Part -Time Operations Compliance Risk essor

3 weeks ago


Alcester, United Kingdom KHR - Recruitment Specialists Full time
Operations / Compliance Risk Assessor
2 or 3days 15 to 20 hours per week
Salary up to 15k per annum

An opportunity has arisen for an experiencedpart-time Operations Risk Assessor to work within a broking team.You will play a crucial role in safeguarding the integrity andefficiency of their operations.

The ideal candidate would have aBroker or auditing background and have a Cert CCI
Youwill be required to work in the office initially and then on tohybrid after a certain period.

You will notonly ensure strict compliance with regulatory requirements but alsoproactively identify areas for improvement.

*Audit Preparation
* Compliance and InternalControls
* Audit Documentation
* AuditCommunication
* Management Reporting
*Complaint Responses
* Regulated Agents List
*Conduct Risk Reporting
* Continuous Learning
*Department and Organizational Enhancement:
* AdditionalDuties

Skills:
- CertCCI
- Broker background or auditing background
- You will be required to work in the office initiallyand then on to hybrid after a certainperiod.

Analytical Skills:
- Strongability to analyse records, reports, operating practices, anddocumentation.
- Capacity to identify issues andrecommend improvements to internalcontrols.

Attention to Detail:
-High level of accuracy in data input and documentation.
-Thoroughness in audit work and reportpreparation.

Communication Skills:
-Excellent written and verbal communication skills for preparingreports and presenting findings.

At KHR wetake care to ensure that you are represented as well as possible soit is worth checking your CV for layout, spelling and grammar aswell as making sure it is up to date before you submit. If you feelyou need to highlight particular qualifications, skills or relevantexperience with regards to a specific role then please add a coverletter or a preface page. This does not need to be formatted in thesame manner. In addition, if your CV is heavy with graphics etc,please could you also submit a "clean" copy in Word. Thankyou.

KH Recruitment Ltd is acting as anEmployment Agency in relation to this vacancy. KHR - RecruitmentSpecialists is a trading name of KH Recruitment Ltd Keep in touchwith us online for job alerts, industry updates andmarket...

Operations /Compliance Risk Assessor



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