Compliance Analyst
1 month ago
We are recruiting for an Assistant or Analyst to join our Can I Act team.
Your RoleAs a Compliance Analyst your day to day remit includes:
- Manage and implement an assessment of all high and medium risk clients, requiring CRP’s to review information regarding clients with whom they have a business relationship, including recompleting the AML client risk assessment, and updating CDD accordingly.
- Address any non-compliance in line with internal policies.
- Work with Client Relationship Partners (CRP) to ensure AML reviews undertaken of existing clients are consistent with what we know about the client, their business and risk profile, and relevant information has been kept up-to-date.
- Contact clients directly in order to explain the requirements of the Money Laundering Regulations and to seek information and documentation to comply.
- Monitor and analyse matter risk assessments being completed at the start of each matter and prior to completion monies being sent.
- Help ensure the Firm is comfortable acting in the particular circumstances and, if so, whether our internal controls have been adjusted to the appropriate level or risk presented by the client and retainer.
- Flag high risk factors for further investigation.
- Follow business acceptance procedures for all clients and work of the firm and take proactive steps to help ensure that fee earning teams understood those procedures and are compliant. This may involve attending team meetings and committees.
- To liaise with fee earners and others within the firm to make informed decisions about whether CDD requirements have been met and mitigate any risks that are identified in client or matter risk assessments
- To review and analyse CDD documents to ensure compliance with anti-money laundering regulations, identifying what is missing, seeking enhanced information, necessary and referring where necessary to TM or Risk.
- To review company information databases, research organisations, and conduct electronic verification searches on clients and third parties using bespoke software.
- Advise fee earners on complex CDD requirements including identifying layered beneficial ownership.
- Be able to conduct source of funds and source of wealth reviews and make decisions on whether the risk has been mitigated.
Your Skills and Experience
- Good research and analytical skills.
- Strong organisational skills and the ability to prioritise workload.
- Excellent communication skills and the ability to deal with people of all levels.
- Ability to work well under pressure and to deadlines in a fast-paced environment.
- Accurate data inputting, attention to detail and accuracy.
- Good IT skills.
- Legal qualification desired but not essential.
- The role would suit someone with previous experience of working in compliance for a law firm in the areas of conflict checking and CDD/KYC.
- A minimum of one year’s experience of conflict checking is required for the compliance analyst role.
Your Team
Can I Act are a shared service team within 'TLT ReSource' who undertake volume compliance tasks on behalf of the firm. The team deal with all tasks associated with taking on new clients and matters, such as conflict checking, client due diligence, and source of funds checks.
The team consists of 14 compliance professionals and is managed on a day to day basis by the Team Manager. The Risk Manager in Risk & Compliance is the strategic head of CIA and responsible for the team’s operations.
About TLT
Fast paced, fast growing and forward thinking, TLT is the law firm that helps clients stay one step ahead, and we do the same for our people.
We work with high profile clients in innovative sectors. With local, national and international reach, we have over 1,200 people in offices across the UK and a network of partner firms across Europe, India and the US. In 2021 we were named The Lawyer’s Law Firm of the Year, recognising our incredible success story.
Our purpose is to protect, prepare and progress our clients for what comes next and it’s essential that we do the same for our people, our planet and our communities too. In our open and collaborative culture, we encourage everyone to be their whole self, to have a voice and to contribute.
Our Benefits
We value our employees highly and we want you to feel valued. You’ll receive a competitive salary with an annual pay review. You will also have access to an extensive range of benefits via our flexible benefits scheme including 25 days holiday (which will increase to 30 days based upon length of service) and private medical insurance.
At TLT we have a progressive fully flexible working approach. We empower our people to work in a place and at a time that meets their needs, those of their clients and of the wider team and firm. Part of this agile approach is a focus on hybrid working and supporting the work/life balance of our people.
-
Compliance Analyst
2 months ago
Bristol, United Kingdom Artis Recruitment Full timeAre you a compliance professional with a an understanding of AML or CDD? Are you able to work in central Bristol 2 days a week? If the answer is yes to these two questions then we have a fantastic opportunity for you to join a leading law firm in their growing compliance function operating as Compliance Analyst. This role will sit in an immediate team of 3...
-
Compliance Analyst
1 month ago
Bristol, United Kingdom CV-Library Full timeAre you a compliance professional with a an understanding of AML or CDD? Are you able to work in central Bristol 2 days a week? If the answer is yes to these two questions then we have a fantastic opportunity for you to join a leading law firm in their growing compliance function operating as Compliance Analyst. This role will sit in an immediate team of 3...
-
Provision and Compliance Analyst
2 weeks ago
Bristol, Bristol, United Kingdom TLT LLP Full timeAbout the RoleWe are seeking a highly skilled IT Provision and Compliance Analyst to join our Technology team in Bristol. As a key member of the IT Ops Team, you will be responsible for maintaining compliance of TLT's technical end-user assets and all technical and compliance aspects of the JLT process.As an IT Provision and Compliance Analyst, your primary...
-
Provision and Compliance Analyst
2 weeks ago
Bristol, Bristol, United Kingdom TLT LLP Full timeAbout the RoleWe are seeking a highly skilled IT Provision and Compliance Analyst to join our Technology team in Bristol. As a key member of the IT Ops Team, you will be responsible for maintaining compliance of TLT's technical end-user assets and all technical and compliance aspects of the JLT process.As an IT Provision and Compliance Analyst, your primary...
-
Provision & Compliance Analyst
2 months ago
Bristol, United Kingdom TLT LLP Full timeWe are recruiting for an IT Provision & Compliance Analyst to join our Technology team in Bristol. Your Role Reporting to the Head of IT Operations, you will be a member of the IT Ops Team and work within the IT Provision and Compliance Team, owning responsibility for maintaining compliance of TLT’s technical end user assets and all technical and...
-
Compliance Specialist
3 weeks ago
Bristol, Bristol, United Kingdom Artis Recruitment Full timeCompliance Analyst OpportunityWe are seeking a highly skilled Compliance Analyst to join our team in central Bristol. As a Compliance Analyst, you will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Assist in the development and implementation of compliance policies and...
-
Compliance Specialist
3 weeks ago
Bristol, Bristol, United Kingdom Artis Recruitment Full timeCompliance Analyst OpportunityWe are seeking a highly skilled Compliance Analyst to join our team in central Bristol. As a Compliance Analyst, you will play a key role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Assist in the development and implementation of compliance policies and...
-
AML Compliance Analyst
2 days ago
Bristol, Bristol, United Kingdom RPC Full timeJob Description:As an AML Analyst at RPC, you will be part of a central team that reports to the AML Manager. The team is responsible for conducting client due diligence checks on our clients and matters in line with our anti-money laundering and combating the financing of terrorism obligations.Key Responsibilities include:Day-to-Day Duties:Carrying out CDD...
-
Compliance Risk Analyst
2 months ago
Bristol, Bristol, United Kingdom RPC Full timePosition Overview ROLE SUMMARY As a Compliance Risk Analyst at RPC, you will be an integral part of a dedicated team that reports to the Compliance Manager. Your primary responsibility will be to perform client due diligence ("CDD") assessments in accordance with our obligations related to anti-money laundering ("AML") and counter-terrorism...
-
Compliance Risk Analyst
2 months ago
Bristol, Bristol, United Kingdom RPC Full timePosition Overview ROLE SUMMARY As a Compliance Risk Analyst at RPC, you will be an integral part of a dedicated team that reports to the Compliance Manager. Your primary responsibility will be to perform client due diligence ("CDD") assessments in accordance with our obligations related to anti-money laundering ("AML") and counter-terrorism...
-
Compliance and Governance Analyst
4 days ago
Bristol, United Kingdom Hedron Network Full timeCompliance and Governance Analyst Location: LeedsSalary: £Negotiable + BenefitsWe’re expanding our Compliance and Operations team in London or Leeds to continue to support our businesses in the most effective way.Your primary focus will be to manage the regulatory compliance and operational frameworks that contribute towards robust governance across the...
-
Compliance Officer
3 weeks ago
Bristol, Bristol, United Kingdom Artis Recruitment Full timeCompliance Analyst OpportunityWe are seeking a highly skilled Compliance Analyst to join our team in central Bristol. As a key member of our compliance function, you will play a crucial role in ensuring our firm's compliance with regulatory requirements.Key Responsibilities:Develop and implement effective compliance programs to mitigate riskConduct thorough...
-
Compliance Officer
3 weeks ago
Bristol, Bristol, United Kingdom Artis Recruitment Full timeCompliance Analyst OpportunityWe are seeking a highly skilled Compliance Analyst to join our team in central Bristol. As a key member of our compliance function, you will play a crucial role in ensuring our firm's compliance with regulatory requirements.Key Responsibilities:Develop and implement effective compliance programs to mitigate riskConduct thorough...
-
Compliance Specialist
1 month ago
Bristol, Bristol, United Kingdom TLT LLP Full timeJob Title: Compliance AnalystWe are seeking a highly skilled Compliance Analyst to join our team at TLT LLP. As a Compliance Analyst, you will play a critical role in ensuring the firm's compliance with anti-money laundering regulations and other relevant laws and regulations.Key Responsibilities:Manage and implement assessments of high and medium risk...
-
Compliance Specialist
1 month ago
Bristol, Bristol, United Kingdom TLT LLP Full timeJob Title: Compliance AnalystWe are seeking a highly skilled Compliance Analyst to join our team at TLT LLP. As a Compliance Analyst, you will play a critical role in ensuring the firm's compliance with anti-money laundering regulations and other relevant laws and regulations.Key Responsibilities:Manage and implement assessments of high and medium risk...
-
Compliance Specialist
1 month ago
Bristol, Bristol, United Kingdom University of Bristol Law School Full timeJob Title: AML / Compliance AnalystThe University of Bristol is seeking a highly motivated and detail-oriented AML / Compliance Analyst to join our team. As a key member of our compliance team, you will play a critical role in ensuring the University's services and infrastructure are safe, legally compliant, and fit for purpose.Key Responsibilities:Organise...
-
Compliance Specialist
1 month ago
Bristol, Bristol, United Kingdom University of Bristol Law School Full timeJob Title: AML / Compliance AnalystThe University of Bristol is seeking a highly motivated and detail-oriented AML / Compliance Analyst to join our team. As a key member of our compliance team, you will play a critical role in ensuring the University's services and infrastructure are safe, legally compliant, and fit for purpose.Key Responsibilities:Organise...
-
Regulatory Compliance Specialist
4 weeks ago
Bristol, Bristol, United Kingdom Artis Recruitment Full timeCompliance Analyst OpportunityWe are seeking a skilled Compliance Analyst to join our growing compliance function in central Bristol. As a key member of our team, you will play a vital role in ensuring our firm's compliance with AML and CDD regulations.Key Responsibilities:Assist in the development and implementation of compliance policies and...
-
Regulatory Compliance Specialist
4 weeks ago
Bristol, Bristol, United Kingdom Artis Recruitment Full timeCompliance Analyst OpportunityWe are seeking a skilled Compliance Analyst to join our growing compliance function in central Bristol. As a key member of our team, you will play a vital role in ensuring our firm's compliance with AML and CDD regulations.Key Responsibilities:Assist in the development and implementation of compliance policies and...
-
Compliance Assistant
1 month ago
Bristol, United Kingdom Artis Recruitment Full timeAre you a compliance professional with a an understanding of AML or CDD? Are you able to work in central Bristol 2 days a week? If the answer is yes to these two questions then we have a fantastic opportunity for you to join a leading law firm in their growing compliance function operating as Compliance Analyst. This role will sit in an immediate team of 3...
