams are located across the globe, in Europe (London, Lyon), North America (New York, Philadelphia, San Francisco) and...

  • Senior Compliance Associate

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client partners with exceptional managers and hedge funds to create leading funds globally. **THE RESPONSIBILITIES**: The role will cover the compliance for three entities within the group and will consist of the following main responsibilities: - General Compliance Monitoring - Thematic Reviews - Trade Surveillance (using TZ Trade...

  • Compliance Associate

    15 hours ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: The following information aims to provide potential candidates with a better understanding of the requirements for this role.Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and...

  • Compliance Associate

    7 days ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: The following information aims to provide potential candidates with a better understanding of the requirements for this role.Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and...

  • Compliance Associate

    2 days ago

    London, United Kingdom Compliance Professionals Full time

    Job Description THE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing...

  • Compliance Associate

    1 week ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence,...

  • Compliance Associate

    1 week ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client...

  • Compliance Associate

    7 days ago

    London, United Kingdom Compliance Professionals Full time

    Job DescriptionTHE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due...

  • Compliance Associate

    1 week ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client...

  • Compliance Associate

    1 week ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client...

  • Compliance Associate

    1 week ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES:Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence, client...

  • Compliance Associate

    1 week ago

    London Area, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES: Financial Crime – The candidate will be responsible for ensuring that the AML/CTF process of the firm are effective and robust. They will assume day to day responsibility for the AML process including client onboarding, ongoing due diligence,...

  • Compliance Officer

    1 week ago

    London, United Kingdom Compliance Professionals Full time

    Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. THE RESPONSIBILITIES: Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Complete necessary sections of Regdata reports and...

  • Compliance Officer

    7 days ago

    London, United Kingdom AJ Fox Compliance Full time

    We have an exciting opportunity to join an international law firm as a Compliance Officer. This role will be offered on a hybrid working basis in London. This role will involve supporting the team with business acceptance tasks, including conflicts searches and matter opening. You will need to be able to demonstrate knowledge of AML legislation and...

  • Compliance Monitoring Manager

    1 month ago

    London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a rapidly growing electronic brokerage firm based in the City. They are looking to hire a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the testing and monitoring programme Identify areas for enhancements of systems and controls operated by the...

  • Ctdd Associate

    1 week ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is leading international bank based in the City. **THE RESPONSIBILITIES**: - Conduct in-depth analysis and investigation of all transactions referred to TMD either through automated system or manual processes from any area within the Bank - Conduct in-depth analysis and investigation of all system-generated alerts - Participate...

  • Compliance Associate/Senior Associate

    1 month ago

    London, United Kingdom Coopman Search and Selection Full time

    Coopman Search and Selection are delighted to partner with an alternatives asset manager who are looking hire a Senior Compliance Associate due to their continued growth planned within Europe. The role will report direct into the Head of Compliance will be the second hire into the team. In this role you will be responsible for assisting the head of...