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Surveillance Analyst, Communications

1 month ago

London, United Kingdom Royal Bank of Canada> Full time

Job Summary

Job Description

What is the opportunity?

You will provide surveillance to RBC Capital Markets, Global Asset Management and Wealth Management and Transaction Banking and Treasury Services. You will support the delivery of core elements of the Compliance and Surveillance Program as it relates to communications on a timely and consistent basis and in accordance with this mandate and agreed goals/objectives.

 

What will you do?

  • Conduct reviews of electronic and audio communications and integrate the activity with the wider Surveillance team
  • Drive forward RBC’s general electronic and audio communications monitoring functionality
  • Instigate proactive and bespoke searches and techniques across a wide range of communication platforms
  • Facilitate e-mail retrievals and assist with Compliance investigations
  • Ongoing development of reports, systems and processes in order to maintain a cutting-edge audio and e-communications monitoring program

What do you need to succeed?

Must-have

  • Analytical and problem solving abilities
  • An ability and willingness to accept accountability, work with limited direct supervision and support effective cross-unit co-operation
  • A professional demeanor, investigative analysis and attention to detail
  • A proactive approach and an ability to work using your own initiative

Nice-to-have

  • Experience of Capital Markets or Wealth Management Compliance, a trading background or a finance degree or similar

What is in it for you?

We thrive on the challenge to be our best - progressive thinking to keep growing and working together, to deliver trusted advice to help our clients thrive and communities prosper.  We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

  • A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation
  • Leaders who support your development through coaching and managing opportunities
  • Opportunities to work with the best in the field
  • Ability to make a difference and a lasting impact
  •  A chance to work in a dynamic, collaborative, progressive, and high-performing team
  • A world-class training program in financial services
  • Flexible working options fully supported.
     

Job Skills

Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Financial Regulation, Industry Knowledge, Interpersonal Relationship Management, Product Services, Risk Management, Strategic Thinking

Additional Job Details

Address:

100 BISHOPSGATE:LONDON

City:

London

Country:

United Kingdom

Work hours/week:

35

Employment Type:

Full time

Platform:

CHIEF LEGAL & ADMIN OFFICE GRP

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

2024-10-28

Application Deadline:

2024-11-08

Inclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
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We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

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