Current jobs related to Compliance Officer - Dorking - Andrews Recruitment Group
-
Compliance Officer
2 months ago
Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Officer to join our team in Dorking, Surrey. As a Compliance Officer, you will play a crucial role in ensuring that our operations comply with all regulatory requirements and internal policies.Key ResponsibilitiesDevelop, implement, and maintain compliance policies and procedures to ensure adherence to...
-
Compliance Officer
1 month ago
Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Officer to join our team in Dorking, Surrey. As a Compliance Officer, you will play a crucial role in ensuring that our operations comply with all regulatory requirements and internal policies.Key ResponsibilitiesDevelop, implement, and maintain compliance policies and procedures to ensure adherence to...
-
Compliance Officer
2 months ago
Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeAbout the RoleWe are seeking a highly skilled Compliance Officer to join our team in Dorking, Surrey. As a Compliance Officer, you will play a crucial role in ensuring our operations comply with all regulatory requirements and internal policies.Key ResponsibilitiesDevelop and implement compliance policies and procedures to ensure adherence to regulatory...
-
Compliance Officer
1 month ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeCompliance Officer Job DescriptionWe are seeking an experienced Compliance Officer to join our client's team in Dorking. As a Compliance Officer, you will play a crucial role in ensuring the company adheres to FCA guidance and internal policies.Key Responsibilities:Develop and oversee control systems to maintain regulations and internal policiesEvaluate the...
-
Compliance Officer
1 month ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeCompliance Officer Job DescriptionWe are seeking an experienced Compliance Officer to join our client's team in Dorking. As a Compliance Officer, you will play a crucial role in ensuring the company adheres to FCA guidance and internal policies.Key Responsibilities:Develop and oversee control systems to maintain regulations and internal policiesEvaluate the...
-
Compliance Officer
3 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeCompliance Officer - DorkingWe are seeking an experienced Compliance Officer to join our client's team in Dorking. The successful candidate will be responsible for ensuring the company adheres to FCA guidance and internal policies.Key Responsibilities:Developing and implementing control systems to maintain regulatory complianceEvaluating the effectiveness of...
-
Compliance Officer
3 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeCompliance Officer (DipFA) - DorkingWe are seeking an experienced Compliance Officer to join our client's team. The ideal candidate will have a strong background in financial services compliance, with a focus on risk management and regulatory knowledge.Key Responsibilities:Develop and implement effective control systems to ensure compliance with FCA...
-
Compliance Officer
1 month ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeIFA Compliance Officer - DorkingWe are seeking an experienced Compliance Officer to join our client's team in Dorking. The successful candidate will work closely with the owners and existing compliance staff to ensure the company adheres to FCA guidance and internal policies.Key Responsibilities:Develop and oversee control systems to maintain regulations and...
-
Compliance Officer
1 month ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeIFA Compliance Officer - DorkingWe are seeking an experienced Compliance Officer to join our client's team in Dorking. The successful candidate will work closely with the owners and existing compliance staff to ensure the company adheres to FCA guidance and internal policies.Key Responsibilities:Develop and oversee control systems to maintain regulations and...
-
Compliance Officer
3 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeIFA Compliance Officer (DipFA) - DorkingWe are seeking an experienced Compliance Officer to join our client's team in Dorking. The successful candidate will work closely with the owners and existing compliance staff to ensure the company adheres to FCA guidance and internal policies.Key Responsibilities:Develop and oversee control systems to maintain...
-
Compliance Officer
3 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeIFA Compliance Officer (DipFA) - DorkingWe are seeking an experienced Compliance Officer to join our client's team in Dorking. The successful candidate will work closely with the owners and existing compliance staff to ensure the company adheres to FCA guidance and internal policies.Key Responsibilities:Develop and oversee control systems to maintain...
-
Compliance Officer
4 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeIFA Compliance Officer (DipFA) - DorkingWe are seeking an experienced Compliance Officer to join our client's team in Dorking. The ideal candidate will have a strong background in the Financial Services industry, with a preference for diploma-qualified individuals (level 4). As a key member of the compliance team, you will work closely with the owners and...
-
Compliance Officer
4 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeIFA Compliance Officer (DipFA) - DorkingWe are seeking an experienced Compliance Officer to join our client's team in Dorking. The ideal candidate will have a strong background in the Financial Services industry, with a preference for diploma-qualified individuals (level 4). As a key member of the compliance team, you will work closely with the owners and...
-
Compliance Officer
3 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeCompliance Officer Job DescriptionWe are seeking an experienced Compliance Officer to join our client's team in Dorking. The successful candidate will be responsible for ensuring the company adheres to FCA guidance and internal policies.Key Responsibilities:Developing and overseeing control systems to maintain regulations and internal policiesEvaluating the...
-
Compliance Officer
3 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeCompliance Officer Job DescriptionWe are seeking an experienced Compliance Officer to join our client's team in Dorking. The successful candidate will be responsible for ensuring the company adheres to FCA guidance and internal policies.Key Responsibilities:Developing and overseeing control systems to maintain regulations and internal policiesEvaluating the...
-
Compliance Officer
2 months ago
Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeAbout UsAndrews Recruitment Group is a leading provider of recruitment services to the financial services sector. Our team of experts has a deep understanding of the industry and is dedicated to delivering exceptional results for our clients.Job OverviewWe are seeking a highly skilled Compliance Officer to join our team. The successful candidate will play a...
-
Compliance Officer
3 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeWe are seeking an experienced Compliance Officer to join our client's team in Dorking. The successful candidate will work closely with the owners and existing compliance staff to ensure the company adheres to FCA guidance and internal policies.Key Responsibilities:Developing and implementing control systems to maintain regulatory complianceEvaluating the...
-
Compliance Officer
3 weeks ago
Dorking, Surrey, United Kingdom Artemis Recruitment Consultants Ltd Full timeWe are seeking an experienced Compliance Officer to join our client's team in Dorking. The successful candidate will work closely with the owners and existing compliance staff to ensure the company adheres to FCA guidance and internal policies.Key Responsibilities:Developing and overseeing control systems to maintain regulations and internal...
-
Regulatory Compliance Specialist
1 month ago
Dorking, Surrey, United Kingdom Andrews Recruitment Group Full timeLocation: Dorking, Surrey, UKPosition: Regulatory Compliance SpecialistWorking Hours: 5 hours per day, 4 days per weekSalary: £50,000 to £55,000 per annum (Full Time Equivalent)About Us:A reputable and innovative Asset Management and Financial Advisory firm located in Dorking, committed to providing outstanding financial services and guidance to our...
-
Procurement Officer
17 minutes ago
Dorking, United Kingdom Tate Full timeAre you a procurement enthusiast ready to make a real impact? We're looking for a Procurement Officer to join our valued clients small and friendly team! In this role, you'll help drive cost-effective, quality services by supporting the procurement processes across various categories and working closely with stakeholders and suppliers.What You'll Be...
Compliance Officer
3 months ago
Position:ComplianceOfficer
WorkingHours: 5 hours per day 4 daysperweek
Salary: 50000 to 55000 per annum (FullTimeEquivalent)
AboutUs:
A dynamic and respectedAsset Management and Financial Advisor organisation based inDorking dedicated to delivering exceptional financial services andadvice to our clients. Our commitment to excellence integrity andclient satisfaction sets us apart in theindustry.
RoleOverview:
Seeking a diligentand experienced Compliance Officer to join the team. The idealcandidate will play a crucial role in ensuring that our operationscomply with all regulatory requirements and internal policies. Thisparttime position offers a balanced worklife schedule requiring youto work 5 hours a day 4 days aweek.
Requirements
KeyResponsibilities:
- Developimplement and maintain compliance policies andprocedures.
- Monitor and ensureadherence to regulatory requirements and internalpolicies.
- Conduct regular complianceaudits and assessments.
- Provideguidance and training to staff on compliancematters.
- Liaise with regulatorybodies and stay updated on industryregulations.
- Prepare and submitcompliance reports to seniormanagement.
- Investigate and addresscompliance issues promptly andeffectively.
QualificationsandSkills:
- Provenexperience as a Compliance Officer in the financial services sectorpreferably within asset management or financialadvisory.
- Indepth knowledge ofrelevant regulations and compliancestandards.
- Excellent analytical andproblemsolving skills.
- Strongattention to detail and the ability to handle sensitive informationwith discretion.
- Effectivecommunication and interpersonalskills.
- Ability to workindependently and as part of ateam.
Benefits
WhatWeOffer:
- Competitivesalary of 50000 to 55000 per annum(FTE).
- Flexible working hours (5hours per day 4 days aweek).
- Supportive and collaborativework environment.
- Opportunities forprofessional development andgrowth.
- Convenient Surrey locationwith excellent transportlinks.
ApplicationProcess:
If you are acompliance professional looking to contribute to a reputablefinancial organisation and enjoy a flexible work schedule we wouldlove to hear fromyou.
Key Responsibilities: Develop, implement, and maintain compliancepolicies and procedures. Monitor and ensure adherence to regulatoryrequirements and internal policies. Conduct regular complianceaudits and assessments. Provide guidance and training to staff oncompliance matters. Liaise with regulatory bodies and stay updatedon industry regulations. Prepare and submit compliance reports tosenior management. Investigate and address compliance issuespromptly and effectively. Qualifications and Skills: Provenexperience as a Compliance Officer in the financial servicessector, preferably within asset management or financial advisory.In-depth knowledge of relevant regulations and compliancestandards. Excellent analytical and problem-solving skills. Strongattention to detail and the ability to handle sensitive informationwith discretion. Effective communication and interpersonal skills.Ability to work independently and as part of a team.
