Client Assets Oversight Vice President

7 months ago


Midlothian, United Kingdom JPMorgan Chase & Co. Full time

If you are intellectually curious, have an eye for detail and a passion for compliance - then you may be the perfect fit for our team

As a Client Assets Oversight Vice President in CASS (Client Asset Sourcebook) Oversight team, you will help us to shape our strategy and maintain compliance with the FCA’s (Financial Conduct Authority) Client Asset (“CASS”). You also will be able to learn and practice the BaFin Safeguarding Client Asset (SGCA) Regulations. 

In this role, you will also leverage your deep understanding of CASS regulations to make informed decisions as well as delivery of best practices.

Job responsibilities

Provides support to the certified individual responsible for CASS operational oversight, and to other EMEA (Europe, Middle East, and Africa) custody regulation oversight functions Manages the Edinburgh CASS Oversight Team Maintains and supports the ongoing development of the Client Assets Risk Framework Coordinates internal and external audits covering Client Asset processes (including the annual CASS audit) Reviews and escalates regulatory breaches relating to Client Assets, drives corrective and preventative actions, and works with stakeholders to ensure successful remediation Reviews and sign-off on the monthly Client Money and Asset Return (“CMAR”) Prepares and delivers MI (Management Information) on the Client Assets control framework to senior stakeholders Designs and coordinates CASS training to all relevant Business, Technology, and Operations staff Reviews New Business Initiatives to assess potential CASS impact Collaborates across teams in Edinburgh, London, Frankfurt, Geneva and Bangalore and works with key stakeholders including Operations, Compliance, Controls, Projects, and Governance teams 

Required qualifications, capabilities, and skills

Knowledge of MiFID (Markets in Financial Instruments Directive) II requirements relating to the safeguarding of financial instruments and funds Experience with the FRC’s (Financial Reporting Council) Client Asset Assurance Standard Self-motivated and ability to work independently Focused on execution skills and the ability to deliver results even through challenges Ability to critically review and challenge interpretation and application of scenarios relating to trade reporting rules Flexibility to work under pressure to meet changing work requirements Ability to work with large data sets to pull trends and insights and provide regular reporting to senior stakeholders Ability to articulate complex concepts clearly to varied audiences Inclusive leadership skills with the ability to collaborate across various groups and regions

Preferred qualifications, capabilities, and skills

People management experience Ability to create a vision and actionable roadmap with a focus on ongoing innovation

  • Midlothian, United Kingdom JPMorgan Chase & Co. Full time

    Are you enthusiastic about Environmental, Social & Governance and adherence with Policy/Investment Guidelines? Then you found the right position for you!  As a Vice President within the Data Solutions team, focused on ESG & Investment Compliance Regulations, you will bring intellectual curiosity and entrepreneurial spirit to our fast-paced yet flexible...


  • Midlothian, United Kingdom JPMorgan Chase & Co. Full time

    Explore our new opportunity for experienced individual in Derivatives Operations team! As a Derivatives Operations Vice President in Derivatives Operations team, you will manage the Edinburgh based team which handles the following daily activities: trade capture of all Over-The-Counter and Listed Derivative trades across FX, Equity, Fixed-Income,...


  • Midlothian, United Kingdom JPMorgan Chase & Co. Full time

    Are you looking to develop your career in a client service role? Then this is the job for you. As an Investment Middle Office Services (IMOS) Client Operation - Associate in the IMOS team, you will be responsible for dealing with all stages of the lifecycle for each product from broker matching, management of the client’s custodial network, lifecycle...


  • Midlothian, United Kingdom JPMorgan Chase & Co. Full time

    If you are enthusiastic about Investment Guidelines and Regulations, in a client facing role – check our new opportunity! As an Investment Compliance Associate within the Data Solutions team, you will be exposed to a wide range of financial products, including Equities, Fixed Income securities and Complex Assets. You will be responsible for interpreting...


  • Midlothian, United Kingdom JPMorgan Chase & Co. Full time

    Are you an experienced Team Leader in the Financial Crime Investigations area and looking for your next career opportunity? Job Summary: As a Financial Crime Investigations Team Lead within Financial Crime Operations Investigations, you will have oversight of Investigators and their investigations/case management. You will ensure any identified...

  • Property Administrator

    6 months ago


    Midlothian, United Kingdom JLL Full time

    JLL supports the Whole You, personally and professionally. Surveying Executive The Property Management team sits within Surveying Services, which is part of the Property & Asset Management department. The team are responsible for managing the property estate for their clients, with a focus on delivering industry leading management of their client’s...

  • Product Manager

    1 month ago


    Midlothian, United Kingdom Avaloq Full time

    Job DescriptionYou will join a dynamic team of software developers and business analysts spread across development centers in Zurich, Manila, Pune, Luxembourg, Madrid, Edinburgh and Berlin. We follow an agile process, working collaboratively to develop new product features and maintain existing live assets.As part of the team, you will develop and deliver...


  • Midlothian, United Kingdom Nutmeg Saving and Investment Limited Full time

    Nutmeg, Europe’s leading Digital Wealth Manager with over £5 billion Assets Under Management and 230,000+ global investors, operates with the agility of a start-up within a leading financial institution. We're on a mission to ethically disrupt the UK financial services market, empowering our customers to maximize their money through our innovative mobile...


  • Midlothian, United Kingdom JPMorgan Chase & Co. Full time

    Nutmeg, Europe’s leading Digital Wealth Manager with over £5 billion Assets Under Management and 230,000+ global investors, operates with the agility of a start-up within a leading financial institution. We're on a mission to ethically disrupt the UK financial services market, empowering our customers to maximize their money through our innovative mobile...

  • KYC Divisional Lead

    7 months ago


    Midlothian, United Kingdom JPMorgan Chase & Co. Full time

    Do you have experience setting up strategic roadmaps within a Financial Crime environment ? As a KYC Divisional Lead within the Financial Crime Department, you will support the build-out of the KYC function and oversee the day-to-day operations of the On-boarding and/or Periodic Review process. You will oversee a team of KYC specialists responsible for on...

  • Civil Engineer

    6 months ago


    Midlothian, United Kingdom Arup Full time

    Joining ArupIn a world with increasing water scarcity and changing climates, we must adapt to ensure flood protection to communities, reliable water resources, clean energy production and protection of the environment. Arup’s technical, engineering and operational consultants are helping to shape our world to respond to these future challenges. Across the...


  • Midlothian, United Kingdom Pinsent Masons Full time

    ENERGY AND INFRASTRUCTURE FINANCE – 7+ yrs PQE LONDON / EDINBURGH Brief We are currently looking to recruit a talented lawyer to join the Structured and Project Finance Team in London or Edinburgh office, ideally a candidate with at least 7 years PQE specialising in the area. Background The role is for a finance lawyer sitting within the...

  • Project Estimator

    1 month ago


    Bonnyrigg, Midlothian, United Kingdom MORRICE MACFEATE SEARCH & CONSULTANCY LTD TA MM Search Full time

    TPMG is seeking an Estimator with a strong background in the distillation or oil and gas industries. The successful candidate will play a critical role in project acquisition, working closely with both internal teams and external stakeholders to develop competitive and compliant bids. The role focuses on small-scale civil and mechanical installations,...

  • Dayshift Electrician

    7 months ago


    Midlothian, United Kingdom EQUANS Full time

    Equans is looking for a Dayshift Electrician to join our team at the Royal Infirmary of Edinburgh Hospital on a permanent basis. This is a full-time role working 37.5 hours per week. On offer is a competitve salary and in addition you will receive an excellent benefits package.  What will you deliver? Working directly to the Electrical...

  • Estimator

    1 month ago


    Bonnyrigg, Midlothian, United Kingdom MORRICE MACFEATE SEARCH & CONSULTANCY LTD TA MM Search Full time

    Role Title: Estimator Location: Bonnyrigg EH19 3HY Salary: £50k, OTE £70k MM Search is delighted to partner with TPMG in the search for an Estimator! TPMG is seeking an Estimator with a strong background in the distillation or oil and gas industries. The successful candidate will play a critical role in project acquisition, working closely with both...


  • Edinburgh, Midlothian, United Kingdom HANA GROUP UK LIMITED Full time

    Why join us?All potential candidates should read through the following details of this job with care before making an application. You could say that it is because we place a special emphasis on people, on the fulfilment of our employees and on their development. We could also tell you that it is because we are an international, dynamic and fast-growing...